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Trekking Through Compliance

Trekking Through Compliance: Episode 31 – Compliance Training and Communications Lessons From ‘Who Mourns for Adonais?’

In the vast and often perilous universe of corporate compliance, practical training and communication are the twin stars guiding organizations safely through the asteroid fields of regulatory requirements, ethical dilemmas, and cultural complexities. Few stories illustrate these challenges as vividly as the classic Star Trek: The Original Series episode “Who Mourns for Adonais? ” For today’s compliance leaders, ‘Who Mourns for Adonais?’ provides invaluable lessons about how communication shapes understanding, the importance of cultural and historical context, and the perils of power imbalances in training environments. Drawing directly from incidents in the episode, here are five key training and communication lessons that compliance professionals should take to heart.

Lesson 1: Know Your Audience and Context—Tailor Communication to Their Needs

Illustrated By: When Apollo appears and asserts his authority, commanding the Enterprise crew to worship him as a god, Captain Kirk and his team respond with rational skepticism rooted in their 23rd-century perspective.

Compliance Lesson: Effective training programs begin with a thorough understanding of the target audience.

Lesson 2: Engage in Dialogue, Not Monologue—Foster Two-Way Communication

Illustrated By: Throughout the episode, Apollo attempts to impose his will through proclamations and demands, rarely listening or engaging in genuine dialogue. Kirk, however, insists on questioning Apollo and negotiating, ultimately persuading him to relinquish control by appealing to reason and emotion.

Compliance Lesson: Training and communication programs that function as one-way broadcasts rarely create a lasting impact.

Lesson 3: Balance Authority with Respect—Avoid Coercion in Training Approaches

Illustrated by Apollo’s attempts to assert absolute control through intimidation backfiring, causing resistance and rebellion among the Enterprise crew.

Compliance Lesson: Effective compliance communication should never rely on coercion or fear-mongering. Training must strike a balance between authority and respect, emphasizing the “why” behind rules rather than relying on heavy-handed threats.

Lesson 4: Use Stories and Emotional Appeals to Connect—Facts Alone Are Not Enough

Illustrated By: Kirk’s most effective moment in persuading Apollo to relinquish his power comes when he appeals to Apollo’s loneliness and need for connection.

Compliance Lesson: Compliance training that relies solely on rules, procedures, or penalties often fails to engage learners in a meaningful way.

Lesson 5: Prepare for Resistance and Have a Clear, Consistent Message—Persistence Pays Off

Illustrated by Apollo initially refusing to accept the crew’s rejection of his power, using his energy to disable the Enterprise and control crew members.

Compliance Lesson: Change, mainly cultural or behavioral change required by compliance programs, often meets resistance.

Final ComplianceLog Reflections

“Who Mourns for Adonais? ” is more than just an entertaining sci-fi episode; it’s a masterclass in communication dynamics, authority, and human psychology. For compliance professionals, the episode’s insights remind us that training and communication are not mere formalities or checkboxes; they are essential components of effective risk management. They are the living, breathing elements that animate the world.

Resources:

Excruciatingly Detailed Plot Summary by Eric W. Weisstein

MissionLogPodcast.com

Memory Alpha

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Adventures in Compliance

Adventures in Compliance: The Sign of Four – Holmes Revealed: Communication and Training Insights

In this new season of Adventures in Compliance, we take a deep dive into the Sherlock Holmes novels. Today, we conclude our four-part exploration of the novel The Sign of Four with a deep dive into communication and training lessons for the compliance professional. Timothy and Fiona dissect Holmes’ meticulous methods of deduction, uncovering essential strategies for clear, effective, and engaging communication. Key topics include forensic clarity, varied reinforcement, tailored messaging, the importance of transparency, setting clear expectations, interactive training techniques, and crisis communication preparedness. Learn how these principles can enhance your professional interactions and build a more resilient, informed culture within your organization.

Highlights include:

  • Exploring Sherlock Holmes’ Communication Lessons
  • Forensic Clarity in Communication
  • The Power of Repetition and Reinforcement
  • Tailoring Messages for Different Audiences
  • Building Trust Through Transparency
  • Setting Clear Expectations

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

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Trekking Through Compliance

Trekking Through Compliance – Episode 20: Compliance Training Lessons from Return of the Archons

Show Summary

One of the most underrated and allegorically rich episodes from The Original Series is “Return of the Archons.” On its face, it’s a tale about a mind-controlling computer and a seemingly idyllic society. But dig deeper, and you’ll find rich insights about what happens when training fails, communication becomes dogma, and critical thinking is suppressed. In short, it’s a compliance case study in a sci-fi wrapper.

