Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.
Top stories include:
FEMA must call immigrants ‘illegal aliens.’ (404media).
CFPB ordered all work to be stopped ‘immediately.’ (NYT)
Musk is now making referrals to the US Attorney. (Reuters)
In the Sunday Book Review, Tom Fox considers books that would interest the compliance professional, the business executive, or anyone who might be curious. These could be books about business, compliance, history, leadership, current events, or anything else that might interest Tom. Today, we look at books on fairness in business.
Make Work Fair, by Iris Bohnet and Siri Chilazi
99% Perspiration, by Adam Chandler
Judgement at Work, by Andrew Likierman
Inspire, by Adam Galinsky
Resources:
Business Books: what to read this month. In the FT
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
Welcome to the Kerrville Weekly News Roundup. Each week, veteran podcaster Tom Fox and his colleagues Andrew Gay and Gilbert Paiz get together to go over a couple of their favorite stories from the past week from Kerrville and the greater Hill Country. Sit back, enjoy a cup of morning coffee, and listen in to get a wrap-up of the Kerrville Weekly News. We each consider two of our favorite stories and talk about the upcoming weekend’s events, which we will enjoy or participate in this weekend.
In this episode, Andrew returns to examine some of the things that caught his attention over the past week.
Get ready for an exciting new season of Because That’s What Heroes Do. This season, they take a deep dive into their favorite episodes of Deep Space 9. In this exploration, Tom and Megan are joined by Star Trek maven Alex Murphy (Murphy) from Montreal, a local historian, cinema, and TV fan who loves weird foreign films, all things horror, and obscure media. He has been watching Trek since he was a tiny punk, and it’s been a lifelong love. In this episode, the team begins a 3 part exploration of the introduction to a new character for DS9’s final season. Today, they review the episode Shadows and Symbols.
The episode begins with Ezri Dax, a character Tom loves, and her struggle with multiple voices in her head. This leads to a broader conversation about the themes of mental health and symbolism tied to the character Benny Russell and his writings on the padded walls of his cell. Another important storyline explored is the Klingon tradition of ensuring Jadzia Dax’s entry to Stov-Vo-Kor, led by Worf, with help from Quark, O’Brien, and Bashir. The final segment examines Captain Sisko’s mysterious trip to his father’s restaurant in New Orleans and his continuing visions connected to his baseball. Murphy ponders whether this episode functions best as a standalone or part of a three-story arc, ultimately appreciating its deep connections to the overall series.
Key highlights:
Exploring Ezri Dax’s Character
Symbols and Shadows: Three Storylines: Benny Russell’s Breakdown; Jadzia Dax to Sto-Vo-Kor and Sisko’s Journey to the Prophets
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.
Fay Vincent warned MLB of the corruption from gambling. (NYT)
In the first part of this episode in our Regulatory Ramblings Spotlight section, we’ll speak with legal scholar Dr. Oriol Caudevilla on the green aspects of China’s Belt and Road Initiative, or BRI, as it is more colloquially known. We’ll follow that up with a chat with Skip Schiphorst, a former Dutch Marine, Iraq War veteran, and master linguist, about his penchant for languages and doing online, open-source research in languages other than English—especially Russian, Arabic, and Mandarin Chinese—and how English isn’t necessarily the easiest language to search in.
Dr. Oriol Caudevilla is a highly regarded voice on all things fintech. He is an Honorary Fellow at HKU’s Asian Institute of International Financial Law (AIIFL) and a Board Director and Secretary General at the Global Impact FinTech Forum (GIFT).
Oriol has published articles and has been cited by international media outlets such as Reuters, Forbes Middle East, the SCMP, Outlook India, China Daily, Asian Investor, Forkast News, and Cointelegraph. He has also hosted The Digital Tomorrow podcast for the past three years.
He shares his views on the potential environmental benefits of Beijing’s BRI with Regulatory Ramblings host Ajay Shamdasani.
