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Trekking Through Compliance

Trekking through Compliance – Episode 70 – Battling Unconscious Bias Compliance Lessons from Let That Be Your Last Battlefield

In this episode of Trekking Through Compliance, we consider the episode Let That Be Your Last Battlefield, which aired on January 10, 1969, and occurred on Star Date 5730.0

On its way to decontaminate the planet Arianis, the Enterprise intercepts a shuttlecraft stolen from Starbase 4 together with its pilot. The pilot is an alien with solid white on his right side and solid black on his left. His name is Lokai, and he claims to be a political refugee from Cheron. Shortly after, a spaceship deposits another alien on the Enterprise bridge just before it disintegrates. The new alien identifies himself as Bele, a police officer from Cheron who has been tracking Lokai for over 50,000 years. Bele is black on the right and white on the left and is outraged when Kirk sees no difference in them. Bele considers his coloration superior to Lokai and others “his kind.” Lokai and Bele claim to be in the right, but Kirk stays above the argument, offering to drop them off at a Starbase.

Bele attempts to force the Enterprise to Charon but returns control to Kirk when he threatens to self-destruct the Enterprise. After the Enterprise has decontaminated Arianis, Bele deactivates the destruct mode and forces the Enterprise to Cheron. Here, Bele and Lokai discover that all life there has been destroyed by years of racially motivated fighting. Driven mad by the sight, Lokai and Bele both beam down to the surface, continuing to fight each other until one or both are dead.

Commentary

The episode features the Enterprise encountering two aliens, Loki and Beale, whose half-black, half-white skin serves as a metaphor for racial prejudice. The plot explores themes of racism, hatred, and conflict resolution. Fox reflects on the show’s impact, especially in the context of real-world racism. He extends the discussion to compliance, focusing on strategies to address unconscious bias through training, fair hiring practices, performance management, and data monitoring. This episode highlights the ongoing relevance of Star Trek’s social messages and their application in today’s workplace.

Key Highlights

  • Story Synopsis: Let That Be Your Last Battlefield
  • Fun Facts and Production Insights
  • Reflections on Racism
  • Compliance and Unconscious Bias
  • Strategies for Addressing Unconscious Bias

Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein

MissionLogPodcast.com

Memory Alpha

Categories
Because That's What Heroes Do

Because That’s What Heroes Do: Deep Space 9 – Episode 10: Little Green Men Comedy, Racism, and Fan Fiction

Get ready for an exciting new season of Because That’s What Heroes Do. In this season, they take a deep dive into their favorite 15 episodes of Deep Space 9.

In this exploration, they are joined by DS9 maven Alex Murphy (Murphy) from Montreal, who is a local historian and cinema and TV fan with a love for weird foreign films, all things horror, and obscure media. He has been watching Trek since he was a tiny punk, and it’s been a lifelong love.

Today we take a deep dive into the first episode selected by Tom, Little Green Men.

In this podcast episode, the panel revisits the DS9 episode Little Green Men, which involves the Ferengi crash-landing in Roswell during the 1940s. They explore themes of comedy, racism, cultural pride, and individual accountability. The episode’s origins as a fan pitch and its poignant commentary on the follies of racism and nuclear arms are discussed, along with its nostalgic nods to 1950s science fiction and anti-smoking sentiments. The panelists enjoy the character development and comedic elements but note some inconsistencies while appreciating the cultural insights into Ferengi life.

Key Highlights and Themes:

  • Fan Pitch and Comic Relief
  • Racism and Anti-Racism Themes
  • Character Insights and Cultural Details
  • Final Thoughts and Episode Wrap-Up

Resources:

Megan Dougherty 

LinkedIn

One Stone Creative

Tom 

Instagram

Facebook

YouTube

Twitter

LinkedIn

Categories
Trekking Through Compliance

Trekking Through Compliance – Episode 69 – Preventing Trauma in the Workplace: Mental Health Lessons from Whom Gods Destroy

In this episode of Trekking Through Compliance, we consider the episode Whom Gods Destroy, which aired on January 3, 1969, and occurred on Star Date 5718.3

Kirk and Spock are on a medical mission to deliver sanity-saving drugs to an institute for the incorrigibly criminally insane. An inmate is a former commander. He is also a homicidal master strategist. As a former Starship commander, he takes over the asylum and then turns his attention to taking over the Enterprise. Can Kirk and Spock defeat him? How can they beat him?

