Tag: corruption

10 For 10: Top Compliance Stories For the Week Ending July 15, 2023

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Post date July 15, 2023
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Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

· EU-US agree on data sharing pact. (NYT)

· Max Schrems slams back, vows legal challenge. (Reuters)

· Labor Party to back global ABC court. (The Guardian)

· Chinese ABC probe moves to advanced stage. (FT)

· Did a sheriff’s corruption lead to a mass shooting? (Houston Chronicle)

· Is your company investing in China? (NYT)

· Alleged fraudster said customers devised the fraud. (FT)

· UK AML regime ‘not fit for purpose’. (FT)

· BOA has its own fake accounts scandal. (Radical Compliance)

· Merrill Lynch to pay $12MM fine for failure to report. (WSJ)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom

Tags AML, BOA, China, compliance, corruption, Data Transfer, fraud, FTC, Merrill Lynch

Daily Compliance News

Daily Compliance News: July 13, 2023 – The Fake Accounts Scandal (Not WF) Edition

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Post date July 13, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

BOA has its own fake accounts scandal. (Radical Compliance)
Singapore announces ABC investigation into Minister of Transportation. (Reuters)
Serbian spy chief sanctioned by US for corruption. (Bloomberg)
Merrill Lynch to pay $12MM fine for failure to report. (WSJ)

Tags Bank of America, BOA, corruption, Merrill Lynch, Serbia, Singapore

Daily Compliance News

Daily Compliance News: July 11, 2023 – The A Nap a Day Edition

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Post date July 11, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

ECB governor goes on trial for corruption. (Bloomberg)
Napping at work is good for you. (FT)
Clarence Thomas accepted more gifts. (The Guardian)
More senior employees are mentoring younger employees. (WaPo)

Tags Clarence Thomas, COI, corruption, ECB, napping, Supreme Court

Daily Compliance News

Daily Compliance News: July 10, 2023 – The Meta, Threads and Anti-trust Edition

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Post date July 10, 2023
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Labor Party to back global ABC court. (The Guardian)
Chinese ABC probe moves to an advanced stage. (FT)
Did a sheriff’s corruption lead to a mass shooting? (Houston Chronicle)
Meta, Threads, and anti-trust. (NYT)

Tags anti-trust, corruption, corruption in China, global ABC court, Meta

Daily Compliance News

Daily Compliance News: July 6, 2023 – The Corruption as Policy Edition

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Post date July 6, 2023
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Unilever adds its name. (RFE)
Pakistan makes over-night changes in ABC law. (Business Insider)
Corruption as policy. (Inter-Mountain)
Mongolia adopts ABC law. (AKIPress)

Tags ABC, corruption, Mongolia, Pakistan, Ukraine, Unilever

10 For 10

10 For 10: Top Compliance Stories For the Week Ending July 1, 2023

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Post date July 1, 2023
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New interview question-do you watch porn, if so what type? (WSJ)
Larry Householder gets 20 years. (Columbus Dispatch)
3 Trump SPAC investors charged with fraud. (Bloomberg)
Big guns testify at FTC v. Microsoft hearing. (NYT)
Who is spying on whom? (WSJ)
SBF loses bid to have criminal charges tossed. (Reuters)
Hertz Ex CEO wins clawback attack. (Law360)
Zambia police arrest former President’s son on corruption charges. (VOA)
Will ICRS become the global climate reporting standard?(WSJ)
Is the Supreme Court corrupt? (WaPo)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom

Tags compliance, corruption, Leadership

Daily Compliance News

Daily Compliance News: June 30, 2023 – The Do You Watch Porn Edition

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Post date June 30, 2023
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New interview question-do you watch porn, if so what type? (WSJ)
Supreme Court ends affirmative action in education. (NYT)
Larry Householder gets 20 years. (Columbus Dispatch)
3 Trump SPAC investors charged with fraud. (Bloomberg)

Tags affirmative action, Bill Gates, corruption, Larry Householder, porn, Supreme Court

Daily Compliance News

Daily Compliance News: June 27, 2023 – The Wells Notices Edition

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Post date June 27, 2023
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Solar Winds execs receive Wells Notice. (Reuters)
Corruption hindering PdVSA. (InSight Crime)
Inhouse lawyers grapple with ESG demands. (FT)
SEC wants more information from small banks. (WSJ)

Tags AI, corruption, in-house, PdVSA, SEC, Venezuela, Wells Notice

2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 8 – Florida Man

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Post date June 23, 2023
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What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, they discuss whether a compliance crisis is coming, a new compliance law in the UK, and why companies may be dialing down their public statements on ESG and DEI. They also delve into a survey on compliance concerns, the importance of preventing corruption in Ukraine, and the creation of a Department of Justice corporate crime database. With exciting stories like a bizarre crime tale and insight into the controversial Wall Street Journal article, this episode will keep you engaged and informed. Don’t miss out on this opportunity to improve your compliance.