Much has been said about the BRI, known in China as the One Belt, One Road—and sometimes labeled the New Silk Road. A global infrastructure development strategy adopted by the Chinese government in 2013 to invest in more than 150 countries and international organizations, the scheme is composed of six urban development land corridors linked by road, rail, energy, and digital infrastructure and the Maritime Silk Road connected by the development of ports.
The idea was simple: transport raw materials to China while carrying its manufactured wares to participating nations.
Oriol fleshes out what he means by the “Green BRI” because, on the surface, the concept seems counterintuitive, as vast amounts of carbon/energy are expended to carry resources toward China and goods from it. As he points out, there are green efficiencies and other benefits to be had from the BRI that will meaningfully impact the planet’s climate.
Skip Schiphorst is the course coordinator and instructor for the Swiss-based firm I-Intelligence’s Arabic, Russian, and Chinese open-source intelligence (OSINT) courses. He served 17 years in the Dutch Marine Corps, the elite corps of the Royal Netherlands Navy, one of the four Armed Forces of the Kingdom of the Netherlands.
While serving, he was deployed to several regions, including the Second Iraq War, as a Reconnaissance Marine. Having operated in multiple theaters, his language and cultural skills were extensively used. Skip holds a university degree in Chinese Studies and is keenly interested in incorporating languages within the OSINT/online spectrum.
He shares with Ajay the importance of being able to search for OSINT in languages other than English and how it has a direct application to lawyers, compliance officers, and investigators in regional hubs like Hong Kong and Singapore—and the banking and financial institutions and multinational corporations they serve. As he emphasizes, it is often easier to navigate the internet in Chinese than in English due to the simplicity of the structure of the former language.
Skip describes what it was like to grow up in Switzerland as a young man of Dutch ancestry, his decision to join the Marines in 1997, and how his views on the world and the degree to which outside powers can use military force to change cultures and nations changed over the course of his service. He believes this to be the Asian century, as many Western nations pursue more nativist and isolationist policies.
He also discusses the value of OSINT and multilingual research for due diligence in mergers and acquisitions and know-your-customer searches in anti-money laundering, terrorist financing, and sanctions compliance for banks.
Regulatory Ramblings podcasts is brought to you by The University of Hong Kong – Reg/Tech Lab, HKU-SCF Fintech Academy, Asia Global Institute, and HKU-edX Professional Certificate in Fintech, with support from the HKU Faculty of Law.
What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!
Stories This Week Include:
DEI-reframing, not retreating. (FT) and WVA replaces DEI with “Dept. of Engagement and Compliance”. (12WBOY)
Trafigura and ex-COO were convicted of bribery. (Bloomberg)
Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.
Today, we review aligning technology, data, and governance to enhance compliance frameworks and drive value across organizations.
For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.
Each week, Kenneth O’Neal discusses a word that describes a principle or value of the Qualities of Success. We suggest you use the Word of the Week in your thoughts, deeds, and actions. You might possess the quality and desire to develop it to a higher level. You could replace a bad habit with a good habit. Write an action step and use it daily to develop the quality of your life.
In this episode, host Kenneth O’Neal discusses the word “wisdom” and the importance of wisdom in leadership, highlighting how true wisdom is the ability to discern what is right and true and to apply knowledge with sound judgment. Kenneth delves into the concept of wisdom not just as a collection of knowledge but as an integration of knowledge, experience, and ethical values. The discussion includes related terms such as understanding, common sense, gumption, and judgment and how these qualities form a robust framework for making sound decisions. The episode also touches on historical figures like Solomon and Benjamin Franklin, showcasing them as paragons of wisdom and understanding.
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.
Dr. Oriol Caudevilla is a highly regarded voice on all things fintech. He is an Honorary Fellow at HKU’s Asian Institute of International Financial Law (AIIFL) and a Board Director and Secretary General at the Global Impact FinTech Forum (GIFT).
