Categories
Great Women in Compliance

Great Women in Compliance – Catching Up with the OG GWIC with Mary Shirley

Welcome to the Great Women in Compliance podcast with Hemma Lomax and Lisa Fine, sponsored by Corporate Compliance Insight and a part of the Compliance Podcast Network.  My guest today isn’t really a guest; she’s so much more.  She is an architect of GWIC, my first partner in compliance, and my first compliance friend, who remains a dear friend to this day.  She coined the phrase “Send the Elevator Back Down,” taught me about tall poppy syndrome, and I am still using her cheat codes.  Of course, it’s Mary Shirley!

Mary, can you update everyone on all the cool things that have been happening since you became, as we call it, #GWICemerita?

As a global compliance leader who has lived in several countries and now three very different states in the US, what do you see as the principles of a “culture of integrity” that apply to any business, regardless of geography or industry?

  • While there have been changes in US laws, particularly the FCPA, and newer laws in the EU and the UK, among others, are you seeing any shifts in how to define – or communicate – a culture of integrity?
  • You have compiled a list of questions for job seekers to ask about the terms of compliance programs and a culture of integrity. What do you think is the most revealing one and why?
    • Mine is “Can I talk to my predecessor?”

I look forward to seeing you very soon at SCCE CEI.  You and Matt Kelly are presenting “AI Governance for N00bs: A Beginner’s Guide for the Non-Tech Compliance Practitioner” on Sunday to kick off the event.

  • What do you see as the biggest opportunities for compliance professionals to use AI and machine learning?
  • What challenges do you see for integrating AI and machine learning into their compliance program, and how should we approach it?
  • What about the algorithmic bias?
  • It seems like ethics and compliance are being welcomed as “partners” at the AI governance table. What do you think is the most significant reason for this shift, and what can a compliance professional do to ensure they maintain that strategic seat at the table?

When you think about the first 200 episodes, do you have a specific non-substantive, non-podcast memory that sticks out to you?  Besides the origin story – which I still tell!

Categories
Compliance Into the Weeds

Compliance into the Weeds: Examining the Impact of Reducing Middle Management on Corporate Culture

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode, Tom Fox and Matt Kelly discuss the implications of reducing the number of middle managers in corporate America.

Kelly’s blog post, inspired by a Wall Street Journal article, serves as the foundation for a broader discussion on how the reduction of managers impacts corporate culture, employee dynamics, and compliance programs. They explore the reasons behind this trend, such as the desire for agility or cost-cutting, and its effects on communication, institutional knowledge, and the role of compliance officers. They also explore potential solutions, including the use of AI, enhanced training, and adaptive compliance strategies, to mitigate the risks associated with fewer middle managers.

Key highlights:

  • Corporate America’s Managerial Shift
  • Implications for Corporate Culture
  • AI and Compliance Solutions
  • Institutional Knowledge and Risks
  • Compliance Takeaways and Final Thoughts

Resources:

Matt on Radical Compliance

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred the Davey, Communicator, and W3 Awards for podcast excellence.

Categories
The Hill Country Podcast

The Hill Country Podcast – The Ziglar Explosion & Circle of Gumption Conference 2025

⁠Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this one of the most unique areas of Texas. ⁠This week, Tom welcomes back Kenneth O’Neal to discuss the highly anticipated third annual Ziglar Explosion and Circle of Gumption Conference, taking place in Kerrville, TX, on October 9-11, 2025.

Kenneth shares exciting details about the conference, including the speaker lineup, special events, and the principles of Zig Ziglar that continue to influence people globally. He also introduces his book ‘The Circle of Gumption,’ his weekly podcast, and discusses themes such as integrity, leadership, and resilience. The conversation concludes with a glimpse into Kenneth’s passion for connecting with people and sharing wisdom.

Key highlights:

  • Upcoming Zig Ziglar Conference
  • Conference Speakers and Highlights
  • Keynote on Gumption, Grit, and Guts
  • Balancing Work and Family Life

 Resources:

Circle of Gumption Website

Ziglar Explosion

Kenneth O’Neal on LinkedIn

Other Award-Winning Texas Hill Country Network Podcasts

Hill Country Authors Podcast

Hill Country Artists Podcast

Texas Hill Country Podcast Network

 Podcast Artwork

Nancy Huffman Fine Art

Categories
Compliance Tip of the Day

Compliance Tip of the Day – AI and the Board – The Solutions

Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, our goal is to provide you with concise, actionable tips to help you stay ahead in your compliance efforts. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

This week, we look at Board issues. In the second of a two-episode series, we consider the role of the Board in your corporate AI program. Today, we consider the problems that the Board must confront and explore some answers.

