Tag: China

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending September 20, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Tips flow to DOJ under the new whistleblower program. (WSJ)
  • Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
  • Second trial in Vietnam after 1st one ended in a death sentence. (Bloomberg)
  • Was VW audit in China substandard? (FT)
  • JPMorgan appoints senior bankers to oversee junior bankers. (FT)
  • 2 ex-NYFD chiefs charged with bribery. (Bloomberg)
  • First Energy pays $100MM to settle SEC charges. (WSJ)
  • Astra-Zeneca employees arrested in China. (Bloomberg)
  • Walgreens to pay $106MM for allegations of overbilling. (WSJ)
  • Tik-Tok faces tough questions from the Court of Appeals. (Reuters)

 

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Daily Compliance News

Daily Compliance News: September 20, 2024 – The 2nd Trial Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Tips flow to DOJ under the new whistleblower program. (WSJ)
  • Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
  • Second trial in Vietnam after 1st one ended in death sentence. (Bloomberg)
  • Was the VW audit in China substandard? (FT)

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2 Gurus Talk Compliance

2 Gurus Talk Compliance: Episode 37 – The Florida Couple Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

In this episode, Tom and Kristy discuss the controversial LinkedIn post that categorized people aged 45 to 55 as in ‘late career,’ while highlighting how Gen Z is showing new enthusiasm for corporate jobs. They delve into the Biden administration’s crackdown on Chinese imports linked to modern slavery and debate the costs of closing the de minimis exception for tariffs and package reviews. Additionally, they touch on the alarming case of a missing Chinese executive and dissect the implications of mandatory retirement ages in corporate America. The episode wraps up with a quirky story about a Florida couple (not Florida Man) attempting to claim a lottery prize with a laminated, torn ticket, showcasing the wide spectrum of compliance and ethical issues in today’s world. Tune in for a mix of insightful discussion and lighter moments from the compliance community.

Stories Include:

  • What me? retire? (FT)
  • The top Chinese bank told me to wire money. (FT)
  • Ex-Glencore execs appear in court. (FT)
  • PCAOB orders audit firms to bring in outsiders.  (FT)
  • The way forward for ESG. (FT)
  • Biden Takes Aim at China’s Temu and Shein with Trade Crackdown. (WSJ)
  • An affair cost Alan Shaw his job and severance. Will Norfolk Southern also try to claw back his pay? (Fortune.com)
  • 20-Somethings Learn to Love Their Corporate Jobs. (WSJ)
  • SEC Charges Seven Public Companies with Violations of Whistleblower Protection Rule. (SEC)
  • Florida couple caught allegedly tapping lottery ticket together to claim $1 million prize. (FOX Orlando 35)  

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Daily Compliance News

Daily Compliance News: September 18, 2024 – The Fireworks Coming Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Fireworks are coming in a bribery case against a retired Admiral. (WaPo)
  • Venezuela asks to delay CITGO sales. (Reuter)
  • First Flint, now Wolfsburg? (FT)
  • Astra-Zeneca employees arrested in China. (Bloomberg)

 

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Daily Compliance News

Daily Compliance News: September 12, 2024 – The Leaving the Dirty Money List Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Will South Africa leave the FATF dirty money list in 2025? (Bloomberg)
  • How corruption fuels inequality in China. (Foreignaffairs)
  • Chinese bank told to wire money after CEO disappeared. (FT)
  • Google was out to crush competition. (Reuters)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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Daily Compliance News

Daily Compliance News: August 12, 2024 – The Bribery Alleged Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Smartmatic execs accused of FCPA violations in the Philippines. (NYT)
  • X sues advertisers he told to ‘Go F… Yourself’. (HoustonChronicle)
  • SFO files charges against 2 additional Glencore traders. (FT)
  • The US wants to ban more Chinese importers. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: August 7, 2024 – The (Don’t) Bring Out Your Dead Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Funeral Parlors in China are under investigation for corruption. (South China Morning Post)
  • Did KKR founders get something for nothing?   (WSJ)
  • Concerns with new DOJ whistleblower bounty program. (WSJ)
  • Can a FCPA violation be a RICO claim?  (Law360)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: August 6, 2024 – The Texans Don’t Want Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Texans don’t want corruption in government.  (YahooNews)
  • Law firms should let associates unplug (good luck with that). (Reuters)
  • Banned AI chips coming into the US. (NYT)
  • Who makes the corporate rules? (FT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: July 23, 2024 – The Sick Man of Europe Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Is German the ‘Sick Man of Europe’? (FT)
  • Uganda shut down its capital prior to ABC protests. (Al Jazeera)
  • Beware of your Chinese business partners.  (NYT)
  • WEF to probe workplace culture.  (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: July 22, 2024 – The Victims’ Families Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

    • Boeing victims’ families object to the DOJ monitoring process. (FT)
    • The Zambian President fires the entire anti-corruption board.  (BBC)
    • Alaska judge scandal prompts referral to OIG. (Reuters)
    • MAGA states fight against national AML policies.  (WSJ)

 

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.