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Daily Compliance News

Daily Compliance News: December 13, 2024 – The Token Fine Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Eric Trump drops hints of upcoming corruption. (TNR)
  • South African politicians slam token fine levied on McKinsey. (FT)
  • Fifth Circuit invalidates NASDEQ diversity requirements. (Reuters)
  • Ex-Trafigura COO says he was negligent, not criminal.  (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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Daily Compliance News

Daily Compliance News: November 20, 2024 – The Mr. Non-Compliant Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Trafigura heads to trial in Switzerland. (Bloomberg)
  • A layer of crypto corruption. (TheBulwark)
  • Firings as layoffs without benefits. (FT)
  • KPMG rehabbed in the UK.  (FT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

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Daily Compliance News

Daily Compliance News: November 19, 2024 – The Corruption of Comedy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Has Trump’s corruption comedy? (Salon)
  • Competitors to challenge the Elliott affiliate’s bid. (Reuters)
  • Hacker sentenced for Bitcoin heist. (BBC)
  • Will immigration enforcement shut down US industries?  (FT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

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Daily Compliance News

Daily Compliance News: October 23, 2024 – The Fired for Multitasking Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • EY fires staff who took multiple online training courses at the same time. (FT)
  • Harris looking at crypto friendly types to head SEC. (Unchained)
  • Investigation into Brazilian fighter jet sale. (ClearanceJobs)
  • Former A&F CEO arrested for sex trafficking. (WSJ)

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending October 12, 2024

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • For Ecuador, the president and VP barred entry into the US. (Reuters)
  • TD Bank to pay $3bn in penalties. (WSJ)
  • EV maker under SEC investigation. (Compliance Week)
  • Eric Adams aide is alleged to have destroyed evidence.  (WSJ)
  • Corruption Houston cop gets 60 years. (Houston Chronicle)
  • Crypto.com sues the SEC (FT)
  • Trial of SFO staffers put on hold for settlement talks. (City AM)
  • Trial of Mike Madigan kicks off. (Chicago Tribune)
  • MYC Mayor Adams indictment has National Security issues.     (Gothamist)
  • Victims of Robert Allen Stanford fraud may get paid.  (NYT)

 

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Daily Compliance News

Daily Compliance News: July 29, 2024 – The RTX Reserves Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Raytheon (RTX) sets aside $959MM for pricing, corruption probe fine.  (Bloomberg)
  • State Street agreed to $7.5MM fine for Russia sanctions violations.  (WSJ)
  • Top Trump bundler connected FirstEnergy corruption scandal. (Ohio Capital Journal)
  • Trump vows to end crypto enforcement. (FT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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2 Gurus Talk Compliance

2 Gurus Talk Compliance: Episode 31— AI, Compliance and Crypto

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

In this episode of 2 Gurus Talk Compliance Podcast, hosts Kristy Grant-Hart and Tom Fox discuss AI’s role in unmasking whistleblowers, the latest fallout from cryptocurrency firms under SEC scrutiny, advancements in tracking sanctioned commodities, and the humorous mishap involving a Florida man and laxatives. They also delve into the implications of workplace violence prevention laws, BP’s new office relationship rules, and check in on corruption and legal developments involving figures like Bob Menendez and Benny Steinmetz. Ending on a lighter note, a Florida man finds himself in trouble after substituting opioids with laxatives.

Stories Include:

  • Tyson Foods CFO was suspended for drunk driving. (Bloomberg)
  • 5 takeaways from Menendez trial.(CNN)
  • FAA says greater oversight needed over Boeing.(NYT)
  • Terraform settles with SEC for $4.5bn.(FT)
  • Beny Steinmetz profile.(OCCPR)
  • The Double-Edged Impact of AI Compliance Algorithms on Whistleblowing (National Law Review)
  • BP Tightens Rules Over Office Relationships in Wake of Former CEO’s Departure (WSJ)
  • Keeping Sanctioned Russian Timber Out of the EU Is Tricky. This Nonprofit Has a Solution (WSJ)
  • New York Bill Would Provide Protections Against Workplace Violence for Retail Employees (Seyfarth)
  • Florida Man Steals Constipation Drugs Thinking They Were Opioids (Florida has a right to know) 

Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending March 2, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Crypto exchange Gemini returns over $1bn to customers.  (WSJ)
  2. Green audits are coming. (FT)
  3. Did Boeing violate the DPA? (NYT)
  4. Will ComEd defendants walk free? (Chicago Sun-Times)
  5. Boeing has 90 days to fix the QA/QC issue.  (NYT)
  6. SBF says he only deserves 6 years in prison. (FT)
  7. Did McKinsey work for or not work for the Chinese government? (FT)
  8. How did Iraqi corruption cost the country. (OilPrice)
  9. An ex-Vitol Trading trader was found guilty of bribery.  (WSJ)
  10. Exec’s husband pleads guilty to insider trading. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: March 1, 2024 – The Gemini Returns $1bn Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Crypto exchange Gemini returns over $1bn to customers. (WSJ)
  • Green audits are coming. (FT)
  • Did Boeing violate the DPA?  (NYT)
  • Will ComEd defendants walk free? (Chicago Sun-Times)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of compliance, click here.

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Daily Compliance News

Daily Compliance News: November 8, 2023 – The Farewell to WeWork Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. all from the Compliance Podcast Network. Each day we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • WeWork files for bankruptcy.  (FT)
  • Congress must aid in the fight against illicit crypto. (WSJ)
  • The Portuguese PM resigns over corruption. (The Guardian)
  • The Supreme Court refuses to take up the PDVSA bribery case. (LatinLawyer)