Tag: AI in compliance

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AI Today in 5

AI Today in 5: July 31, 2026, The 60-25-15 Rule Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today in 5. All from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. 8 compliance changes under the EU AI Act. (Orrick)
  2. Agentic AI in banking in APAC. (CFO Tech)
  3. The 60-25-15 rule is reshaping AI compliance pilots. (FinTech Global)
  4. 5 key issues for AI in healthcare. (HealthExec)
  5. 5 top AI in fintech stories from July. (FinTech Futures)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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AI Today in 5

AI Today in 5: July 30, 2026, The Compliance Decision Fatigue Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today in 5. All from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Compliance decision fatigue in the age of AI. (JD Supra)
  2. BaFin to monitor AI use at banks and insurers. (Reuters)
  3. Can regs become machine-readable? (FinTech Global)
  4. Investment firms say AI is their top compliance concern. (Investment News)
  5. FDA rulebook for AI in drug trials. (The Clinical Trial Vanguard)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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AI Today in 5

AI Today in 5: July 28, 2026, The Cheaper Way Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today in 5. All from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Microsoft unveils new cybersecurity tools. (NYT)
  2. Using traditional legal frameworks to regulate AI. (Reuters)
  3. AI to help in chronic disease research. (HealthcareITNews)
  4. HSBC opens AI center of excellence. (FinTechGlobal)
  5. A cheaper way to use AI in Main Street banks. (WSJ)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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Innovation in Compliance

Innovation in Compliance: Governing AI Well Deepens Enterprise Risk Strategy

Welcome to the award-winning Innovation in Compliance. In this episode, Tom welcomes back Gerry Zack, and they discuss the growing use of AI in compliance and the launch of Eastward AI.

Gerry Zack brings a practical, cautionary perspective to AI-powered compliance and risk management, shaped by 18 months of advising organizations on how AI is being used in real compliance programs. He sees AI already embedded in functions like hotline support, policy-to-risk mapping, website scanning, behavioral analytics, transaction monitoring, and even parts of investigations, while warning against overreliance on it in sensitive investigative work. As one of the architects of Eastward AI, he helped evolve the platform from a CSRD and double-materiality tool into a flexible compliance and enterprise risk management solution that supports frameworks such as COSO ERM, DOJ guidelines, ISO 37301, and ISO 31000. Overall, Zack believes the real opportunity lies in reducing organizational paralysis, using AI responsibly, and connecting compliance more closely with HR, IT, and other risk functions to strengthen leadership and decision-making.

Resources:

Gerry Zack on ⁠LinkedIn⁠

⁠RiskTrek⁠

⁠Eastward AI⁠

Tom Fox

⁠Instagram⁠

⁠Facebook⁠

⁠YouTube⁠

⁠Twitter⁠

⁠LinkedIn⁠

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AI Today in 5

AI Today in 5: June 11, 2026, The OpenAI & Compliance Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Luxembourg and trusted financial data. (FinTechGlobal)
  2. AI governance grows at an uneven pace. (PlanAdviser)
  3. AI and spend management. (FinTechMagazine)
  4. The next changes in banking will not be in tech. (The Financial Brand)
  5. OpenAI funds start up for compliance. (Bloomberg)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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AI Today in 5

AI Today in 5: June 10, 2026, The End of Legacy Compliance Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. AI and the end of legacy compliance. (FinTechGlobal)
  2. The Great American AI Act. (ClearanceJobs)
  3. AI and cybersecurity risks in healthcare. (Forbes)
  4. Will AI improve the banking experience? (The Conversation)
  5. Will AI help women in financial services? (FinTechMagazine)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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AI Today in 5

AI Today in 5: June 8, 2026, The 4 Harsh Realities Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. A single AML regime for the EU. ⁠(FinTech Global)⁠
  2. AI agents under anti-trust scrutiny. (⁠Hogan Lovells)⁠
  3. Compliance hiring: AI governance skills needed. (⁠Law.Com⁠)
  4. AI gets 76% of healthcare inquiries correct. (⁠PennState Health)⁠
  5. 4 harsh realities of the AI business. (⁠Axios⁠)⁠

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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AI Today in 5

AI Today in 5: June 3, 2026, The From No Control to Total Control Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. AI compliance needs risk management from day one. (FinTech Global)
  2. Driving AI-powered AML. (Finovate)
  3. Traditional KYC is no longer effective. (FinTech Global)
  4. Deskilling in healthcare. (Healthcare Dive)
  5. Trump wants AI companies to get government approval. (NYT)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI Today in 5

AI Today in 5: June 1, 2026, The AI is Infrastructure Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Compliance is becoming infrastructure. (FinTech Global)
  2. AI: What CFOs need to know for fintech. (Tech Funnel)
  3. AI models consistently break EU AI law. (Tech Republic)
  4. AI outpacing governance frameworks. (Insurance Business Mag)
  5. China issues ethical guidelines for AI use. (IAPP)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI Today in 5

AI Today in 5: May 27, 2026, The Clock is Ticking Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. AI leading to revenue for compliance. (StartUpHub.ai)
  2. ECB says the clock is ticking for bank cybersecurity. (FinExtra)
  3. AI reshaping the healthcare C-Suite. (Modern Healthcare)
  4. Vertical AI is winning the compliance race. (FinTech Global)
  5. Spotify advocates for AI-generated music. (FT)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.