In “Return of the Archons,” the crew of the Enterprise visits Beta III, a planet where the population is under the control of a mysterious figure named Landru. Society there values “peace, tranquility, and the good of the body,” but at the cost of individuality, freedom, and inquiry. The result? A culture of complacency that tolerates no questioning of authority and rewards blind obedience. Sound familiar? For compliance professionals, this episode offers a cautionary tale about the dangers of compliance in form but not in spirit. Let’s unpack the key lessons, each grounded in a scene from the show, followed by a compliance communication or training takeaway.

Lesson 1: Beware of a Culture of Blind Obedience

Illustrated By: As Captain Kirk and Mr. Spock observe the citizens of Beta III, they are struck by the eerie passivity of the people. Everyone is polite, deferential, and expressionless. When asked about Landru, they recite phrases like “It is the will of Landru” or “You are not of the body.” No one can explain what these phrases mean—they repeat them unthinkingly.

Lesson 2: Suppressing Dissent Undermines a Speak-Up Culture

Illustrated By: When Kirk and his team attempt to discuss their concerns with the townspeople, they are met with horror. One man panics and calls the lawgivers, who arrive to silence and “absorb” those who question Landru. Dissent is not only discouraged—it’s physically erased from society.

Lesson 3: Over-Automation Can Lead to Ethical Stagnation

Illustrated By: It’s eventually revealed that Landru is not a man but a computer programmed centuries earlier to maintain peace and harmony. Over time, the machine’s rigid logic has smothered innovation, growth, and individuality, enforcing compliance through force and fear rather than moral reasoning.

Lesson 4: Training Must Be Periodic, Relevant, and Culturally Engaging

Illustrated By: Beta III’s citizens haven’t had new information in generations. Their understanding of Landru and the laws is based on repetitive, ritualistic reinforcement. There’s no evolution, no adaptation—just the same messages, over and over.

Lesson 5: Effective Communication Is Two-Way, Not Top-Down

Illustrated By: The citizens of Beta III receive messages from Landru through lawgivers who deliver proclamations but never answer questions. There is no dialogue, no exchange of ideas—just declarations from on high.

Lesson 6: Culture Is the Foundation of Ethical Behavior

Illustrated By: Kirk and Spock recognize that Beta III is not simply a society with a malfunctioning leader; it is a society built on fear and conformity. Their solution isn’t just to turn off Landru. It’s to encourage the people to reclaim their humanity, their voices, and their ability to choose.

 

Final ComplianceLog Reflections: You Are of the Body (of Compliance)

As compliance professionals, we must ensure that our training and communication efforts do not replicate the world of Landru. Instead, we must foster curiosity, encourage questions, empower whistleblowers, refresh our content, and build culture from the ground up. So the next time you hear a compliance slogan repeated like a mantra, ask yourself: Are we creating engaged, ethical employees, or are we just building another Beta III? Let’s boldly go where no training program has gone before and bring our people with us.

Resources:

Excruciatingly Detailed Plot Summary by Eric W. Weisstein

MissionLogPodcast.com

Memory Alpha

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Creativity and Compliance

Creativity and Compliance – Nourish Your Audience: A New Approach to Compliance Training

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on the award-winning Creativity and Compliance. Ronnie’s company, Learnings and Entertainment, leverages the entertainment devices people use to consume information in their everyday, non-work lives and applies them to important topics related to compliance and ethics. It’s not just about being funny. It’s about changing the tone of your compliance communications and messaging to make your compliance program, policies, and resources more accessible and engaging.

In this episode, Tom and Ronnie discuss the balance between evidencing compliance training and ensuring its effectiveness through employee engagement. Ronnie expresses concerns about the focus on measurement to the detriment of engagement. He emphasizes the need for training that is engaging, short, and relevant to influence behavior and mitigate risk truly. They suggest approaches to create a compliance program that combines engagement with measurement, including regular and interesting communications, as well as more targeted training. The podcast also explores how to make a compliance calendar and the importance of adjusting content to reflect current events and practical considerations.

