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Compliance and AI

Mastering ChatGPT: Part 3 – Revolutionizing Education and Compliance Training

Welcome to a special five part podcast series on mastering ChatGPT. My special guest throughout this journey is Larry Roberts, an accomplished professional with over 25 years of multifaceted experience. Having initiated his career in the corporate training sphere, he exhibited a remarkable shift to IT, contributing greatly as a Business Intelligence Analyst. His proficiency lies in harnessing predictive analytics for inventory and sales projections, which led him to tap into the realm of AI. In 2021, Larry chose to cozy up with podcasting and content creation. His tryst with ChatGPT began in November the same year and he has been fully engrossed with it since then. His insights into data models, large language models, and his overall passion for AI are certain to illuminate any forum. In this Episode 3, we look how ChatGPT can transform education and what this will mean for compliance training.

As we confront the digital age, educators, teachers and even communicators can no longer afford to be left behind. The rise of AI in education, epitomized by tools like ChatGPT, opens new frontiers in delivering accessible, affordable, and advanced learning experiences. However, this isn’t without complexities. There are pertinent steps to be taken – setting clear expectations, aligning AI with institutional policies, maximizing the collaborative capabilities of AI, and ensuring human oversight in AI implementation. By so doing, we can create an enriching learning environment that contributes positively to personal and professional development. In this episode, we explore these issues and others in considering how this will impact compliance training and communications.

In this episode, you will be able to:

·      Unlock key strategies to optimize your use of ChatGPT.

·      Acknowledge the importance of crafting a suitable persona and forming the right stage for elevated outcomes.

·      Unravel the issues corporate compliance functions may encounter while using ChatGPT, shedding ample light on effective solutions.

·      Learn how one can effectively utilize ChatGPT in making speeches and presentations.

·      Prognosticate the prospective impacts of ChatGPT and AI on the future compliance training landscape.

Key Highlights        

·      Setting Expectations

·      Limitations for Corporations

·      Leveraging Chat GPT for training

·      The Human Element and AI

Resources

Larry Roberts

Larry Roberts on LinkedIn

Red Hat Media        

Tom Fox

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Blog

Mastering ChatGPT: Revolutionizing Education and Compliance Training

In Part 3 of this special five-part blog series, we delve into the potential impact of ChatGPT and AI on education and compliance training. Educators and compliance professionals, this is a must-read for you! As always, I am joined in this exploration by Larry Roberts, whose extensive experience and insights will shed light on how AI-powered tools like ChatGPT can revolutionize education by improving accessibility and affordability. But that’s not all. Roberts’s story as someone who uses ChatGPT for content creation and training courses will make you feel like you are on the same journey. We will consider the challenges corporations face in aligning the AI model with their policies and procedures and how to overcome them. This article will provide valuable answers if you have grappled with how AI can enhance compliance training while ensuring ethical considerations and human control. Get ready to unlock the potential of ChatGPT and AI in education!

Roberts is a prominent figure in the AI industry and an avid educator, continuously exploring and implementing advanced technologies such as ChatGPT. With a background in IT and a deep understanding of how programming and software development work, Larry’s expertise shines through when discussing technical complexities. He is noted for his aptitude in leveraging ChatGPT as an educational tool, maximizing the application’s potential by adapting its conversational models to the user’s needs. Larry, also an effective communicator, can simplify complex concepts for individuals at different stages of the learning process.

 Leveraging ChatGPT

Embracing technology, especially artificial intelligence, holds transformative potential for the educational sector. With proper incorporation, AI models such as ChatGPT can massively streamline the content creation process, facilitating e-learning and enhancing the students’ overall learning experience. Artificial intelligence can be a comprehensive tutor, reducing the burden on human educators and making learning more interactive. With a deep training background, Larry Roberts testified to using ChatGPT for crafting speeches and expressed his vision regarding its possible utilization in fabricating in-house training materials. He believes these AI tools, provided with appropriate guidelines, can eliminate the need for subject matter experts and enable anyone to access and learn new topics in depth.