For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing your Compliance Program, 6th edition, which was recently released by LexisNexis. It is available here.

Categories
Daily Compliance News

Daily Compliance News: September 3, 2025, The Shame on Mickey Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • Nestle dismisses CEO for ‘inappropriate relationship’. (NYT)
  • How Indonesia can tackle corruption. (SCMP)
  • 70% of the Philippine flood money was lost to corruption. (Bloomberg)
  • Disney was wrongfully collecting children’s data. (Reuters)
Categories
AI Today in 5

AI Today in 5: September 3, 2025, The Human in the Loop Episode

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories:

For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com.

Categories
Blog

The Sound of Compliance: Using Branded Podcasts to Build Culture and Trust

One of the greatest challenges in corporate compliance is not merely writing policies, conducting investigations, or designing training, but instead effectively implementing these measures. The real challenge is communication. That is finding ways to connect compliance messages with employees in a way that resonates, sticks, and inspires action (IE., engaging and targeted). For years, compliance officers have experimented with email newsletters, intranet portals, and short training videos. These have their place, but the question remains: how do you make compliance messages memorable?

Enter branded podcasts. While businesses often view podcasts as marketing tools, they represent an underutilized resource for compliance professionals. Branded podcasts combine the power of long-form storytelling, intimacy, and authenticity. They don’t just tell employees what the rules are; they let compliance leaders engage directly with their workforce in ways that build trust and credibility.

Consider how branded podcast strategies, borrowed from the marketing world, can be integrated into your compliance communications toolkit.

Why Branded Podcasts Work for Compliance

Marketing research shows that branded podcasts can:

  • Lift brand awareness by 89%
  • Improve brand favorability by 61%
  • Increase brand consideration by 57%
  • Drive purchase intent by 14%

Now, translate those metrics into the compliance world. Awareness means employees are aware of the Code of Conduct’s existence. Favorability equals trust in the compliance function. Consideration equals employees being willing to pick up the phone and ask a question. Purchase intent equals employees actually following the guidance you’ve laid out.

Podcasts offer compliance officers something that other tools rarely do: extended attention from an audience. Employees may skim an email or fast-forward through a training video, but a podcast, whether listened to on a commute, while exercising, or during lunch, can create space for employees to hear the compliance message truly.

Strategy 1: Control the Narrative

Compliance often struggles with being framed as the “Department of No.” Podcasts flip that narrative by letting compliance officers control the storytelling. Imagine a compliance podcast series titled Decisions That Matter. Each episode could feature leaders across the organization discussing how they navigated ethical dilemmas, or employees telling stories about how compliance policies guided their work. This does not simply reinforce policy; it makes compliance part of the corporate identity.

Owning the narrative also means controlling distribution. Just like marketers, compliance teams can utilize multiple channels, including internal podcast feeds, company intranets, email blasts, and even short video clips posted on collaboration tools like Microsoft Teams or Slack.

Strategy 2: Leverage the Intimacy of Audio

There’s a reason people often describe listening to their favorite podcasts as “hanging out with smart, funny friends.” That sense of closeness and familiarity is one of audio’s greatest strengths—and one compliance officers can harness. Unlike fleeting interactions with TV spots, email blasts, or even in-person announcements, podcasts hold an audience’s attention for extended periods. This creates a deeper, more personal connection between compliance and employees.

The BBC’s Audio Activated Study (2019) demonstrated this effect, showing that branded podcasts build uniquely strong engagement and trust. For compliance professionals, the implications are significant: podcasts enable you to move beyond transactional reminders of policy and instead foster authentic conversations about values, ethics, and decision-making.

Consider this: while an employee may forget the details of an email announcing a new anti-retaliation policy, if they hear the Chief Compliance Officer (CCO) discussing real-world examples in a conversational podcast format, they are far more likely to remember and internalize the message. Podcasts enable compliance leaders to “enter the room” with employees in a trusted, low-pressure manner. One that builds credibility and reinforces the culture of compliance over time.