Key highlights:

  • The Debate: Evidence vs. Engagement in Training
  • The Importance of Nourishing Your Audience
  • Strategies for Effective Compliance Training
  • Addressing Compliance Fatigue
  • Mapping Out a Compliance Program

Resources: 

Ronnie

  • Learnings & Entertainments (Website)
  • Compliance Confessions – inspired by “Mean Tweets,” these 90-second commercials address misconceptions and excuses to promote a speak up culture and the E&C team as positive and helpful.
  • E&C Training Jams – a soulful singer banters with ethics & compliance explaining policies, sharing examples, and debunking excuses. 
  • Tales from the Hotline – Real speak-up-themed stories about workplace behavior gone wrong.
  • Workplace Tonight Show! – E&C meets SNL Weekend Update, explaining corporate risk topics and why employees should care.
  • 60-Second Communication & Awareness Shorts – A variety of short, customizable, music and multimedia, quick-hitter “commercials” promoting integrity, compliance, speaking up, and the E&C team as helpful advisors and coaches.
  • Custom Live & Digital Programing – Custom creative programming that balances the seriousness of the subject matter with a more engaging delivery. After all, you can’t bore people into learning.

 Tom

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Creativity and Compliance was recently honored as one of the Top 35 Podcasts on Creativity by Feedspot.

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The Hill Country Podcast

The Hill Country Podcast – Exploring Media Studies and Communication with Dr. Adolfo Mora

Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. This week, Tom welcomes Dr. Adolfo Mora, an Associate Professor of Communication at Schreiner University.

Dr. Mora shares insights into his academic journey, from high school media projects to his PhD. He discusses his research on colorblindness and ethnic representation in media and details his teaching philosophy and method at Schreiner University. The conversation delves into the practical and theoretical aspects of communication studies, the evolution of media, and the digital divide influenced by geographic, socioeconomic, and generational factors. Dr. Mora also reflects on the differences between teaching at a large university like UT Austin and a smaller institution like Schreiner, emphasizing the importance of personalized education and student engagement.

Key highlights:

  • Dr. Mora’s Academic Journey
  • Exploring Colorblindness in Media
  • Media and Communication Classes
  • Generational Media Experiences
  • Digital Divide and Media Studies

Resources:

De. Adolfo Mora

Nancy Huffman Fine Art

Other Hill Country-Focused Podcasts

Hill Country Authors Podcast

Hill Country Artists Podcast

Texas Hill Country Podcast Network

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Creativity and Compliance

Creativity and Compliance – Adding Spice to Compliance Programs

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection—they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network.

Ronnie’s company, Learnings and Entertainment, utilizes the entertainment devices people use to consume information in their everyday, non-work lives and apply it to important topics around compliance and ethics. It is not only about being funny. It is about changing the tone of your compliance communications and messaging to make your compliance program, policies, and resources more accessible.

In this episode of Creativity and Compliance, Tom Fox and Ronnie Feldman take up the challenge of adding spice to your compliance program and discuss the importance of adding creativity and ‘spice’ to corporate compliance programs. They explore how standard compliance elements like policies, training, and communications often fail to engage employees effectively. By integrating playful, positive, and humorous elements, companies can make their compliance programs more digestible and engaging, leading to better adherence and fewer issues. Examples include short videos, infographics, and interactive games to convey important messages. They emphasize the need for regular, engaging content that employees will look forward to, transforming the compliance department into a trusted, supportive resource.

Key highlights:

  • The Epiphany: Ingredients for Compliance
  • Adding Spice to Compliance Programs
  • Different Ways to Spice Up Compliance
  • Creative Approaches to Compliance Training
  • Engaging and Fun Compliance Strategies

Resources:

Ronnie

  • Learnings & Entertainments (Website)
  • Compliance Confessions – inspired by “Mean Tweets,” these 90-second commercials address misconceptions and excuses to promote speak-up culture and the E&C team as positive and helpful.
  • E&C Training Jams – a soulful singer banters with ethics & compliance, explaining policies, sharing examples, and debunking excuses. 
  • Tales from the Hotline – Real speak-up-themed stories about workplace behavior gone wrong.
  • Workplace Tonight Show! – E&C meets SNL Weekend Update, explaining corporate risk topics and why employees should care.
  • 60-Second Communication & Awareness Shorts – A variety of short, customizable music and multimedia, quick-hitter “commercials” promoting integrity, compliance, speaking up, and the E&C team as helpful advisors and coaches.
  • Custom Live & Digital Programing – Custom creative programming that balances the seriousness of the subject matter with a more engaging delivery. After all, you can’t bore people into learning.

