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Daily Compliance News

Daily Compliance News: November 14, 2023 – The Supreme Court Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • The Supreme Court issued its first-ever Ethics Code. (WSJ)
  • Chinese corruption in Nepal? (NYT)
  • The FDIC hires a law firm to investigate allegations of a toxic workplace. (FT)
  • The law firm said it didn’t know the partner was living with the judge. (Reuters)

 

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending October 28, 2023

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, gets the compliance professional the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Financial integrity oaths heighten compliance.   (UC San Diego Today)
  • WPP detained an employee in China terminated for bribery.  (WSJ)
  • Suspicious death shadows Austrian corruption probe. (FT)
  • Don’t play games with the SEC. (Reuters)
  • Meta was sued by state AGs for addicting children.   (NYT)
  • Is Trump guilty of accepting bribes?  (NY Magazine)
  • Ex-Homeland Security Investigator Sentenced for Corruption. (Chicago Tribune)
  • The US warns against Iranian exports.  (WSJ)
  • Brazil was told to pick up its ABC game. (WSJ)
  • Big 10 investigating UM football for sign stealing. (ESPN)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: October 23, 2023 – The More Trouble in China Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • WPP execs are detained in China. (FT)
  • A former Albanian PM was arrested for corruption.  (AP)
  • Crypto mixers are under greater scrutiny. (WSJ)
  • US sides with Tesla on direct-to-consumer sales in LA. (Reuters)
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Daily Compliance News

Daily Compliance News: October 19, 2023 – The Loser Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Google’s anti-trust defense ‘We’re smarter than the average bear’.   (NYT)
  • US tightens US chips sent to China.  (WSJ)
  • Computer error leads to $20MM fine for ACI. (WSJ)
  • Jim Jordan loses again. (FT)
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Daily Compliance News

Daily Compliance News: October 17, 2023 – The Stop Talking About Retirement Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Former Head of Bank of China arrested for corruption.  (BBC)
  • Time to stop talking about retirement. (FT)
  • Altice employees raised red flags to management. (Bloomberg)
  • PETA can be PETA. (Reuters)
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Daily Compliance News

Daily Compliance News: October 5, 2023 – The Space Junk Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Matt Levine on what Michael Lewis said about SBF. (BBC)
  • New compliance risk—space junk. (NYT)
  • Is the NBA too cozy with China? (WSJ)
  • Will the CFPB survive the Supreme Court? (Reuters)
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Daily Compliance News

Daily Compliance News: September 29, 2023 – The All Reuters Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Chinese Deputy Bank head accused of bribery.  (Reuters)
  • Firms under attack for DEI now have a law firm friend. (Reuters)
  • SBF looking at ‘very long’ sentence. (Reuters)
  • Dumbledore dies. (Reuters)
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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 14 – Ethics & Compliance for Humans Edition

What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, Tom and Kristy take on a wide variety of topics including a visit of Florida Woman.

In the ever-evolving world of business, the challenges of compliance, risk management, and corporate governance are becoming increasingly complex. In this episode of Two Gurus Talk Compliance podcast, hosts Tom Fox and Kristy Grant-Hart delve into these complexities, drawing from their extensive experience in the field. Tom highlights the importance of diverse approaches and perspectives in compliance, praising Adam Balfour’s book, “Ethics and Compliance for Humans,” for its focus on human thought and emotion rather than legal themes. Kristy focused on the need for a shared understanding of terminology in compliance, risk management, and corporate governance, also recommending Balfour’s book for its relatable tone and comprehensive coverage of key topics. Join Tom Fox and Kristy Grant-Hart as they continue to explore these challenges in the next episode of the 2 Gurus Talk Compliance podcast.

 Highlights Include

  1. Sen. Menendez defiant.  (ABC News)
  2. De-risking in China. (FT)
  3. Deutsch Bank fined for greenwashing. (WSJ)
  4. De-risking and China (FCPA Blog)
  5. FIFA bribery conviction tossed. (Compliance and Enforcement)
  6. FTC Names Three Amazon Executives in Suit Over Prime
  7. SEC Fines Real Estate Firm CBRE Over Violations of Whistleblower Protections (WSJ)
  8. Ex-FTX GC Launches Law Firm, Says His ‘Hugely Disappointing Experience’ Will Be Asset for Clients (Law.com)
  9. Adam Balfour’s New Book: Ethics & Compliance for Humans
  10. Florida Woman “Borrows” Alligator and Keeps it in Hotel Bathroom (7News)

 Resources 

Kristy Grant-Hart on LinkedIn

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Daily Compliance News

Daily Compliance News: September 28, 2023 – The Cognizant Trial Delay Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

·       Prosecution seeks delay in Cognizant execs trial.   (Law360)

·       Indonesia vows to sue UK over Airbus settlement.  (FT)

·       McKinsey to pay another $230MM for opioid settlement. (FT)

·       US warns advisory services in China. (WSJ)

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Daily Compliance News

Daily Compliance News: September 26, 2023 – The Deutsch Bank Fined Again Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Get on or off the train.  (FT)
  • Menendez defiant. (ABC News)
  • De-risking in China. (FT)
  • Deutsch Bank fined for greenwashing. (WSJ)