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10 For 10

10 For 10: Top Compliance Stories For the Week Ending February 22, 2025

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • You can take the KFC out of Kentucky. (NYT)
  • Grand jury investigating Synapse fraud.(WSJ)
  • Patel and Shein. (WSJ)
  • CTA back on. (WSJ)
  • DOJ guts bringing of corruption cases.(CNN)
  • Barclay’s faces money-laundering investigation. (WSJ)
  • Is settling litigation paying a bribe? (WSJ)
  • Wells Fargo Consent Decree terminated. (YaHooFinance)
  • JPMorgan purchase of Frank heads to criminal trial. (FT)
  • Of business plans and tariff changes. (Bloomberg)

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You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Daily Compliance News

Daily Compliance News: February 18, 2025, The Huge Mistake Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Wells Fargo Consent Decree terminated. (YaHoo!Finance)
  • DOGE actions threaten the safety of ALJs. (Reuters)
  • JPMorgan’s purchase of Frank heads to criminal trial. (FT)
  • Of business plans and tariff changes. (Bloomberg)

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Daily Compliance News

Daily Compliance News: January 13, 2025 – The End of Western Civilization Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • LiquidNet to pay a $5MM fine. (WSJ)
  • TikTok warns of dire consequences if it has to follow the law. (Reuters)
  • Is HR your friend? (NYT)
  • JPMorgan shuts off the comment line. (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending September 20, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Tips flow to DOJ under the new whistleblower program. (WSJ)
  • Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
  • Second trial in Vietnam after 1st one ended in a death sentence. (Bloomberg)
  • Was VW audit in China substandard? (FT)
  • JPMorgan appoints senior bankers to oversee junior bankers. (FT)
  • 2 ex-NYFD chiefs charged with bribery. (Bloomberg)
  • First Energy pays $100MM to settle SEC charges. (WSJ)
  • Astra-Zeneca employees arrested in China. (Bloomberg)
  • Walgreens to pay $106MM for allegations of overbilling. (WSJ)
  • Tik-Tok faces tough questions from the Court of Appeals. (Reuters)

 

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Daily Compliance News

Daily Compliance News: September 19, 2024 – The Woj Retires Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Woj retires. (WSJ)
  • US seeks $100MM in damages in the Baltimore Bridge accident. (Al Jazeera)
  • JPMorgan appoints senior bankers to oversee junior bankers. (FT)
  • Inflation hits the costs for a ransomware attack. (Bloomberg)

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Daily Compliance News

Daily Compliance News: March 15, 2024 – The More CFOs to CEOs Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News.

All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

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Daily Compliance News

Daily Compliance News: January 17, 2024 – The Corruption is a National Security Issue Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • JPMorgan will pay $18 million for whistleblower protection violations. (WSJ)
  • Why is corruption a national security issue?  (The Diplomat)
  • Kirkland now faces the music for the corrupt ex-bankruptcy judge.  (Reuters)
  • Anti-corruption advocate sworn in as Guatemalan President.  (Bloomberg)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

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Daily Compliance News

Daily Compliance News: November 13, 2023 – The Parents in Trouble Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • SBF parents face legal peril.  (WaPo)
  • Does Apple owe you money? (NYT)
  • Navy contractor sentenced for bribery. (WaPo)
  • JPMorgan’s $290 Epstein settlement approved by court. (Reuters)
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Daily Compliance News

Daily Compliance News – June 23, 2023 – The Deleted Messages Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Microsoft/Activision merger hearing to begin. (WSJ)
  • Judge severely spanks lawyer for using ChatGPT for Motion. (WSJ)
  • JPMorgan to pay $4MM for deleted messages. (WSJ)
  • Twitter shows strong willingness to comply with digital content laws. (WSJ)
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Daily Compliance News

Daily Compliance News: June 20, 2023 – The End of CVs Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • How Huawei got caught spying and lost a $200MM contract. (Bloomberg)
  • Why JPMorgan settled. (WSJ)
  • Whistleblowing for personal revenge backfires. (WSJ)
  • AI-death of the CV? (FT)