 Limitations

The idea of an AI model aligned with company-compliance policies and procedures certainly seems appealing, but it is more complex than it might appear. While AI models such as ChatGPT possess a vast range of knowledge, they lack access to proprietary information or internal methodologies of organizations. Recognizing this, organizations should know that models like ChatGPT can provide training based on best practices rather than the company’s unique operation. While ChatGPT can offer a comprehensive understanding of various compliance-related topics, inherent limitations exist due to the need for more access to company-specific processes or principles. This can be overcome but also highlights the need for a tangible human interface to orient and incorporate ChatGPT within corporate compliance specifics suitably.

 Human Element and AI

Even with the rise of AI-powered tools, the human element remains irreplaceable. It is still the humans who design, program, and oversee AI models, and it is paramount that this construction remains so. While AI models continually evolve, they can’t substitute human decision-making, ethics, and judgment abilities. The balance AI models provide with human intervention helps maintain ethical standards and prevent any untoward overstepping of bounds. This essentiality of human oversight cannot be overstated. Their common contention was that AI tools like ChatGPT are potent tools that can revolutionize various sectors. However, they will always require human guidance to navigate ethical considerations and control their capabilities. They cautioned that AI surpassing human control should be approached with wariness. They believe the relationship should be more of a collaboration where humans and AI effectively work together while avoiding over-dependence on technology.

Let us remember that we have the power to shape the future of compliance training. By harnessing the potential of ChatGPT and AI, we can create an inclusive and accessible education system that empowers corporate stakeholders to reach their full potential. The possibilities are endless, and with commitment, dedication, and an open mind, we can revolutionize compliance training and enable stakeholders from all corporate relationships to access advanced knowledge and skills like never before. Together, let’s embrace the power of AI in education and create a brighter future for all learners. Join us tomorrow when we consider how ChatGPT will transform education and compliance training.

For more information on Larry Roberts, check out Red Hat Media.

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Compliance and AI

Mastering ChatGPT: Part 2 – ChatGPT and Ethical AI

Welcome to a special five-part podcast series on mastering ChatGPT. My special guest throughout this journey is Larry Roberts, an accomplished professional with over 25 years of multifaceted experience. Having initiated his career in the corporate training sphere, he exhibited a remarkable shift to IT, contributing greatly as a Business Intelligence Analyst. His proficiency lies in harnessing predictive analytics for inventory and sales projections, which led him to tap into the realm of AI. In 2021, Larry chose to cozy up with podcasting and content creation. His tryst with ChatGPT began in November of the same year, and he has been fully engrossed with it since then. His insights into data models, large language models, and his overall passion for AI are certain to illuminate any forum.

In this Episode 2, we look at the ethical considerations of AI models such as ChatGPT.

In the age of AI, the ethical consequences of this transformative technology present pressing concerns for developers and industry professionals alike. In this episode 2, Tom and Larry shed light on the myriad ethical issues surrounding AI, from securing data privacy and GDPR compliance to mitigating the misuse of AI tools and addressing job displacement. There is a wealth of information and best practices to guide your ethical approach to AI, ensuring transparency, user control, and adaptability in a rapidly evolving landscape. Embark on this journey with us to ensure that the power of AI is harnessed responsibly, respecting every stakeholder’s rights and privacy.

In this episode, you will be able to:

  • Discover the crucial ethical questions surrounding AI and ChatGPT.
  • Uncover hidden truths about data privacy concerns and your control options.
  • Explore the significant role of GDPR and the collective effort required for privacy.
  • Understand how to combat the misuse of AI instruments through user collaboration.
  • Learn about AI ethics and why transparency, bias evaluation, and human supervision are paramount.

Key Highlights:    

  • Data Privacy
  • AI and Disinformation
  • Human in the Loop

Resources:

Larry Roberts

Larry Roberts on LinkedIn

Red Hat Media

Tom Fox

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Blog

Mastering ChatGPT: Ethical Challenges of ChatGPT

In this Part 2 of a five-part blog post series, I am considering the revolution wrought by ChatGPT. Today we consider how and, more importantly, why AI developers and industry professionals need to garner insights into the ethical considerations surrounding AI and ChatGPT. With the guidance of AI expert and founder of Red Hat Media, Larry Roberts, we will delve into the complexities of AI ethics, including data privacy, misinformation, bias, and job displacement. Roberts’s extensive field knowledge and experience make him a relatable source for understanding the challenges and best practices in implementing ethical AI solutions. By addressing these ethical concerns head-on, this article will equip you with the necessary tools and knowledge to navigate the ethical landscape of AI development, ensuring responsible and informed decision-making. Say goodbye to uncertainties and us as we demystify AI ethics, paving the way for a more ethically sound AI industry.