Tom

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Creativity and Compliance was recently honored as one of the Top 35 Podcasts on Creativity by Feedspot.

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Great Women in Compliance

Great Women in Compliance – Compliance Leadership Redefined with Angie Gorman

In this episode of the Great Women in Compliance podcast, Lisa speaks with Angie Gorman, a Managing Director at FTI Consulting. Angie is an expert in communications and change management, and she discusses her work in communications and how this evolved into her work in ethics and compliance.

Angie highlights some key elements for building an effective communications strategy for building a culture of compliance. These include integrating compliance into the organization’s larger culture, connecting it to the company’s purpose, values, and business strategy, and consistently communicating a positive and supportive message at all levels of an organization.

Angie shares insights from the recently released FTI Ethico Compliance Leadership Redefined Survey. She discusses some of the report’s key findings, which explore today’s challenges and opportunities for chief compliance officers. It is a very timely report about the state of our profession.

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Creativity and Compliance

Creativity and Compliance – Upping Your Compliance Game

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection—they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network.

Ronnie’s company, Learnings and Entertainment, utilizes the entertainment devices people use to consume information in their everyday, non-work lives and apply it to important topics around compliance and ethics. It is not only about being funny. It is about changing the tone of your compliance communications and messaging to make your compliance program, policies, and resources more accessible. In this episode of Creativity and Compliance, Tom Fox and Ronnie Feldman take up the challenge handed down by Hui Chen in light of the administration’s suspension of FCPA enforcement to up their compliance game.

Ronnie begins by advocating for a transformation in compliance training, suggesting a shift from traditional e-learning methods to engaging communication campaigns emphasizing a Speak Up Culture and seamlessly integrating compliance into daily business operations. He believes that by using short, entertaining formats and training leaders to present content playfully, compliance can become more interesting and effective, positioning compliance professionals as valuable assets through proactive engagement and collaboration. Tom underscores the importance of compliance professionals being approachable and communicative, serving as problem solvers who collaborate with business units to achieve unexpected, beneficial outcomes. Both experts agree that by humanizing the compliance function and focusing on values and behaviors, compliance professionals can enhance their programs and contribute significantly to organizational success.

Key highlights:

  • Engaging Communication Campaigns for Compliance Training
  • Strategic Communication for Compliance Professionals
  • Cultivating Proactive Compliance Culture through Training Programs
  • Strategic Engagement for Compliance Professionals

Resources:

Ronnie

  • Learnings & Entertainments (Website)
  • Compliance Confessions – inspired by “Mean Tweets” these 90-second commercials address misconceptions and excuses to promote speak up culture and the E&C team as positive and helpful.
  • E&C Training Jams – a soulful singer banters with ethics & compliance explaining policies, sharing examples and debunking excuses. 
  • Tales from the Hotline – Real speak up-themed stories about workplace behavior gone wrong.
  • Workplace Tonight Show! – E&C meets SNL Weekend Update explaining corporate risk topics and why employees should care.
  • 60-Second Communication & Awareness Shorts – A variety of short, customizable, music and multimedia, quick-hitter “commercials” promoting integrity, compliance, speaking up and the E&C team as helpful advisors and coaches.
  • Custom Live & Digital Programing – Custom creative programming that balances the seriousness of the subject matter with a more engaging delivery. After all, you can’t bore people into learning.

Tom

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Facebook

YouTube

Twitter

LinkedIn

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Creativity and Compliance was recently honored as one of the Top 35 Podcasts on Creativity by Feedspot.

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Blog

The Personalization Imperative: Lessons for Compliance Professionals 

Personalization has emerged as a transformative force in modern business and modern communications. Marketing is no longer about addressing a customer by name in an email but delivering tailored experiences at scale, powered by artificial intelligence (AI) and data-driven insights. In a recent article in the Harvard Business Review, entitled Personalization Done Right, authors Mark Abraham and David Edelman wrote about how companies like SonderMind, Spotify, and Sweetgreen lead the charge, using innovative personalization strategies to create value and delight their customers. However, personalization presents some interesting opportunities for compliance professionals to balance innovation with regulatory obligations, ethical considerations, and data privacy concerns.

