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AI Today in 5

AI Today in 5: August 4, 2025, The Inaugural Episode

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, Tom considers five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

For more information on the use of AI in compliance programs, Tom Fox’s new book is Upping Your Game. You can purchase a copy of the book on Amazon.com.

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Compliance Tip of the Day

Compliance Tip of the Day – M&A Domestic Issues

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

Today, we begin a two-part exploration of issues in the realm of mergers and acquisitions. Today, we look at the domestic side of things; tomorrow, the international side.

For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing Your Compliance Program, 6th edition, which LexisNexis recently released. It is available here.

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Blog

Facing the Hard Truth: Conversations on Difficult Topics – Lessons from Star Trek’s “Plato’s Step-Children”

There is no substitute for courage and candor in the world of corporate compliance. Some of the most vital and uncomfortable moments we encounter come when we must have conversations on difficult topics. It can be about misconduct, bias, bullying, or toxic behavior that threatens our organization’s culture and integrity. Yet, all too often, leaders and compliance professionals look for a way around these tough talks, hoping problems will resolve themselves.

Few television episodes confront the consequences of unchecked power, humiliation, and silence more starkly than Star Trek: The Original Series’ “Plato’s Step-Children.” Known for its disturbing content, this episode puts the crew of the Enterprise through psychological and physical abuse at the hands of the Platonians—beings who wield telekinetic power and treat others as playthings. While hard to watch, the episode is a masterclass in why, when, and how we must speak up, even when the topic is profoundly uncomfortable.

Let’s draw five critical compliance lessons, grounded in five key scenes, from this infamous episode to guide our approach to conversations on difficult topics.

Lesson 1: Name the Unacceptable—Don’t Look Away

Illustrated By: Upon beaming down to Platonius, Captain Kirk, Spock, and Dr. McCoy are quickly subjected to the Platonians’ mind control. Alexander, the only member without telekinetic power, is humiliated and abused by his peers and is often forced to grovel or perform for their amusement.

Compliance Lesson: The first, hardest step in any conversation on difficult topics is to acknowledge unacceptable behavior. Like many organizations, the Platonians have built a culture of silence around mistreatment. The compliance professional’s duty is to name the unacceptable, break the code of silence, and show the courage to call out abuse—even when it makes others uncomfortable.

What should you do now? Document and report abusive behavior, no matter how entrenched or overlooked it seems. Use specific, direct language: “This conduct is not appropriate here.” Refuse to let fear of “rocking the boat” keep you silent, for silence only enables further harm.

Lesson 2: Empathize with the Vulnerable—Center Their Voice

Illustrated By: Alexander, the outcast, repeatedly begs Kirk and the crew for help, expressing pain and isolation. His vulnerability is palpable; he has suffered for years, dismissed by his peers and unseen by those in power.

Compliance Lesson: In every organization, there are individuals, often in less powerful positions, who experience harm most acutely. When confronting a difficult subject, the compliance leader’s job is to center the voices and experiences of those most at risk, not the comfort of those in power.

What should you do now? Listen deeply and actively to those who report mistreatment, without minimizing or redirecting. Create safe, confidential channels for reporting. Amplify the voices of the vulnerable, ensuring their stories shape policy and response, not just the narratives of the powerful.

Lesson 3: Address Abuse of Power—Challenge the Bully

Illustrated By: The Platonians, particularly Parmen, take delight in using their power to force Kirk, Spock, and others to perform degrading acts: Kirk is made to bark like a dog; Spock is forced to express emotions he cannot control; and Nurse Chapel and Uhura are compelled to embrace against their will, all for the Platonians’ entertainment.

Compliance Lesson: One of the most challenging conversations in compliance is confronting those who abuse their authority. Power imbalances often shield perpetrators from scrutiny. “Plato’s Step-Children” is an explicit reminder that leadership’s job is to challenge, not enable, bullying, coercion, or harassment.

What should you do now? Do not shy away from confronting senior leaders or high performers who engage in toxic behavior. Apply policies and consequences evenly, regardless of rank. Be prepared to escalate if leadership is complicit or unwilling to address abuse.

Lesson 4: Support Each Other—Build Allies in Conversations on Complex Topics

Illustrated By: As the torment intensifies, Kirk, Spock, and McCoy lean on each other for moral and emotional support. Even when stripped of control, their teamwork and solidarity allow them to resist psychological breaking and maintain a sense of dignity.

Compliance Lesson: Conversations on complex topics should not be approached alone, especially when dealing with entrenched cultures or intimidating figures. Building a coalition, whether HR, legal, or trusted colleagues, can provide the strength, perspective, and backup needed to sustain the effort.

