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Great Women in Compliance

Humans at the Center of Strategy with Patrícia Godoy Oliveira

In this week’s episode, Hemma sits down with Patrícia Godoy Oliveira to explore her remarkable journey in compliance, which has spanned leadership roles at Google and Uber to her current position as LatAm Compliance Officer at Gallagher.

Join us as Patricia shares how she keeps people at the heart of her compliance strategies, leveraging behavioral science and Trust and Inspire leadership to empower business partners. With practical insights, book recommendations, and a deep passion for ethics and compliance, Patricia offers a refreshing perspective on leading with purpose in this engaging and thought-provoking conversation.

Highlights include:

  • Navigating personal and professional transitions and reflecting on purpose
  • How to build trust with your regional business teams in a global company
  • Practical tips on incorporating behavioral science into your compliance program
  • Fabulous reading recommendations for thought leadership and continuous learning in compliance

Biography

“Patricia is the LatAm Compliance Officer for Gallagher. Her career encompasses senior leadership roles at prominent American and Brazilian companies, including her tenure as Regional Chief Compliance Officer at Google and Director of Ethics & Compliance at Uber. Patricia’s impactful contributions have garnered repeated recognition, including being named one of Brazil’s “Most Admired Professionals” in Compliance on multiple occasions.

A graduate of Instituto Presbiteriano Mackenzie (Law School, Brazil) with a Master’s degree (LL.M.) from the University of Chicago (US) and an MBA from Fundação Getúlio Vargas (CEAG, Brazil), Patricia complements her academic achievements with specialized courses in Insurance, Reinsurance, and Law. Her profound understanding of both mature and evolving regulatory environments is a testament to her 15 years of experience in the Insurance and Reinsurance industry and 5 years in the dynamic Tech sector.

Patricia’s pragmatic approach to legal and compliance is grounded in economic and behavioral principles. She empowers organizations to achieve their goals by translating complex challenges into sound business strategies. Her leadership has successfully implemented innovative programs and training initiatives that foster ethical conduct and drive sustainable growth.

A respected voice in the field, Patricia actively shapes industry standards as a lecturer and professor at the Compliance Committee of AMCHAM, Brazil Chapter. Her unwavering commitment to ethical business practices is evident in her extensive involvement in various professional organizations, including the Ethics Tribunal of the Bar Association in Sao Paulo and the Global Compact of the United Nations. Patricia’s journey exemplifies a dedication to building a more just and responsible business world.”

Resources:

Categories
All Things Investigations

All Things Investigations – DeepSeek’s AI Revolution: Implications for Compliance and Security

Welcome to the Hughes Hubbard Anti-Corruption & Internal Investigations Practice Group’s podcast, All Things Investigation. In this podcast, host Tom Fox is joined by HHR Partner Mike Huneke and Brent Carlson from the Berkeley Research Group.

Brent Carlson and Mike Huneke review the recent DeepSeek AI announcement, which has stirred significant debate in the business and compliance sectors. Brent views this development as a “Sputnik moment” in the technology space, highlighting both the exciting potential and the profound implications for national security and corporate strategy, particularly due to the dual-use nature of AI technologies. On the other hand, Mike has expressed concern over the contentious debates surrounding export controls, emphasizing the necessity for robust compliance frameworks to mitigate liability risks and adapt to the evolving AI landscape. Together, they stress the importance of incorporating high probability standards and reliable inputs into compliance programs to effectively navigate the complex challenges of advanced AI technologies like DeepSeek, ensuring corporate citizenship and strategic advantage in this new era.

Key highlights:

  • Groundbreaking AI Progress Raises National Security Concerns
  • AI Market Disruption by DeepSeek Technology
  • High Probability Standard in Export Control Compliance
  • Subjective Judgment in Compliance Risk Assessment Framework
  • Red Flag Detection with Data Analytics Tools

Resources:

Hughes Hubbard & Reed website

Brent Carlson on LinkedIn

A Fresh Look at US Export Controls and Sanctions

DeepSeek Finds US Export Controls at a New ‘Sputnik Moment’ in Bloomberg Law

Categories
Compliance Into the Weeds

Compliance into the Weeds: End of FCPA and CFPB?