Human in the Loop

Human in the Loop (HITL) is an interaction model involving a human operator in AI decision-making. Due to their unpredictability, HITL scenarios often occur when definitive responses are difficult for AI systems to generate without human intervention. HITL emphasizes that human input and collaboration are critical in AI development, as an AI alone may only partially account for unforeseen situations.  Larry Roberts discusses the ‘Human in the Loop’ approach extensively. He highlights examples where human intervention was necessary to prevent unforeseen outcomes, implying the indispensability of human involvement in AI usage and development. Larry reiterates that even with advances in AI technology, human input remains vital to ensure quality results and prevent unexpected consequences.

AI Ethics and Best Practices

AI ethics is the study of the ethical issues related to the development and application of AI. It includes accountability, privacy, intellectual property, discrimination, bias, and job displacement. Fostering a deeper understanding and implementation of AI ethics ensures that advancements in AI technology are a force for good, benefiting humanity as a whole.  Referencing the episode, Larry Roberts provides an in-depth discussion on AI ethics. He emphasizes that understanding the perspectives of AI developers is paramount to accurate assessment and mitigation of bias. Recognizing the issues surrounding job displacement due to AI implementation, Larry suggests the potential of AI to create new opportunities, underlining the necessity of monitoring and adapting to the evolving AI landscape.

Securing Data Privacy and GDPR Compliance

The digital revolution has brought to the fore the importance of securing data privacy and tick-marking all requirements of the General Data Protection Regulation (GDPR) across industries. The speed and sky-rocketing impact of artificial intelligence (AI) technologies necessitate special attention to these aspects. As data forms the lifeblood of AI systems, ensuring the secure handling of this data keeps prominence. Equally significant is the adherence to GDPR policies, which is a step beyond data privacy, focusing on EU citizens’ fundamental rights. Non-compliance can lead to severe penalties. Addressing these requirements is more than just about legal and ethical obligations; it’s about building trust with the end users, enhancing business reputation, and ensuring that privacy concerns or non-compliance issues do not hold back AI’s fantastic potential.

Mitigating the Misuse of AI Tools

As we consider the suitability of AI technologies for various tasks, it’s crucial to discuss the potential for misuse. With the pervasiveness of AI in our digital landscape, there’s an increasing risk of these technologies being exploited. One of the leading concerns revolves around ethical use, mainly because AI technologies like chatbots can process vast amounts of data, some of which can be sensitive or private. Consequently, the misuse of AI tools could result in a breach of privacy and security, making it significantly vital to establish preventative measures.

As we strive to achieve an increased understanding of AI ethics and best practices for implementation, let us remember that great power comes with great responsibility. By staying informed, remaining vigilant, and consistently reassessing our practices, we can pave the way for a future where AI serves as a force for good. Join us tomorrow when we consider how ChatGPT will transform compliance training.

For more information on Larry Roberts, check out Red Hat Media.

Categories
Blog

Mastering ChatGPT: Introduction to ChatGPT

In this blog post series, a companion to the five part podcast series on Compliance and AI of the same name, I explore how the compliance professional and business executive can think through ChatGPT as a business tool. In this Part 1 of a 5-part blog post series, you learn how  to harness the power of ChatGPT while addressing potential pain points in AI implementation, including ethical considerations and achieving a balance between human creativity and AI assistance. My special guest in this is Larry Roberts, founder and CEO of Red Hat Media.