Commentary

The narrative centers on Kirk and Spock delivering revolutionary medicine to an insane asylum on Elba II. The episode delves into themes of madness and identity as Kirk and Spock confront Garth of Izar, a former Starfleet Captain who can change his form. In addition to a thorough plot summary, Fox discusses compliance strategies for addressing mental health in the workplace, emphasizing the importance of a mental health-informed environment, flexible policies, and comprehensive leadership training.

Key Highlights

  • Story Synopsis of ‘Whom Gods Destroy’
  • Fun Facts and Behind the Scenes
  • Mental Health and Compliance Insights
  • Strategies for Supporting Mental Health in the Workplace

Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein

MissionLogPodcast.com

Memory Alpha

Categories
2 Gurus Talk Compliance

2 Gurus Talk Compliance: Episode 34 – The Whistleblower Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

In this episode, Kristy and Tom delve into an array of timely topics. They discuss how and why HR is now seen as the ‘Department of Misery.

The duo takes a deep dive into the new DOJ Whistleblower Incentive Program. They also discuss the huge Meta settlement with the state of Texas, SFO prosecutions and corporate felony convictions. Of course, Florida man makes an appearance with another great tale. Tune in for a comprehensive mix of compliance nuts-and-bolts insights and current events.

Stories Include:

  • For Big Companies, Felony Convictions Are a Mere Footnote (WSJ)
  • HR: the Department of Misery?  (NYT)
  • Can a corporate vote overturn a court decision? (FT)
  • Income inequality and corruption. (The Economic Times)
  •  The DOJ announces a whistleblower incentive program. (WSJ)
  • Glencore trader criminally charged by SFO for bribery. (FT)
  • OFAC Releases Guidance on Extended Statute of Limitations & Forthcoming Recordkeeping Changes (Volkov) – VolkovLaw
  • Meta agrees to $1.4 billion settlement in Texas biometric data lawsuit over Facebook images (CNBC)
  • Will AI kill meaningless jobs? (NYT)
  • ‘Before He Cheats:’ Florida woman accused of keying ‘CHEATER’ on man’s car (Click Orlando)

 Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

Prove Your Worth

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

Categories
Compliance Tip of the Day

Compliance Tip of the Day: Employee Trust

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In this episode, we consider how you can work to regain employee trust in the era of remote work and RTO.

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

To check out The Compliance Handbook, 5th edition, click here.

Categories
Creativity and Compliance

Creativity and Compliance: Pattern Disruption in Compliance Training

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network.

Ronnie’s company, Learnings and Entertainment, utilizes the entertainment devices that people use to consume information in their everyday, non-work lives, and apply it to important topics around compliance and ethics. It is not only about being funny. It is about changing the tone of your compliance communications and messaging to make your compliance program, policies and resources more accessible.

In this episode of Creativity and Compliance, hosts Tom Fox and Ronnie Feldman discuss the concept of pattern disruption in compliance.

Tom and Ronnie explore how pattern disruption can grab attention, break typical habits, and engage employees in compliance training and communication. They emphasize the importance of consistency of messaging but variety in delivery mechanisms to keep employees engaged. They provide examples of pattern disruption techniques, such as changing the name of the compliance department, using fun questions at the beginning of training, and incorporating creative devices like songs, jingles, and fake commercials. The episode concludes with the importance of standing out and making an emotional connection to enhance engagement and recall.

