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Everything Compliance - Shout Outs and Rants

Everything Compliance-Shout Outs and Rants from Episode 102

Welcome to our fan-favorite Shout Outs and Rants.

  1. Matt Kelly rants about the LIV exhibit golf tour and the insane amount of money being spent by Saudi Arabia to rehabilitate its reputation through sports.
  2. Jonathan Marks shouts out SEC Chairman Gary Gensler on the 20th anniversary of the enactment of SOX.
  3. Tom Fox shouts out to Vin Scully, the former play-by-play announcer for the Los Angeles Dodgers.
  4. Jay Rosen shouts out to Celtic great Bill Russell, who died this week.

The members of Everything Compliance are:

  • Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
  • Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
  • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com.
  • Jonathan Armstrong is our UK colleague, an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com.
  • Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com.

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.

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Daily Compliance News

August 8, 2022 the Morgan Stanley Settles edition

In today’s edition of Daily Compliance News:

  • Ex-PR gov arrested on corruption charges. (Bloomberg)
  • Morgan Stanley settles FTC, CFTC enforcement actions. (Reuters)
  • Top 10 least corrupt countries in Africa. (Business Insider)
  • OBG’s avoided forced birth states. (WaPo)
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Daily Compliance News

August 5, 2022 the Oops edition

In today’s edition of Daily Compliance News:

  • The jury picked in ex Blue Bell CEO criminal case. (Food Safety News)
  • SEC addresses COIs. (Reuters)
  • Binance investigation teams bitches about news coverage. (CoinDesk)
  • Alex Jones’s lawyers ‘accidentally’ sent all his texts to opposing counsel. (Houston Chronicle)
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Daily Compliance News

July 30, 2022 the Bend Every Rule edition

In today’s edition of Daily Compliance News:

  • Why Rotterdam balked. (NYT)
  • No deal, no audit. (Reuters)
  • Lawsuit over SEC whistleblower award. (WSJ)
  • Debt markets must pay attention to corruption. (FT)
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Daily Compliance News

July 27, 2022 the Mexico Addressing Corruption edition

In today’s edition of Daily Compliance News:

  • Is Mexico finally addressing corruption? (KRWG)
  • SEC won’t accept restrictions on Chinese audits. (Reuters)
  • KPMG fined by UK audit watchdog. (WSJ)
  • Kraken is under investigation for sanctions violations. (NYT)
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Daily Compliance News

July 23, 2022 the Child Labor in Alabama edition


In today’s edition of Daily Compliance News:
· The US blacklists former Paraguayan President.   (Al-Jazeera)
· An Arab Spring for South Africa? (Bloomberg)
· SEC says crypto is unregulated securities. (WaPo)
· Hyundai used child labor in Alabama. (Reuters)

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GalloCast

GalloCast-Episode 2


Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance. Topics in this episode include:

  1. How do you incorporate ethics into business growth?
  2. Who are all the stakeholders in and for your organization?
  3. Why is talent acquisition and retention a key element for any business going forward?
  4. How to change an entire culture?
  5. How not to lay off employees.
  6. What are the micro-cultures in your organization, and how to use them to build your ethical muscles
  7. What is the EthicsVerse?
  8. Nick’s Book Challenge.

Resources
Nick Gallo on LinkedIn
Gio Gallo on LinkedIn
ComplianceLine

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Daily Compliance News

July 15, 2022 the To Die In Texas edition


In today’s edition of Daily Compliance News:

  • Using blockchain to disrupt corruption. (CityAM)
  • SEC is looking into Musk’s actions re: Twitter. (NYT)
  • Whistleblower protections for reporting aliens. (Politico)
  • The state of Texas sues to block fed order on abortions to save mother’s lives. (Reuters)
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Daily Compliance News

July 14, 2022 the Bob, Dodge and Weave edition


In today’s edition of Daily Compliance News:

  • Snyder continues to dodge the Congressional subpoena. (WSJ)
  • Yet more corruption in Iran (are you surprised?) (WaPo)
  • SEC wins gag order ruling, maybe. (Reuters)
  • What’s $79bn among execs? (BBC)
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Daily Compliance News

July 13, 2021 the Ruin Your Life edition


In today’s edition of Daily Compliance News:
·       DOJ moving to prevention in white-collar crime.  (WSJ)
·       Corrupt former Herbalife exec defaults on SEC suit. (WSJ)
·       Corruption will ruin your life. (FCPA Blog)
·       Is the PGA anti-competitive? The DOJ is asking. (NYT)