Today, I want to examine the lessons that compliance professionals can draw from the personalization strategies outlined in the BCG Personalization Index. I will focus on maintaining compliance while enabling businesses to leverage personalization as a competitive advantage. 

The Five Promises of Personalization 

Personalization leaders succeed by fulfilling five implicit promises to their customers:

  1. Empower Me – Make my experience seamless and intuitive.
  2. Know Me – Use my data responsibly to understand my needs.
  3. Reach Me – Engage with me at the right time, on the right channel.
  4. Show Me – Provide relevant, tailored content.
  5. Delight Me – Continuously improve my experience through innovation.

Each of these promises presents opportunities and risks that compliance professionals must navigate.

  • Empower Me: Enhancing the Customer Journey 

Businesses like SonderMind demonstrate how personalization can empower users. SonderMind’s mental wellness app analyzes individual data to suggest actionable steps, such as meditation or journaling, and arm therapists with anonymized insights to optimize treatment plans. This results in better outcomes for patients and reduced costs for insurers.

For the compliance professional empowering employees (the customers of compliance), Personalization leaders start by asking: How can I make the employee’s experience better by personalizing it? For a compliance professional, this means understanding an employee’s unique needs at every step of their journey and deciding how personalization can best help them. The Department of Justice calls this ‘targeted’ training and communications.

  • Know Me: Building Trust Through Data 

The authors point to Sweetgreen, “a newcomer to the restaurant business relative to the largest chains,” which illustrates this point well. Right from its start, in 2007, it invested in building digital customer relationships. It launched a mobile app in 2013, ahead of many large restaurant chains, and progressively added features such as mobile ordering, delivery, personalized offers and challenges, and a loyalty program to drive digital engagement.

Here, the compliance professional can not only stream compliance communications more efficiently but also use those same communications to build relationships and trust with your employees. Obviously, this is directly in the compliance wheelhouse, as data governance is paramount. Compliance teams must oversee the integration of customer data across systems, ensuring it is accurate, secure, and used in accordance with stated policies.

  • Reach Me: Engaging Responsibly 

Having the data to know the customer is not enough. Your organization must use AI to identify triggers to reach out, such as when a customer browses online or inquires. Then, orchestrate touches across channels and use smart frequency management to ensure their touches are coordinated and not overwhelming. The authors pointed to Cisco, whom they said is “a personalization leader. Its sales team knows whom to contact, when, and about what and comes armed with relevant content and demos. Because Cisco’s sales and marketing teams are closely linked, customers get coordinated exposure to content that supports their needs and that opens up sales dialogues.”

This is precisely how compliance professionals should think about targeted and effective training and communications. This type of coordinated approach, based on employee needs or questions, can pay off with big compliance benefits. Overreach will turn off employees if the communications are bad, useless, and overwhelming. You do not want to cause ‘compliance communication fatigue.’ Compliance professionals must monitor how AI models are recommended, ensuring they align with legal standards and ethical norms.

  • Show Me: Tailoring Content 

Pandora shows how generative AI can create personalized content, reducing production times and improving engagement. The authors noted, “The global jewelry brand Pandora thrives by sparking customer interest with inspirational content. As part of its strategy, it uses AI-generated content to tailor its messaging to each customer and cut cycle times for certain types of content creation from 12 to 14 months to a mere 10 days. The company learned that personalizing the background and model image for each individual—and coordinating how the customer sees those images across emails, websites, and other ads—substantially improved conversion rates.”

This speaks to the DOJ mandate for tailored training. However, you should also consider the business ethics message you can give customers. It can be similar to that of other companies that have gotten into FCPA or other regulatory trouble, celebrating your employees who have done the right thing or consistent messages from your CEO or senior executive about doing business ethically and in compliance.

  • Delight Me: Driving Continuous Improvement 

Personalization leaders adopt agile working methods to accelerate testing and learning, improving the intelligence behind each customer interaction. Companies like DoorDash epitomize the “delight me” promise by running hundreds of micro-experiments to refine their personalization efforts. This agile approach enables rapid innovation but requires robust oversight to ensure compliance with regulations.