Strategy 3: Use the Right Voices to Build Authenticity

Compliance communication is often top-down, but podcasts allow you to broaden the voices employees hear. A charismatic host, whether it is the compliance officer themselves or a skilled internal communicator, can create an authentic connection.

Guests matter too. Bring in diverse voices, such as regional managers, data privacy specialists, whistleblower program champions, or outside experts. Each guest not only injects energy but also shows that compliance is a broad, collaborative effort. The key to all this is authenticity. Employees are far more likely to engage with compliance messaging if they perceive it as genuine, rather than scripted.

Strategy 4: Make Compliance Entertaining

You may not think that phrase “compliance podcast” naturally screams entertainment, but I can assure you, it does. But if employees do not enjoy listening, they will not return.

Think about different formats:

  • Narratives: Tell true stories of corporate scandals (Bre-X, Enron, or Theranos) and extract compliance lessons.
  • Deep Dives: Break down a single risk topic like sanctions, data privacy, or conflicts of interest in an accessible, story-driven way.
  • Interviews: Feature executives discussing how compliance enables them to lead effectively.

Entertainment does not mean fluff. It means packaging compliance in a way that keeps employees engaged long enough to absorb the lesson. When employees enjoy compliance content, they will not simply listen once; they come back and recommend it to colleagues.

Strategy 5: Promotion and Distribution

Even the best compliance podcast fails if no one listens. That’s why promotion is critical. Here’s where compliance can borrow from marketing:

  • Internal channels: Feature podcast links in company newsletters, Slack channels, or employee portals.
  • Cross-promotion: Play snippets during training modules or town halls.
  • Teasers: Create short audio or video trailers to spark interest.
  • Executive sponsorship: Ask senior leaders to endorse the podcast in their communications and social media posts.

The lesson from marketing is clear: consistent, multi-channel promotion builds an audience. For compliance, that means embedding your podcast into the rhythm of corporate communications.

Strategy 6: Measure the Impact

Marketers measure branded podcast success in downloads and brand lift. Compliance officers should measure the impact on awareness and behavior.

Metrics could include:

  • Number of downloads or streams
  • Average listening time (are employees finishing episodes?)
  • Employee surveys on awareness and trust in compliance
  • Increases in questions to the hotline or requests for compliance guidance

Suppose you show that podcast listeners are more likely to engage with compliance programs. If you prove the value, you will elevate compliance into a strategic communications leader.

Case Study Inspiration

Consider the success of Century 21 Real Estate’s branded podcast The Relentless. Rather than simply promoting properties or agents, the series focused on the broader themes of persistence, innovation, and personal growth. These are the very qualities that drive success in the competitive world of real estate. Each episode highlighted stories of entrepreneurs, industry leaders, and business visionaries who embodied the “relentless” mindset that Century 21 sought to represent.

The strategy worked. Over the course of three seasons, The Relentless not only amplified Century 21’s brand identity but also resonated deeply with its audience, ultimately placing the show in the top 1% of all podcasts with more than 1.5 million downloads.

Now translate that model into compliance communications. Imagine a compliance podcast that tells compelling stories of ethical leadership, employee resilience in the face of ethical dilemmas, or how teams have navigated complex regulatory challenges. Instead of compliance being framed as rules and restrictions, it becomes a series of stories about persistence, integrity, and doing the right thing under pressure.

If a compliance function could achieve even a fraction of The Relentless’s engagement, it would no longer be seen as the department of “no,” but rather as a trusted, sought-after source of inspiration and guidance for the workforce.

Conclusion

Branded podcasts are not just for marketing departments. For compliance professionals, they represent an untapped frontier in employee engagement.

By controlling the narrative, leveraging the intimacy of audio, building authenticity through diverse voices, making compliance entertaining, promoting aggressively, and measuring outcomes, compliance officers can transform the way they communicate.

In a world where regulators emphasize culture, communication, and engagement, podcasts may be one of the most effective tools available for achieving these goals. The time has come for compliance leaders to borrow a page from the marketing playbook and make branded podcasts a cornerstone of their communication strategy.

Because at the end of the day, compliance is not simply about rules on paper. Instead, it is about conversations. And podcasts give compliance a voice.