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Everything Compliance

Everything Compliance: New Season – The Government Misfires Edition

Welcome to a revamped Everything Compliance! We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of Everything Compliance.

  • Jonathan Armstrong discusses BP’s leadership upheaval, shareholder ESG concerns, and recurring governance and tone-at-the-top issues, highlighting UK directors’ duties under Section 172 of the Companies Act.
  • Karen Moore reviews IBM’s $17M DOJ False Claims Act settlement tied to alleged DEI-related practices, outlining the recent enforcement scaffolding, key alleged program elements, and ongoing risks beyond the settlement.
  • Matt Kelly summarizes DOJ remarks on “algorithmic antitrust” risk, citing the RealPage litigation and warning that shared AI pricing tools can constitute cartel behavior, with heightened whistleblower incentives.
  • Rebecca Walker explains the EU’s April 21, 2026, anti-corruption directive, which harmonizes offenses across 27 member states, including private bribery and “trading in influence,” large turnover-based penalties, and expected national transposition. The episode closes with brief shout-outs, rants, and themes of compliance culture.

The members of Everything Compliance are:

The award-winning Everything Compliance is a part of the Compliance Podcast Network.

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AI Today in 5

AI Today in 5: June 11, 2026, The OpenAI & Compliance Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Luxembourg and trusted financial data. (FinTechGlobal)
  2. AI governance grows at an uneven pace. (PlanAdviser)
  3. AI and spend management. (FinTechMagazine)
  4. The next changes in banking will not be in tech. (The Financial Brand)
  5. OpenAI funds start up for compliance. (Bloomberg)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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Blog

What Interruptions Reveal About Corporate Culture

Every Chief Compliance Officer talks about culture. Every company claims to value ethics, integrity, respect, inclusion, and speak-up behavior. Those words appear in codes of conduct, CEO messages, training decks, town halls, leadership offsites, and annual ethics campaigns. Yet culture is not built into the code of conduct. It is revealed in the meeting.

That is the central lesson of Research: What Interruptions Reveal About Company Culture by William Degbey, Benjamin Laker, Baniyelme Zoogah, Sanjay Kumar Singh, and Ghulam Murtaza. The authors argue that workplace culture is shaped less by formal statements and engagement programs than by everyday interaction patterns, especially interruptions in meetings. Their research found that interruptions, redirections, and moments where employees were spoken over were not merely interpersonal annoyances. They were signals of whose voice carried weight in the room.

For the CCO, that finding should land with force. A company can have a beautifully written value of “speak up.” Still, if employees learn in ordinary meetings that certain people are cut off, ignored, or not credited for their ideas, the real culture is not to speak up. It is speak-only-if-you-have-power. That is a compliance issue.

Culture Is What Happens Before the Hotline

Compliance professionals often think about speak-up culture in terms of hotline reports, investigation data, employee surveys, and anti-retaliation policies. Those are important. The DOJ’s Evaluation of Corporate Compliance Programs (ECCP) asks whether a company has a trusted reporting mechanism, whether employees feel comfortable using it, whether reporting is encouraged or chilled, and whether employees can raise concerns without fear of retaliation.

But by the time an employee reaches the hotline, the culture has already taught that person a great deal. It has taught them that if management listens. It has taught them whether disagreement is welcome. It has taught them whether bad news is punished. It has taught them whether junior employees can challenge senior leaders. It has taught them whether women, employees from underrepresented groups, remote employees, finance staff, compliance staff, or local market employees are taken seriously.

The author’s most important compliance lesson is that interruptions are cultural data. They are small, repeated, observable signals that show whether the company’s stated values are protected in daily business interactions or suspended when authority, speed, revenue, or hierarchy enters the room.

Why This Matters to Ethics and Integrity

Ethics and integrity depend on voice. Employees must be willing to raise concerns, ask questions, challenge assumptions, and slow down decisions when something does not look right. If the organization’s meeting culture teaches employees that unfinished concerns can be interrupted, redirected, or appropriated, then the company is training people not to speak.

The authors found that many senior leaders interpreted interruptions as signs of efficiency and engagement. They saw energetic cross-talk as evidence of a productive culture. Yet the follow-up study found that others experienced the same conduct as exclusionary and predictable. Interruptions were disproportionately directed at women and employees from underrepresented racial and ethnic groups. In the follow-up study, 19 of 27 interviewees described women being interrupted more frequently than men; all seven Black women interviewed described early-stage interruptions, and five said others later resurfaced their ideas without attribution.