Continuous improvement is directly in the wheelhouse of compliance. You should be able to take the feedback you receive from your employees and incorporate that information into your future communications. Even more exciting is the opportunity to have employees individually improve their ways of doing business ethically and in compliance. Compliance professionals should collaborate with product teams to ensure experiments respect privacy laws and customer expectations.

Key Lessons for Compliance Professionals 

  1. Embrace the Role of Enabler. Compliance should not be a roadblock to innovation. Instead, compliance professionals can enable responsible personalization by embedding themselves in cross-functional teams and offering solutions aligning with business goals and regulatory requirements.
  2. Prioritize Data Privacy. As personalization relies heavily on customer data, compliance teams must prioritize data privacy and security. This includes ensuring compliance with global regulations like GDPR, CCPA, and industry-specific standards.
  3. Establish AI Governance. AI is a cornerstone of modern personalization. Compliance professionals must develop and enforce governance frameworks to ensure AI is used ethically and transparently.
  4. Foster a Culture of Transparency. Customers are more likely to trust companies that are upfront about how their data is used. Compliance teams should advocate for clear and accessible privacy policies.
  5. Monitor Regulatory Trends. Personalization efforts are subject to evolving regulations. Compliance professionals must stay informed about changes in data privacy, AI ethics, and advertising standards to guide their organizations effectively.

The Future of Compliance is Personalization 

The rise of personalization presents compliance professionals with a unique opportunity to lead. By ensuring that personalization efforts are ethical, transparent, and compliant, they can help their organizations build trust, drive innovation, and achieve sustainable growth.

As the BCG Personalization Index shows, companies that excel in personalization delight their customers and create significant business value. The same applies to a corporate compliance function and its customers, IE., employees. Compliance professionals are essential to realizing this potential, ensuring businesses can innovate responsibly and thrive in an increasingly competitive landscape.

Compliance is not simply about preventing wrongdoing but enabling your organization to do things correctly. Personalization of compliance is no exception. Compliance professionals should embrace this opportunity and take charge of a future where personalization and compliance go hand in hand.

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Creativity and Compliance

Creativity and Compliance – 10 Creative Tips for 2025

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection—they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network.

Ronnie’s company, Learnings and Entertainment, utilizes the entertainment devices people use to consume information in their everyday, non-work lives and applies it to important topics around compliance and ethics. It is not only about being funny. It is about changing the tone of your compliance communications and messaging to make your compliance program, policies, and resources more accessible. In this episode of Creativity and Compliance, host Tom Fox and Ronnie Feldman review their top 10 lessons learned from creative compliance initiatives for 2025.

They discuss the importance of keeping communication short and simple, the value of frequent reminders over extensive training, and making compliance resources easily accessible. They also cover leveraging positivity and a mix of rewards and penalties to engage employees. They highlight the significance of psychological safety, the role of influencers in promoting compliance, and the necessity for variety in communication methods. Lastly, they emphasize the power of fun in making compliance messages memorable and effective. Join them for an insightful and entertaining recap aimed at making compliance both engaging and effective in the year to come.

Key highlights:

1: Keep It Short and Simple (KISS)

2: Forget Me Not

3: Where’s Waldo?

4: Positivity in Compliance

5: Carrots and Sticks

6: Safety First

7: Be an Influencer

8: Variety is the Spice of Life

9: You Can’t Be Serious

10: The Power of Fun

Resources:

Ronnie

  • Learnings & Entertainments (Website)
  • Compliance Confessions – inspired by “Mean Tweets” these 90-second commercials address misconceptions and excuses to promote speak up culture and the E&C team as positive and helpful.
  • E&C Training Jams – a soulful singer banters with ethics & compliance explaining policies, sharing examples and debunking excuses. 
  • Tales from the Hotline – Real speak up-themed stories about workplace behavior gone wrong.
  • Workplace Tonight Show! – E&C meets SNL Weekend Update explaining corporate risk topics and why employees should care.
  • 60-Second Communication & Awareness Shorts – A variety of short, customizable, music and multimedia, quick-hitter “commercials” promoting integrity, compliance, speaking up and the E&C team as helpful advisors and coaches.
  • Custom Live & Digital Programing – Custom creative programming that balances the seriousness of the subject matter with a more engaging delivery. After all, you can’t bore people into learning.

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.