Categories
Daily Compliance News

April 14, 2023 – The Jury Selection Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       What’s next for Venezuela?  (OilPrice)

·       JPMorgan MDs-come back.  (Bloomberg)

·       Juul agrees to pay $462MM. (BBC)

·       Jury selection to begin in Dominion suit v. Fox News. (Reuters)

Categories
GalloCast

Welcome to the Gallocast-Episode 1


Welcome to the inaugural episode of the Gallocast. You have heard of the Manningcast in football. Now we have the Gallocast in compliance. The two top brothers in compliance, Nick and Gio Gallo come together for a free form exploration of compliance topics. It is great insights on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance. Topics in this episode include:
·      Return to office, WFH or hybrid?
·      Moderna CFO lasts for 1 day.
·      Keeping culture positive during acquisition?
·      ESG and climate reporting.
·      Howard Schultz goes on a listening tour.
·      When should a startup put in a compliance program?
·      Did we learn anything during the pandemic to end or at least reduce useless meetings?
·      What does Ukraine War mean for compliance?
·      What can top management do to ‘talk the talk’.
Resources
Nick Gallo on LinkedIn
Gio Gallo on LinkedIn
ComplianceLine

Categories
Compliance Into the Weeds

Year End Review, Part 1

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today, Matt and Tom begin a special two-part year-end review of six topics which they saw as significant in 2021 and believe will be so into 2022 as well. In this episode we discuss SPACs, the Robinhood/GameStop phenomena and the new hybrid working environment and what is means for the compliance professional. Join us on Thursday of this week as we post Part 2 and look at the Biden Administration’s Strategy on Countering Corruption, the continuing evolution of ransomware attacks and ESG in 2021 and beyond.

Resources
Matt in Radical Compliance
Tom in the FCPA Compliance and Ethics Blog

Categories
Daily Compliance News

December 23, 2021 the How to Win Friends Edition


In today’s edition of Daily Compliance News:

  • Wall Street puts hold on RTO. (NYT)
  • Brazilian companies list on NYSE, what could go wrong. (Reuters)
  • SEC blocks Apple bid to block shareholder proposal. (Reuters)
  • Amazon sues India financial crimes agency. (SEC Press Release)
Categories
Daily Compliance News

December 14, 2021 Dos Santos Banned Edition


In today’s edition of Daily Compliance News:

  • New language for RTO. (NYT)
  • SEC says more enforcement coming. (WSJ)
  • Isabel Dos Santos barred from US Visa. (BBC)
  • Timing of firing auditors and trouble. (WSJ)