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Daily Compliance News

May 5, 2022 the Corporations and Roe Edition


In today’s edition of Daily Compliance News:

  • CEOs consider whether or not to speak out on Roe v. Wade. (WSJ)
  • Importers ask for federal help on shipper price increases. (NYT)
  • Can you legitimately fire a whistleblower? (Radical Compliance)
  • Credit Suisse in more hot water over oligarchs. (Reuters)
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Everything Compliance - Shout Outs and Rants

Shout Outs and Rants from Episode 99


Welcome to the Shout Outs and Rants podcast from the award-winning Everything Compliance gang. Today we have the following:
1. Jay Rosen shouts out to gaslighters Marjorie Taylor Green and Kevin McCarthy for denying they made comments when the audio was played to them.
2. Matt Kelly gives a shout out to the Brooklyn Public Library for offering a free library cards to those from towns where the GOP has banned books.
3. Jonathan Marks rants about Comcast which marketed a product which does not exist.
4. Tom Fox shouts out to shareholders of Credit Suisse who revolted against the Board when it tried to shield itself from liability over its recent financial failures.

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Daily Compliance News

April 30, 2022 the Shareholders Revolt Edition


In today’s edition of Daily Compliance News:
·      Credit Suisse shareholder revolt against execs. (NYT)
·      Charges against BOD of Eskom recommended. (YahooFinance)
·      Latvia tries to make a comeback.  (WSJ)
·      Deutsche Bank in more hot water.  (WSJ)

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Daily Compliance News

February 21, 2022 the Credit Suisse Papers Edition


In today’s edition of Daily Compliance News:

  • Credit Suisse hid money for criminals and dictators. (NYT)
  • KT settles FCPA enforcement action with SEC.  (WSJ)
  • Sacklers up settlement amount of $6bn. (Reuters)
  • Chip eaters rejoice as US lifts avocado ban. (WaPo)
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Daily Compliance News

February 14, 2022 the Happy Valentine Edition


In today’s edition of Daily Compliance News:

  • Money Money Money at Credit Suisse. (FT)
  • More trouble for Credit Suisse in US.  (Reuters)
  • Roger Ng trial to begin. (NYT)
  • Corruption not just on the mainland. (Honolulu Civil Beat)
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Daily Compliance News

February 11, 2022 the How to Talk and Eat Edition


In today’s edition of Daily Compliance News:

  • Credit Suisse had more training on how to talk and eat than on compliance. (FT)
  • Rio Tinto and toxic culture.  (Economist)
  • After Clayton tried to decrease whistleblower awards, Gensler widens them. (WSJ)
  • Is Roger Ng a scapegoat, rogue employee or active fraudster. (Reuters)
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Daily Compliance News

February 7, 2022 the Play Money Edition


In today’s edition of Daily Compliance News:

  • Credit Suisse faces new money-laundering charges. (Reuters)
  • Art market and AML risk.  (WSJ)
  • Play money at Home Depot. (NYT)
  • Global response needed for South African corruption. (FT)
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Daily Compliance News

January 18, 2022 the All WSJ Edition


In today’s edition of Daily Compliance News:

  • Don’t lie on your visa application for Australia. (WSJ)
  • Credit Suisse Chairman pushed out after breaking Covid protocols. (WSJ)
  • Tesla demands law firm fire new hire. (WSJ)
  • Activision cuts employees due to misconduct claims. (WSJ)
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Daily Compliance News

December 28, 2021 the Tribute to Desmond Tutu Edition


In today’s edition of Daily Compliance News:

  • Somali President suspends PM amid corruption probe. (Bloomberg)
  • Credit Suisse seeking docs on Softbank and Greensill. (Reuters)
  • Use of RICO continues to expand. (WSJ)
  • Desmond Tutu passes away. (NYT)
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Compliance Kitchen

Credit Suisse and Tuna Boats


Credit Suisse resolves a Mozambique loan case for $547M. Listen in for more on this international investigation and enforcement effort.