Roberts is a distinctive voice in the IT and AI sphere, he boasts an extensive 25-year corporate career during which he has made significant contributions in training and business intelligence. His strength lies in his data analysis skills, which he honed using predictive analytics early in his career. In 2021,  shifted his focus from the corporate sector to content creation and podcasting, which eventually led him to explore the potential of ChatGPT. Roberts’ experience combined with his relentless endeavor to understand and unfold the mystique around data models and large language models sets him apart as a thought leader in the AI domain.

Chat GPT Architecture

 Chat GPT is a sophisticated language model that relies on a massive body of text for its training. Behaviour patterns learned allow it to interact conversationally and assist with text-oriented tasks. Its impressive capabilities are derived from extensive linguistic data and customized tuning aligns with specific purposes such as education, creativity, and collaboration. An intriguing aspect worth noting is its reliance on human interaction and feedback. The process of predicting responses by choosing the next logical word in a sequence relies heavily on conversational input from users, leading to improved model accuracy over time.  Roberts noted that Chat GPT’s architecture is fascinating, particularly its learning mechanism dependent on human interactions. The extensive training facilitates improved accuracy in recognizing patterns to predict the most plausible next word in a sequence. Roberts emphasis was on the versatility of Chat GPT’s structure being suitable for various purposes like education or creativity, underscoring its invaluable contribution to different fields.

Chat GPT and Education

Embracing an era shaped by artificial intelligence and advanced technologies, developers, enthusiasts and even novices have access to powerful tools like ChatGPT. This tool, emerging from a sophisticated language model, embodies the capacity to turn raw data into an interactive dialogue that can vary in purpose from education to creativity. For those navigating the realm of education, exploring the potential applications of ChatGPT could prove illuminating.   Roberts illustrated how this model assimilates knowledge and enhances its capabilities through continuous interaction and feedback. The substantial applications it presents within the educational landscape become apparent when considering its skillset

ChatGPT and Research

Contextualizing the utilization of ChatGPT for academic research, we anchor at the core functionality of this AI model. It is an interactive conversational model that generates text, simulates human-like conversation, or fulfills a task based on the information fed to it. Built on a large language model, it amasses extensive textual data, harnessing vast amounts of information from different sources which become part of its knowledge repository. This endows the model with a significant ability to understand and generate productive responses, forming the backbone of its application in the educational research domain.

 The Future of AI Development

 Looking ahead, AI technology advancements hint at a future with multimodal capabilities. Anticipated features like being able to upload images and query specific aspects will add another dimension to AI interaction. Discussing the future also means considering the ethical implications of rapidly advancing technology, a key consideration being how it contributes to Artificial General Intelligence (AGI).  Roberts touched upon the topic of AI’s future by acknowledging its evolving capabilities. He specifically mentioned GPT-4’s understanding of images as a significant forward stride. However, he urged all to be mindful of the ethical implications involved in AI advancement. His emphasis rested on assessing the benefit-risk ratio, particularly concerning the drive towards AGI.

In this blog, we delved into the various aspects of ChatGPT, examining its strengths and limitations. By gaining a closer look at ChatGPT, we have acquired the knowledge and understanding necessary to harness its potential effectively. Armed with this information, we can now navigate the complexities of AI development with greater confidence and expertise. Join us tomorrow where we consider ethical implications of ChatGPT.

For more information on Larry Roberts, check out Red Hat Media.

Categories
Compliance and AI

Mastering ChatGPT: Part 1 – From AI Language Models to ChatGPT

Welcome to a special five part podcast series on mastering ChatGPT. My special guest throughout this journey is Larry Roberts, an accomplished professional with over 25 years of multifaceted experience. Having initiated his career in the corporate training sphere, he exhibited a remarkable shift to IT, contributing greatly as a Business Intelligence Analyst. His proficiency lies in harnessing predictive analytics for inventory and sales projections, which led him to tap into the realm of AI. In 2021, Larry chose to cozy up with podcasting and content creation. His tryst with ChatGPT began in November the same year and he has been fully engrossed with it since then. His insights into data models, large language models, and his overall passion for AI are certain to illuminate any forum. In this Episode 1, we look at AI language models up to ChatGPT.