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this Compliance into the Weeds episode, Tom Fox and Matt Kelly review the Trump Administration’s attempts to end enforcement by the CFPB and corruption under the FCPA.

Last week, significant alterations were made to enforcement policies related to the Foreign Corrupt Practices Act (FCPA) and the Consumer Financial Protection Bureau (CFPB), resulting in a noticeable reduction in enforcement efforts and a shift in focus towards issues like corporate bribery associated with drug cartels and human trafficking. These actions will create risks for U.S. businessmen in countries like China, who might face false charges due to the de-emphasis on traditional FCPA enforcement, and these policy shifts might expose U.S. companies to anti-corruption investigations leveraged by other countries in retaliation to Trump’s trade policies.

Matt Kelly emphasizes the need for businesses to maintain robust compliance programs despite the enforcement rollback, warning that legal risks remain due to the statute of limitations, and stresses the importance of upholding corporate compliance and ethical standards to prevent corruption. Through their extensive experiences in compliance and corporate governance, both Tom and Matt highlight the complexities and potential repercussions of these enforcement changes on global business operations.

Key highlights:

  • Introduction: Unpacking the Current Situation
  • Emphasis on Corporate Bribery in Enforcement Changes
  • Upholding Compliance Duties Amid Enforcement Changes
  • FCPA and CFPB Statute of Limitations
  • Global Business Impact of Trump’s Trade Policies

Resources:

Matt in Radical Compliance

Tom

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Categories
Daily Compliance News

Daily Compliance News: February 12, 2025, The Hui Chen on Bondi Memo Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Buyer’s remorse in Minnesota. (WSJ)
  • Hui Chen weighs in on Bondi Memo. (Law360) sub req’d
  • Ethics programs are more than simply compliance. (Forbes)
  • A green light for corruption. (FT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

Categories
The Hill Country Podcast

The Hill Country Podcast – Community Collaboration in Tackling Substance Use Disorder

Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. Tom welcomes Abby Filyaw and Phil Taylor from the Hill Country Substance Use Resources Consortium this week.

They discuss the consortium’s collaborative approach involving various agencies like law enforcement, healthcare professionals, recovery homes, and counseling services to address the opioid crisis and substance use disorders. Highlights include a detailed discussion on linkage cards for immediate assistance, support for families of people with an addiction, and the significance of relationships between agencies to ensure no individual falls through the cracks. The episode also touches on prevention programs, naloxone distribution, and the fight against the stigma of addiction.

Key highlights:

  • Steps to Recovery and Community Involvement
  • Role and Importance of Recovery Coaches
  • Prevention Programs and School Involvement
  • Family Support and Education
  • Consortium’s Mission and Collaboration

Resources:

Check out the Hill Country Council on Alcohol and Drug Abuse (HCCADA) for further information on services, programs, and resources.

Other Hill Country Focused Podcasts:

Hill Country Authors Podcast

Hill Country Artists Podcast

Texas Hill Country Podcast Network

Categories
Innovation in Compliance

Innovation in Compliance – Exploring NLP and Burnout Recovery: Insights from Irina Alexander and Jen Hardy

Innovation comes in many forms, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by fellow C-Suite members Irina Alexander and Jen Hardy, co-founders of the Academy of MotivAction.

Their discussion begins by examining the transformative impact of Neuro-Linguistic Programming (NLP) and other self-discovery tools on their personal and professional lives. They further explore their CARES approach, which stands for Communication, Awareness, Resiliency, Emotional Literacy, and Self-Mastery, designed to help high-stress professionals, including first responders and corporate workers, manage stress, prevent burnout, and build resiliency. Irina and Jen share their journey from being educators and entrepreneurs to founding the Academy of MotivAction and the programs and initiatives they offer designed to foster better communication, stronger relationships, and overall well-being in high-stress environments.