What should you do now? Bring allies into the conversation: co-investigators, HR, or outside experts. Debrief regularly to process emotional stress and strategize next steps. Model support for those who come forward; visibly stand together against toxic behavior.

Lesson 5: Restore Dignity—End the Cycle of Harm

Illustrated By: In one of the episode’s most disturbing scenes, Kirk, Spock, Uhura, and Chapel are forced into humiliating, non-consensual acts as the Platonians laugh. Yet, by the end, the Enterprise crew refuses to retaliate in kind when they gain the upper hand. Instead, Kirk rebukes Parmen and demands Alexander be treated with respect and freedom. The episode concludes not with vengeance, but with an insistence on dignity and ethical conduct.

Compliance Lesson: The ultimate goal of any conversation on difficult topics, especially those about harm or misconduct, is restoration and prevention. Retaliation and blame may feel satisfying in the moment, but the compliance leader’s job is to break the cycle, restore dignity to those harmed, and lay the groundwork for a healthier culture going forward.

What should you do now? Focus on solutions, accountability, and healing, not just punishment. Provide support resources for those affected by misconduct. Reiterate the organization’s commitment to dignity, respect, and safety.

Final ComplianceLog Reflections

“Plato’s Step-Children” remains one of the most controversial and instructive episodes in Star Trek history. It confronts viewers with the ugly realities of unchecked power, silence in the face of abuse, and the moral responsibility to speak and act, even when it is dangerous or uncomfortable. As compliance professionals, we must take these lessons to heart.

Conversations on difficult topics are not just a leadership skill; they are the very foundation of a culture of integrity. When we name abuse, center the vulnerable, challenge power, support each other, and restore dignity, we transform moments of pain into turning points for progress.

May we all have the courage of the Enterprise crew to face uncomfortable truths, advocate for those who cannot, and insist on a culture where everyone’s dignity is protected.

Resources:

⁠⁠Excruciatingly Detailed Plot Summary by Eric W. Weisstein⁠⁠

⁠⁠MissionLogPodcast.com⁠⁠

⁠⁠Memory Alpha

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Sunday Book Review

Sunday Book Review: August 3, 2025, The Books from the EthicsVerse Library Edition

In the Sunday Book Review, Tom Fox considers books that would interest the compliance professional, the business executive, or anyone who might be curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest Tom. Today, we look at four books from the EthicsVerse Library, all curated by Ethico.

  1. The Design of Everyday Things by Don Norman
  2. May Contain Lies: How Stories, Statistics, and Studies Exploit Our Biases—And What We Can Do about It by Alex Edmans
  3. Nudge Management by Eric Singler
  4. Behavioral Science in the Wild by Nina Mažar and Dilip Soman

Resources:

The EthicsVerse Library

The Sunday Book Review was recently honored as one of the Top 100 Book Podcasts.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending, August 2, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be mindful of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Ukrainian oligarchs ordered to repay bank fraud. (FT)
  • The ex-President of Colombia was convicted of bribery. (NYT)
  • Long-term bet for insider trading. (Bloomberg)
  • Bain & Co leaves South Africa. (FT)
  • The Trump Administration guts the Antitrust Division. (WSJ)
  • Meta is under investigation in Italy (again). (Reuters)
  • Does any CEO conduct personally? (Bloomberg)
  • Of corruption and battlefield failures. (NYT)
  • Was bribery involved in the Skydance-Paramount deal? (Deadline)
  • The head of the Shaolin Temple in China is in hot water over corruption. (FT)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom 

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You can purchase a copy of my new book, Upping Your Game, on Amazon.com

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Career Can D0

The Trailblazer Woman Effect with Elle Ballard

What does it really mean to be a trailblazer? Elle Ballard, founder of Women of the World Network, joins Mary Ann Faremouth on this episode of Career Can Do to share how women from across the globe are coming together to support, uplift, and grow – together.

Elle is hosting a special event on October 18th in Houston called Trailblazer Woman, designed to celebrate women who pursue their passions with courage and resilience. She explains how the WOW community has created a space for women to gain visibility, build lasting relationships, and share lessons from their journeys in life and business. “We can grow together faster,” Elle says, “if we have that circle that we can come to, that we can share, that we can just be in.”

Mary Ann shares her own experience with WOW, including how contributing to the group’s collaborative books helped her land new opportunities and expand her reach. From speaking engagements and podcast features to powerful new friendships, WOW has helped her – and many others – step into their full potential.

