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Great Women in Compliance

Great Women in Compliance: Compliance Week 2026 Highlights with Nick Gallo

Team #GWIC and the #GWICfam were out in full force at the 2026 Compliance Week conference in Washington, DC.  Nick Gallo, a Great Gentleman in Compliance, was gracious enough (or agreed when he was “voluntold”) to be our roving reporter, asking people about their conference highlights, practical takeaways, and about AI in compliance, as that was one key event focus.

The episode also highlights the importance of collaboration, mentorship, and authentic connections in our community, and Compliance Week is such a great reminder of that. From discussions about everything from culture to analytics to celebrating Joe Murphy’s Lifetime Achievement Award, the conference reinforced both the rapid evolution of compliance and the generosity of the people working in it. You will hear the themes of friendships, learning, and shared purpose that continue to define the compliance community from our friends and colleagues.

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Daily Compliance News

Daily Compliance News: May 15, 2026, The Adani Walks Free Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Nigerian ex-oil minister gets 75 years for corruption. (Reuters)
  • Adani pledges $10bn and gets a free pass. (NYT)
  • Commit fraud, self-report, and walk free in SDNY. (FT)
  • The US makes more corruption claims against Mexico. (The Guardian)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 76 – The CW Wrap Up Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

Stories this week include:

  • Jury says Musk owes $2.1bn for Twitter; SEC says $1.5MM.   (Reuters)
  • Jho Low wants a pardon. (WSJ)
  • JPMorgan rejects the claim but offered a $1MM settlement. (WSJ)
  • The black hole of Venezuela. (NYT)
  • D&B partners with Anthropic for compliance AI. (Security Brief)
  • Compliance Week National Conference – Discussion about SEC & DOJ’s regulatory statements.
  • State increasingly taking lead in anti-trust enforcement – (Corporate Compliance Insights)
  • So What Happened with Broadcat? – (Corporate Compliance Insights)
  • Prediction Market Risk Is Hiding in Your Organization, Whether You Know It or Not – (Corporate Compliance Insights)
  • Florida man buys mask at gas station to burglarize bank across the street: deputies – (WFLA )

Resources:

Kristy

Kristy Grant-Hart on LinkedIn

Order Kristy’s updated, 10-year, new edition of How to Be a Wildly Effective Compliance Officer by clicking here.

Tom

Check out the top compliance handbook, The Compliance Handbook, 7th edition, published by LexisNexis. Visit the LexisNexis® Store at https://lexisnexis.com/fox20

To save 20% on The Compliance Handbook: A Guide to Operationalizing Your Compliance Program, please reference or enter promotion code: FOX20.

Offer expires December 31, 2026. Offer applies to new orders only, before shipping and taxes are calculated, and shipped to a U.S. address. Discount will be applied to each applicable product after code FOX20 is entered. Discount does not apply to current subscriptions, renewals, or updates. Certain exclusions and other restrictions may apply. Void where prohibited. View full terms here.

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Betting the Game

Betting the Game: Entourages, Interpreters, and the People Around the Star

Betting the Game is a 10-part podcast series exploring how sports gambling reshaped the business, culture, and integrity of athletics across professional and amateur sports. Hosted by Tom Fox and Mike DeBernardis, the series examines the real-world collisions between betting markets, athlete conduct, institutional oversight, and public trust. Each episode examines a different pressure point, from player betting and college sports to prop bets, insider information, and governance failures that can put the credibility of competition at risk. At its core, the series asks a simple but urgent question: as gambling became mainstream in sports, did ethics, compliance, and oversight keep pace?

In episode 4 of Betting the Game, Tom and Mike examine how gambling and integrity risk often enter sports not directly through the athlete, but through the network surrounding the athlete. The episode explores how interpreters, friends, business managers, financial advisors, family members, handlers, and other trusted associates can create exposure through access to information, money, influence, and opportunity. Using the Shohei Ohtani–Ippei Mizuhara matter, the Jontay Porter case through the lens of network risk, and the broader history of athlete exploitation by trusted advisors and handlers, Tom and Mike explain why sports organizations must consider entourages as a third-party risk. At its core, this episode asks a fundamental governance question: when someone close to the athlete has trusted proximity, what controls exist to protect the athlete, the institution, and the integrity of the game?

Key highlights:

  • The athlete is not the whole risk universe.
  • Trusted proximity is a real governance risk.
  • The Ohtani–Mizuhara matter is the flagship case study.
  • Entourage risk is really third-party risk.
  • Better governance should protect the athlete, not police the athlete.

Resources:

Mike DeBernardis on LinkedIn

Tom Fox

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Creativity and Compliance

Creativity and Compliance: Compliance 6-Pack: Part 4 – Using “Yes, And”

Tom and Ronnie continue their six-part series highlighting the role of improv in compliance.  This series links improv lessons to corporate compliance and some of the key tools and strategies Ronnie has brought from his former world of improv to the corporate compliance communications realm. In today’s Improv & Compliance Lesson 3, they focus on using “Yes, And” to Shift Compliance from the Office of No to a Collaborative Advisor.

Tom and Ronnie discuss the improv principle “Yes, and,” which means agreeing with the reality presented, dropping one’s agenda, and adding a new piece of information to build collaboratively. They explain how this mindset helps compliance move beyond the “office of no” by affirming and acknowledging business requests, then bridging to relevant risks, laws, and policies (e.g., gifts and entertainment, conflicts of interest) to problem-solve together without immediately shutting ideas down. Ronnie emphasizes “Yes, and” as both a personal communication technique and an organizational philosophy: learn the business, speak its language, and design simple, action-oriented, accessible policies and training that provide timely, embedded guidance. The episode ends with a preview of the next lesson on truth in comedy.