Key highlights:

  • Jen Hardy’s Journey: From Educator to NLP Expert
  • Irina Alexander’s Background and Meeting Jen
  • Understanding the Cycle of Overcommitment
  • The CARES Approach for First Responders
  • Expanding CARES to Corporate and High-Stress Environments

Resources:

Jen Hardy on LinkedIn

Irina Alexander on LinkedIn

The Academy of MotivAction

Tom Fox

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Categories
Everything Compliance - Shout Outs and Rants

Everything Compliance, Shout Out and Rants: Episode 150, The Musk On Edition

Welcome to this edition of Everything Compliance, Shout Outs, and Rants. In this episode, we have Matt Kelly, Jonathan Marks, Jonathan Armstrong, Karen Woody, Tom Fox, and Karen Moore.

  1. Jonathan Armstrong shouts out to Peter Mandelson, the new UK Ambassador to the United States.
  2. Karen Moore shouts out about the film on September 5.
  3. Matt Kelly shouts out to the memoir of Alexei Navalny.
  4. Karen Woody shouts out to the award-winning play Hadestown.
  5. Jonathan Marks shouts out to his hometown team, the Philadelphia Eagles (now Super Bowl-winning Philadelphia Eagles).
  6. Tom Fox shouts out to (Conspiracy) Bill Simmons for opining that the Dallas Maverick’s trade of Luka Doncic was a ploy to force the state of Texas to allow gambling in this state.

The members of the Everything Compliance are:

Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Categories
Word of the Week

Word of the Week with Kenneth O’Neal – Love

Each week, Kenneth O’Neal discusses a word that describes a principle or value of the Qualities of Success. We suggest you use the Word of the Week in your thoughts, deeds, and actions. You might possess the quality and desire to develop it to a higher level. You could replace a bad habit with a good habit. Write an action step and use it daily to develop the quality of your life. In this episode, Kenneth discusses the word – Love.

Kenneth and Rick look at the multifaceted world of love, from its historical roots and linguistic origins to its profound impact on human well-being and societal bonds. From Valentine’s Week, starting with Rose Day on February 7th. The significance of love in various forms: romantic, familial, platonic, and self-love. Kenneth underscores the importance of love for mental and physical health, drawing connections with neuroscience that show how love activates reward systems in the brain. He also touches on the renowned book ‘The Five Love Languages’ by Gary Chapman, providing insight into how people express and receive love differently. This episode emphasizes love’s essential role in fostering strong communities through patience, commitment, and understanding and concludes with a reminder of the history behind Valentine’s Day and the ultimate act of love depicted through literature and religious narratives.

Key highlights:

  • Valentine’s Week and Rose Day
  • Exploring the Meaning of Love
  • The Science and Philosophy of Love
  • Different Types of Love

 Resources:

KRONEAL Consulting

Categories
Daily Compliance News

Daily Compliance News: February 11, 2025, The Pause in FCPA Enforcement Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Trump orders pause in FCPA enforcement. (WSJ)
  • What is illegal DEI? (NYT)
  • AI washing for lawyers. (Reuters)
  • US companies whine about EU and ESG rules. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

Categories
SBR - Authors' Podcast

Finding Solace and Self-Discovery through Writing: A Conversation with Dan Mazur

Welcome to the SBR-Author’s Podcast! In this podcast series, host Tom Fox visits authors in the compliance arena and beyond. Today, Tom visits with Dan Mazur, an IT consultant from Miami who has an inspiring journey of self-discovery and introspection.

Dan has authored two books and shares his compelling story that began in 1987 following his release from a mental institution. Driven by psychological difficulties, Dan turned to writing as a means to regain control of his mind. Over 36 years, his writings evolved from personal introspection and memoirs to introspective novels that explore the power of questioning and dialogue. Through the conversation, Dan discusses the themes of faith, religion, and the importance of achieving intellectual independence, highlighting the challenges and rewards of critical thinking and self-autonomy. He also touches upon the significance of storytelling in personal growth and hopes his journey will inspire others to embrace questioning as a path to self-discovery.

Key highlights:

  • The Beginning of Writing Journey
  • Introspection and Mental Health
  • Memoir and Family Dynamics
  • Themes of Faith and Religion
  • Intellectual Independence

Resources:

Beyond the Morning Light

Cor Values website

COR Values on amazon.com

COR Values Social Media

YouTube: https://www.youtube.com/@CORValuesBook

X: https://x.com/corvaluesbook

Instagram: https://www.instagram.com/corvaluesbook/

Facebook: https://www.facebook.com/corvalues.net

Tom Fox

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