Tag: Credit Suisse

Daily Compliance News: December 2, 2025, The Tuna Bond Fraud Edition

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Post date December 2, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

Massive fraud in aircraft parts uncovered in the UK. (The Times)
Switzerland charges Credit Suisse over Tuna Bond fraud. (ACAMS)
Corruption scandals impact the Chinese Army. (Reuters)
Former Labour MP convicted of corruption in Bangladesh. (Independent)

The Daily Compliance News has been honored as No. 2 in the Best Regulatory Compliance Podcasts category.

Tags China, corruption, Credit Suisse, fraud, Tuna Bond scandal

Daily Compliance News

Daily Compliance News: July 22, 2025, The I-9 Hell Edition

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Post date July 22, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

What is the cost of culture of silence at NASA? (WSJ)
Corruption tainting Milan skyline. (Bloomberg)
Companies stuck in ‘I-9 hell’ of paperwork. (FT)
Credit Suisse flagged Sanjeev Gupta for corruption, but the bank ignored it. (Bloomberg)

You can donate to flood relief for victims of the Kerr County flooding by going to the Hill Country Flood Relief here.

Tags Credit Suisse, DD, Document Document Document, Due Diligence, I-9, immigaration, safety at NASA

Daily Compliance News

Daily Compliance News: March 20, 2025, The Fluid Edition

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Post date March 20, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

Business execs call Trump’s trade policy ‘fluid’. (NYT)
Ex-Credit Suisse head of risk and compliance fined in Switzerland. (Bloomberg)
DOJ enforcement outlook in healthcare under Trump. (Reuters)
4 arrested in the EU Huawei scandal. (Politico)

Tags Credit Suisse, DOJ, FCA, trade sanctions

Daily Compliance News

Daily Compliance News: July 26, 2023 – The Farewell to the Bird Edition

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Post date July 26, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

EY General Counsel calls it quits. (FT)
Musk ditches the Twitter bird. (BBC)
Chinese official given death sentence for accepting bribes. (Barron’s)
UBS fined for Credit Suisse imbroglio over Archegos. (NYT)

Tags Archegos, corruption in China, Credit Suisse, EY, twitter, UBS, UBS and Credit Suisse

Daily Compliance News

March 21, 2023 – The Cancel Spring Break Edition

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Post date March 21, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

Miami Beach wants to cancel Spring Break. (WSJ)
The $17bn wipe out. (FT)
South African corruption investigator murdered. (BBC)
Does Venezuela Oil Minister resign in corruption probe? (Reuters)

Tags corruption, corruption in Latin America, Corruption in South Africa, Credit Suisse, PdVSA, Spring Break, UBS, Venenzueala

Daily Compliance News

March 20, 2023 – The Alfred E. Newman Edition

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Post date March 20, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

UBS to buy Credit Suisse. (FT)
Crisis, what crisis? (FT)
O’Sullivan linked to Wirecard. (FT)
Does mattering matter? (FT)

Tags Credit Suisse, Leadership, Mattering, UBS, Wirecard

Daily Compliance News

March 1, 2023 – The We Are Not Corrupt Edition

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Post date March 1, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

Swiss regulator finds fault with Credit Suisse but no penalty. (WSJ)
Stanley Black & Decker discloses possible FCPA violations. (WSJ)
Turkish firm demands retraction of ‘inferred’ corruption allegation. (Bloomberg)
TD Bank to pay $1.2bn in 14-year-old Ponzi scheme. (NYT)

Tags corruption, Credit Suisse, Eskom, FCPA, Stanford Financial, Stanley Black & Decker

Daily Compliance News

December 6, 2022 the Glencore Pays Edition

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Post date December 6, 2022
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you four compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.