Key Highlights:

  • Pattern disruption grabs attention and breaks typical habits
  • Variety in delivery mechanisms is necessary to keep employees engaged
  • Examples of Pattern Disruption Techniques
  • Standing Out and Making an Emotional Connection

 Resources:

Ronnie

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Categories
Principled Podcast

Principled Podcast: S11E10 | Unlocking the Secrets to Empowering Leaders to Champion Ethics and Compliance in Organizations

In this episode of the Principled Podcast, join Amy Hanan, LRN’s Chief Marketing Office, and Lance King, Head of Group Compliance at Virgin Media O2, as they examine how organizations can empower leaders to champion ethics and compliance, discussing what it takes to build high performing compliance teams, manage regulatory risks, and how to develop effective relationships from shop floor to the C-Suite.

Guest: Lance King

Episode Cover - Lance King - Season 11 Episode 10

Lance King is the Head of Compliance at Virgin Media O2, bringing over 25 years of leadership experience in financial services. His career has spanned P&L responsibilities in frontline retail banking and media store teams, culminating in his current position where he leads the compliance function for one of the largest media companies in the UK. Lance is an inspirational leader known for delivering transformational change and excels in developing innovative regulatory solutions, forging effective relationships, and leading diverse teams to support company strategy and executive leadership obligations.

Host: Amy Hanan

Principled Podcast - Season 11 Episode 8 - - Amy Hanan

Amy Hanan is the chief marketing officer at LRN. Amy, a B2B digital marketing leader, has a nearly 20-year track record in product, brand, lifecycle, and demand-generation marketing and corporate communications for media, professional services, and technology companies. One of her central areas of expertise is executing tech-enabled marketing initiatives for growth. Before joining LRN, Amy was the chief digital officer at Baretz+Brunelle, a marketing and communications agency serving the legal and financial services industries. Her previous experience includes Reorg Research, ALM Media, and The Associated Press. She holds a Bachelor of Arts degree from Northern Arizona University.

Connect with the Compliance Podcast Network at:

LinkedIn: https://www.linkedin.com/company/compliance-podcast-network/
Facebook: https://www.facebook.com/compliancepodcastnetwork/
YouTube: https://www.youtube.com/@CompliancePodcastNetwork
Twitter: https://twitter.com/tfoxlaw
Instagram: https://www.instagram.com/voiceofcompliance/
Website: https://compliancepodcastnetwork.net/

Categories
Daily Compliance News

Daily Compliance News: August 9, 2024 – The Stepping into a Crisis UK Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • A new Boeing CEO is stepping into a crisis.  (WSJ)
  • Microsoft says Delta is responsible for cancellations. (NYT)
  • Google and Meta had a secret deal to target teens. (FT)
  • South Africa wants off the FATF grey list. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Categories
Trekking Through Compliance

Trekking Through Compliance – Episode 68 – Lessons in Dealing with Complexity from Elaan of Troyius

In this episode of Trekking Through Compliance, we consider the episode Elaan of Troyius, which aired on December 20, 1968, and occurred on Star Date 4373.5

Kirk and crew are playing taxi to Elaan from Elas and an ambassador from Troyius. (She is one of the greatest spoiled brat characters in all of TOS.) Their mission: get everyone safely from point A to point B. Sounds easy, right? Now add Elaan’s near-barbarism, a bit of sabotage, and a hostile Klingon ship. Can Kirk civilize Elaan, evade the Klingons, and keep the Enterprise from blowing up?

Commentary

The storyline involves Captain Kirk navigating political and personal challenges on a mission to prevent war through a politically motivated marriage. Key compliance lessons include managing complex political dynamics, overcoming personal biases, adapting to unexpected challenges, maintaining professionalism, and fostering cross-cultural understanding. The episode underscores the importance of ethical integrity and strategic navigation in compliance contexts.

Key Highlights

  • Story Synopsis
  • Fun Facts and Analysis
  • Lessons in Compliance Complexity

Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein

MissionLogPodcast.com

Memory Alpha

 

Categories
Daily Compliance News

Daily Compliance News: August 8, 2024 – The Whistleblowing in The UK Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • The UK takes whistleblowers seriously. (FT)
  • Afghanistan cricketer are banned for corruption. (ESPN)
  • Trouble for Boeing in outer space. (NYT)
  • Chaos on the Boeing assembly line. (WaPo)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.