In the era of digital transformation, educational practices are undergoing significant changes, not least due to tools like ChatGPT. This AI model has the potential to revolutionize research and knowledge acquisition, making these processes more efficient and engaging. For AI enthusiasts and developers, grasping the practical application of ChatGPT in education could provide a fresh perspective on AI integration, fostering growth in their personal and professional endeavors. Harnessing the power of ChatGPT is more than just an exploration of technological advancements—it is a step towards reshaping the future of education.

In this episode, you will be able to:

·      Explore the fascinating world of Artificial Intelligence advancements and their far-reaching consequences.

·      Ascertain the transformative role of open-source AI applications and APIs in the tech universe.

·      Appreciate the synergy between collaboration and innovation in catalyzing AI development.

·      Grasp the ethical concerns enveloping AI usage and the corrective measures needed.

·      Unearth the exciting future prospects of AI featuring Chat GPT, Ethical AI, and their conscientious application.

Key Highlights

·      Chat GPT Architecture

·      Text Generation

·      Chat GPT as a Writing Assistant

·      Chat GPT in Education and Communication

·      Future of Chat GPT

·      The Future of AI Development

Resources

Larry Roberts

Larry Roberts on LinkedIn

Red Hat Media        

Tom Fox

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Facebook

YouTube

Twitter

LinkedIn

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Daily Compliance News

Daily Compliance News – June 23, 2023 – The Deleted Messages Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Microsoft/Activision merger hearing to begin. (WSJ)
  • Judge severely spanks lawyer for using ChatGPT for Motion. (WSJ)
  • JPMorgan to pay $4MM for deleted messages. (WSJ)
  • Twitter shows strong willingness to comply with digital content laws. (WSJ)
Categories
2 Gurus Talk Compliance

2 Gurus Talk Compliance – Once A Con, Always A Con

What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in their podcast, 2 Gurus Talk Compliance, as they dive into hot compliance topics. In this episode, they cover the Elizabeth Holmes goes to prison, the current office imbroglios, a record whistleblower award, the perils of using ChatGPT, cyber breach reporting, Gartner and trust and lightening and compliance. With their unique insights and engaging storytelling, this podcast is a must-listen for anyone in the compliance field. Don’t miss the latest episode of 2 Gurus Talk Compliance and stay ahead of the curve!

Highlights Include

·      Racial Justice at the Board

·      Gartner FCPA enforcement action

·      Cyber Incident Reporting

·      AI and Corporate Governance

·      Once a con, always a con

·      Record whistleblower award

·      WFH, RTW and Hybrid-Work

·      CCO Comp

·      Using ChatGPT

·      Penalties low, benefits high

 Resources 

  1. Racial Justice Initiative
  2. Gartner FCPA enforcement action
  3. FSB Report on Cyber Incident Reporting
  4. AI and Corporate Governance
  5. What the Hell Happened Here?.
  6. Record $279 Million Whistleblower Award
  7. Thank Goodness We Didn’t Get Struck by Lightening
  8. 3 Tips for Adapting to the Post-Pandemic Culture Shock at Work
  9. CCO Compensation Up 8%
  10. Here’s What Happens when Your Lawyer Uses ChatGPT

Connect with Kristy Grant-Hart on LinkedIn

Spark Consulting

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Uncategorized

Farewell to Jim Brown: Compliance and the Regulation of AI

Jim Brown died last week. Although I just saw Brown at the end of his career and at the start of my NFL fandom, he was the best player I ever saw. He is certainly the greatest running back of all-time, even if others have exceeded his yards gained the hard way, on the ground. A multi-sport All-American at Syracuse University, in both football and lacrosse, (and in the HOF for both sports) Brown played for the Cleveland Browns under legendary coach, Paul Brown. According to his New York Times (NYT) obituary, “Brown was voted football’s greatest player of the 20th century by a six-member panel of experts assembled by The Associated Press in 1999. A panel of 85 experts selected by NFL Films in 2010 placed him No. 2 all time behind the wide receiver Jerry Rice of the San Francisco 49ers.” The legendary New York Giants linebacker Sam Huff said of Brown, ““All you can do is grab, hold, hang on and wait for help.”