Resources:

Ronnie

Tom

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Creativity and Compliance is a multiple-award-winning podcast and was recently honored as one of the Top 35 Podcasts on Creativity by Feedspot.

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AI Today in 5

AI Today in 5: May 15, 2026, The Blind Spot Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Proactive ESH compliance. (Yahoo!Finance)
  2. The blind spot between cybersecurity and compliance. (UC Today)
  3. AI in healthcare: a checklist for compliance. (Morgan Lewis)
  4. Fiserv creates AI agents with banks. (American Banker)
  5. How AI is driving the digital supply chain. (Journal)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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Kerr250 Podcast

Kerr250: Mike Russ on Kerrville’s Fourth of July Traditions, The River Flood, and Gratitude for Veterans

Kerr250 is a community-focused podcast dedicated to celebrating America’s 250th birthday through the people, businesses, traditions, and events of Kerr County. As our nation marks this historic anniversary on July 4, 2026, Kerr250 will highlight local celebrations and community efforts that bring this milestone to life. Each episode will feature conversations with local leaders, business owners, organizers, volunteers, and proud citizens who are helping make Kerr County a vibrant part of this national moment. The podcast will explore how history, patriotism, service, and community pride come together in one county that believes America’s strength has always come from its people. Kerr250 is where Kerr County honors the past, celebrates the present, and helps inspire the future. In this episode, Tom Fox visits with Mike Russ (“Mr. Mint” at MR Mint Coins & Collectibles) for the Kerr 250 podcast celebrating America’s 250th birthday on July 4, 2026.

Mike recalls 4th of July traditions centered on going to the park and watching fireworks, a practice he continued with his children, though his family sometimes travels to Connecticut. He describes the 250th anniversary as bittersweet due to the devastating flood in Kerrville. Mike grew up fishing on the river and returned from Connecticut to help with recovery efforts, noting a neighbor nearly lost his home. Asked what America at 250 means, Mike emphasizes gratitude toward veterans, regularly thanking them for their service, and expresses concern about current social divisions and negativity.

Highlights include:

  • Fourth of July Memories
  • Flood and River Reflections
  • America at 250
  • Honoring Veterans

Resources:

Kerr250 website

MR Mint

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AI in Healthcare

AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week – May 15, 2026

Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on clinical innovation, regulation, privacy, compliance, patient safety, and operational transformation through a practical, business-focused lens. Designed for healthcare compliance professionals, executives, legal teams, clinicians, and industry leaders, the podcast moves beyond headlines to explain what each development means in the real world.

The top five stories for the week ending May 15, 2026, include:

  1. Acceptance of AI in healthcare is governed by trust. (American Medical Journal)
  2. The Trump Administration wants to cut back AI protections in healthcare. (KFF Health News)
  3. Where AI is making a difference in healthcare. (Medical Economics)
  4. Using AI in pharma development. (WSJ)
  5. Using AI in hospital systems. (American Hospital Association)

For more information on the use of AI in Compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI in Financial Services in 5 Stories

AI in Financial Services in 5 Stories – Week Ending May 15, 2026

Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break down the top stories that matter most through the lenses of compliance, risk management, governance, and business strategy. Designed for compliance professionals, executives, legal teams, and financial services leaders, it goes beyond headlines to explain why each development matters in a highly regulated industry. The result is a concise weekly briefing that helps listeners stay current on AI innovation while asking sharper questions about oversight, accountability, and trust.

This week’s stories include:

  1. What bank execs are saying about AI. (Business Insider)
  2. Fiserv and OpenAI partner to bring Agentic AI to banks. (Fiserv)
  3. ECB urges banks to prepare for AI-cyber attacks. (Reuters)
  4. AI is reshaping the digital supply chain. (Journal)
  5. The next age of FinTech. (McKinsey & Company)

For more information on the use of AI in Compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Student Voices of the Hill Country

Student Voices of the Hill Country: A Schreiner Student Pod Series: Season 2 – Silent Signals: How Nonverbal Communication Shapes Performance in Baseball, Tennis, and Football

Welcome to Season 2 of the Student Voices of the Hill Country: A Schreiner Student Pod Series. In this series, we continue to explore the lives, views, and observations of Schreiner students. In this episode, we look at how nonverbal communication shapes performance in sports.

This podcast episode examines how nonverbal communication influences strategy, psychology, and outcomes in baseball, tennis, and football. In baseball, coaches and catchers use structured, memorized hand-signal systems—often including decoys—to direct bunts, steals, pitch type, and location, while opponents attempt to decode signs and batters read pitchers’ subtle “tells.” In tennis, nonverbal cues center on self-regulation and psychological influence, including routines, posture, tempo control, reading micro-expressions and body mechanics, and doubles partners coordinating with behind-the-back signals. In football, sideline signaling, audibles, and body language enable rapid coordination amid noise, as seen in a quarterback who relies on hand signals due to limited hearing. The episode concludes that nonverbal communication is faster, harder to detect, builds trust through practice, and highlights awareness, timing, and connection beyond sports.

Key highlights:

  • Baseball Sign Systems
  • Tennis Inner Communication
  • Football Sideline Signs
  • Comparing the Three Sports
  • Why Nonverbal Works

Other Hill Country Focused Podcasts

⁠⁠Hill Country Authors Podcast⁠⁠

⁠⁠Hill Country Artists Podcast⁠⁠

⁠⁠Texas Hill Country Podcast Network