In today’s edition of Daily Compliance News:
Tag: EU
Categories
EU and Dual Use Sanctions
The EU issued its new and updated dual use items export regulations and The Kitchen took a look at the main points.
Categories
Mythbusting ESG & FAQs Part 1
Mythbusting ESG & FAQs Part 1
In this episode of a special two-part series on ESG, CSS’s Regulatory Content Manager, Greg Hotaling and ESG Specialist, Marye Cherry demystify the complicated world of ESG including the latest regulatory developments, the complexity of ESG data, and what ESG actually means for investment managers.
About Our Guest Speakers:
Marye Cherry is the EU Regulatory Counsel and Head of ESG at Compliance Solutions Strategies (CSS). With more than 10 years of legal and compliance experience, Marye specializes in transparency and regulatory reporting issues in the financial services industry, including sensitive industries and ESG. At CSS, Marye focuses on European financial regulations that affect fund managers’ operations worldwide and helps translate those requirements into automated reporting solutions.
Greg Hotaling is a Regulatory Content Manager at CSS, addressing global regulatory matters relevant to the financial industry. Since its inception, Greg has led the regulatory research and content team for CSS’s global Investment Monitoring platform that facilitates compliance with shareholder disclosure and position limit rules around the world
Categories
EU, OFAC and Venezuela updates
The Minsk agreements continue to go unimplemented, so the EU extends Russia sanctions again; OFAC grants an export license for certain petroleum products destined for Venezuela and the Kitchen is there to look into the details.
The EU and US reach an agreement on the ongoing WTO Boeing-Airbus dispute; FEMA eases up on some export restrictions of PPE.
In this episode, The Kitchen looks at the upcoming EU’s mandatory supply chain due diligence Directive that will likely apply to all business operating in the European Union market.
In today’s edition of Daily Compliance News:
- Brother can you spare €12.6MM? (KYC360)
- Pemex suspends contracts. (Houston Chronicle)
- Goldman Sachs lobbied DOJ to back off guilty plea in 1MDB case. (NYT)
- Amazon hit with massive anti-trust lawsuit in EU. (WSJ)
In today’s edition of Daily Compliance News:
- Is corruption across the EU ‘stunning’? (BBC)
- What is management duty to set right tone at the top? (Harvard Law School Forum on Corporate Governance and Financial Regulation)
- What is leadership in action? (Washington Post)
- Why did it take you so long? Nike ends financial penalties for pregnant athletes. (NYT)
In today’s edition of Daily Compliance News:
- Guyana Investigating Leases Controlled by Exxon & Tullow (Bloomberg)
- In EU 75% of those who observe illegal corp activity afraid to report it. (FT)
- KPMG to be hit by massive fine in UK. (Reuters)
- What is risk management (as in when its life or death)? (Wall Street Journal)