The upcoming event will feature speakers from diverse backgrounds, dancing, networking, and time for reflection as we begin to look toward the year ahead. Elle encourages women to come ready to connect, learn, and be inspired.

Two things you’ll walk away with? New relationships that can grow into something meaningful—and fresh ideas to carry you into 2025 with clarity and confidence.

Resources

Trailblazer Woman Event in Houston – 18th of October

Elle Ballard on LinkedIn

Mary Ann Faremouth on the Web | X (Twitter)

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Data Driven Compliance

Data Driven Compliance – Understanding the ECCTA and Its Impact on Fraud Prevention with Vince Walden

Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data driven compliance. This podcast is sponsored by konaAI. In this episode of Season 2, Tom Fox is joined by Vince Walden, CEO of konaAI.

In this episode, they take a deep dive into the details of the UK Economic Corporate Crime Transparency Act, specifically the ‘Failure to Prevent Fraud’ offense. Walden, bringing the perspective of a fraud examiner and CPA, discusses the types of fraud covered under the new law and its broad scope, affecting not just UK companies but also US subsidiaries of UK companies. Walden emphasizes the importance of fraud prevention compliance programs and outlines how effective data analytics and risk assessments can help companies prevent fraud. He also explores the integration of advanced technologies like AI in building robust fraud detection mechanisms. The conversation highlights that effective compliance leads to better business processes and profitability.

Key highlights:

  • Understanding Fraud Offenses Under the Act
  • The Broad Scope of the Act
  • Importance of Compliance Programs
  • Data Analytics in Fraud Risk Management
  • Future of Fraud Detection with AI

Resources:

Vince Walden on LinkedIn

konaAI, a Covasant company

Click here for konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation

Connect with Tom Fox on LinkedIn

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From the Editor's Desk

From the Editor’s Desk – Compliance Week’s Insights and Reflections from July to August 2025

In this episode of From the Editor’s Desk, co-hosts Tom Fox and Ian Sherr dive into key compliance stories from July, including differences in AI regulation between the U.S., EU, and UK, and shifts in regulatory approaches globally. They discuss notable cases, such as the DOJ’s $14 billion healthcare fraud prosecution tied to transnational crime, and T-Mobile’s acquisition of US Cellular amidst DEI program cuts. Upcoming initiatives in Compliance Week are also highlighted, including in-depth industry coverage and data-driven stories to aid compliance professionals in their roles. The episode concludes with insights into the recent acquisition of ECI by Compliance Week’s parent company, Verdian Insights, which aims to enhance resources available to the compliance community.

Highlights include:

  • Highlighting Key Stories from Compliance Week in July
  • Emerging Patterns in Compliance
  • Tariffs and Their Impact
  • SEC Whistleblower Claims Analysis
  • Upcoming Features and Data Stories
  • ECI Acquisition by Verdian Insights and Its Impact

Resources:

Ian Sherr on LinkedIn

Compliance Week

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Fox on Podcasting

Fox on Podcasting – Podpage and Beyond: Elevating Listener Experience with Dave Jackson

Join Tom Fox as he explores the world of podcasting, and get ready to be inspired to start your own podcast. In this episode, Tom welcomes Dave Jackson, a podcasting veteran and educator. Dave Jackson is the head of podcasting at Podpage and the founder of the School of Podcasting. He is also an author and a member of the Podcast Hall of Fame.

Join Tom Fox as he welcomes Dave Jackson, a podcasting pioneer, to discuss the evolution of podcasting from its early days to the present. Dave shares his journey from chiseling podcasts out of stone to becoming a key figure at Podpage, a platform that enhances the listener experience. With insights into monetization, community building, and maintaining integrity, this episode is a must-listen for aspiring podcasters.

Key highlights:

  • The Evolution of Podcasting
  • Monetizing Podcasts
  • Building a Podcast Community
  • Ethics and Integrity in Podcasting
  • Overcoming Fear in Podcasting
  • Garth Brooks and Self-Doubt
  • Podcasting Insights and Recommendations

We’d love to hear your thoughts on this episode! Leave a comment, share your feedback, and don’t forget to like and follow for more insightful discussions.

Resources:

Dave Jackson on LinkedIn

Podpage

Artwork

Elaine Capers

Art by Elaine

Tom

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Compliance Tip of the Day

Compliance Tip of the Day – AI, Whistleblowing and a Culture of Speak Up

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

How can AI enhance your whistleblower program, improve your culture of Speak Up, and crowdsource intelligence from your employees?

For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing Your Compliance Program, 6th edition, which LexisNexis recently released. It is available here.