Brown was equally famous for his life after football where he was an action movie star, most notably (for me) in The Dirty Dozen. More importantly he was a voice of social conscience as well. According to the NYT, “he founded the Negro Industrial and Economic Union (later known as the Black Economic Union) as a vehicle to create jobs. It facilitated loans to Black businessmen in poor areas — what he called Green Power — reflecting his long-held belief that economic self-sufficiency held more promise than mass protests.” He later founded “the Amer-I-Can Foundation to teach basic life skills to gang members and prisoners, mainly in California, and steer them away from violence. The foundation expanded nationally and remains active.”

But I will always remember the highlights of the greatest running back ever; breaking tackles and outrunning all defenders to daylight and the end zone.

The Call For Regulation

Brown’s social advocacy informs today’s post about the coming regulation of AI. Last week, we were all treated to the spectacle (yet again) of another tech entrepreneur testifying before Congress, asking them to do their job which they seem to be incapable of doing any longer—passing legislation. Writing the Harvard Business Review, in an article entitled “Who Is Going to Regulate AI? Blair Levin and Larry Downes noted that “OpenAI chief executive Sam Altman said it was time for regulators to start setting limits on powerful AI systems.” They then quoted from his testimony for the following “As this technology advances we understand that people are anxious about how it could change the way we live. We are too…If this technology goes wrong, it can go quite wrong, [with] significant harm to the world.” Altman agreed with lawmakers that government oversight will be critical to mitigating the risks.

 Who Will Regulate AI

There is no shortage of potential government actors who might step in to regulate AI. As the authors note, “First, there’s Congress, where Senate Majority Leader Chuck Schumer is calling for preemptive legislation to establish regulatory “guardrails” on AI products and services. The guardrails focus on user transparency, government reporting, and “aligning these systems with American values and ensuring that AI developers deliver on their promise to create a better world.” The vagueness of this proposal, however, isn’t promising.”

Next is the Biden Administration, which created a White House blueprint for an AI Bill of Rights, last October. Here the authors said, “The blueprint is similarly general, calling for developers to ensure “safe and effective” systems that don’t discriminate or violate expectations of privacy and that explain when a user is engaging with an automated system and offer human “fallbacks” for users who request them.”

Next at the Department of Commerce, the National Telecommunications and Information Administration (NTIA) has begun to explore the “usefulness of audits and certifications for AI systems. The agency has requested comments on dozens of questions about accountability for AI systems, including whether, when, how, and by whom new applications should be assessed, certified, or audited, and what kind of criteria to include in these reviews.”

Federal Trade Commission (FTC) Chair Lina Kahn is looking at AI regulation through an anti-competitive and consumer protection lens “in the direction of the new technology. Kahn speculates that AI could exacerbate existing problems in tech, including “collusion, monopolization, mergers, price discrimination, and unfair methods of competition.” Generative AI, the FTC chair also believes, “risks turbocharging fraud” with its ability to create false but convincing content.” Khan has also express concern of the inherent bias in AI and a discriminatory impact.

Finally, the Department of Commerce is considering creating “a sustainable certification process, or the political clout to get the tech industry to support NTIA’s efforts. Further, as the Department acknowledges, its inquiry is only part of the larger White House effort to create a trusted environment for AI services, an objective that would require previously unseen levels of coordination and cooperation across numerous government silos.”

What Should Compliance Do?

I certainly believe there will be  combination of government action, as the authors note in the “legislative, regulatory, or judicial’ sphere will be a “balancing act of maximizing the value of AI while minimizing its potential harm to the economy or society more broadly.” But as is well known, law advances incrementally while technology evolves exponentially. I agree with the authors that compliance professionals “should take their cue from the Department of Commerce’s ongoing initiative, and start to develop nongovernmental regulators, audits, and certification processes that identify and provide market incentives to purchase ethical and trusted AI products and services, making clear which applications are and are not reliable.”

Categories
Daily Compliance News

May 1, 2023 – The Corporate Rot Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Bringing new tech solutions to compliance. (WSJ)
  • ChatGPT is back in Italy. (WSJ)
  • US to allow auction of CITGO. (Reuters)
  • Spotting corporate rot. (FT)