For compliance, that is not simply an inclusion issue, though it certainly is. It is also a risk-detection issue. If certain voices are routinely cut off, then certain risks will be underreported. If certain employees must speak faster, more defensively, or only when explicitly invited, the company loses early warning signals. If some ideas are accepted only when repeated by someone with greater status, then the company is not evaluating risk on its merits. It is evaluating risk through hierarchy. That is how ethical blind spots form.

The Silent Cost of Being Interrupted

One of the most powerful findings in the article is that interruptions changed employee behavior. Twenty-one of the 27 participants in the follow-up study said they changed how they contributed to meetings. Some spoke faster or more defensively. Some pre-structured arguments to avoid being cut off. Some waited for explicit permission to speak. Others stopped contributing unless necessary. That is exactly what a CCO should worry about.

A healthy compliance culture does not require employees to perform perfectly polished courage. It gives employees room to raise half-formed concerns, ask awkward questions, and test whether something feels wrong before they have built a legal brief around it. Many compliance issues begin as fragments: “Something about this consultant does not feel right.” “The customer is asking for unusual documentation.” “The timing of this payment seems odd.” “Why are we routing this through that entity? ”I am not sure the data use matches what we told customers.” Those are early-stage compliance signals. They need space.

If the meeting culture rewards only fast, polished, confident speech, then employees who need time to frame a concern may never get the chance. The authors note that faster and more confident-sounding speech was often treated as more authoritative. In comparison, slower or less forceful speech was treated as incomplete and therefore easier to interrupt. For a CCO, the lesson is clear: do not build a compliance program that only works for the loudest person in the room.

From Tone at the Top to Conduct in the Room

Compliance professionals have long emphasized “tone at the top.” That remains important. But this article reminds us that tone at the top is incomplete unless it becomes conduct in the room.

The DOJ expects companies to demonstrate that compliance policies and procedures are integrated into operations and that a culture of compliance is embedded in day-to-day activities. That is precisely where meeting behavior matters. Meetings are where risk appetite becomes real. They are where employees learn whether the company actually values integrity when there is a deal to close, a target to hit, or a senior executive to satisfy.

A CCO should, therefore, ask:

What happens when ethics enters the meeting?

Does the room slow down?

Does the leader protect the person raising the concern?

Does someone capture the issue and assign a follow-up?

Does the business discuss controls and alternatives?

Or does the concern get interrupted, minimized, joked away, or pushed offline?

The answers will tell you more about culture than a slogan.

Reading Interruptions as Compliance Data

The authors recommend that leaders stop treating interruptions as isolated incidents and begin reading them as data. It suggests observing who gets interrupted, when the interruption occurs, and what happens to the idea afterward. Is the idea acknowledged? Is it dropped? Is it later picked up without credit? That framework can be directly adapted into a compliance culture assessment.

A CCO can ask compliance, internal audit, HR, or an outside facilitator to observe selected meetings where risk decisions are made. These might include third-party approval committees, deal review meetings, product governance meetings, investigations triage meetings, M&A diligence sessions, safety committees, privacy reviews, or regional leadership calls.

The observer should not simply count who speaks. This is not about policing manners. It is about understanding whether the company’s ethical culture allows risk information to travel upward and across the organization.

Slow the Meeting to Surface the Risk

The article warns that speed and forced momentum can amplify inequality. Faster conversations often favor those who already feel entitled to the floor. Those who anticipate interruption compress their thinking, hesitate, or wait for a clear opening. The authors recommend slowing the interaction: let people finish, pause before responding, reinforce the norm when someone is cut off, and rotate facilitation. This is deeply relevant to compliance.

Many corporate failures occur not because no one saw the risk, but because the organization moved past it too quickly. The payment had to go out. The distributor had to be approved. The quarter had to close. The launch date had to be met. The customer had to be retained. In that environment, “speed” can become a cultural value that overwhelms integrity. A CCO should help leaders build an “integrity pause” into decision-making.

Protect the Contribution, Not the Ego

The article also makes an important distinction. Calling out interrupters or turning every interruption into a lesson on etiquette often does not work. It can escalate the moment and personalize the issue. The better approach is to protect the contribution directly. The authors suggest short interventions such as “Let them finish,” “I want to hear the rest of that point,” and “Let’s come back to the idea that was just interrupted.” This is practical guidance for CCOs and compliance professionals.

When someone raises a compliance concern and is interrupted, the compliance professional does not need to accuse anyone of bad intent. This helps to create psychological safety around risk information. They tell the room that compliance concerns are not interruptions to business. They are part of doing business properly.

The CCO as Culture Observer

A CCO cannot improve culture solely by issuing policies. Policies matter, but culture is reinforced through repeated behavior. The DOJ guidance recognizes that policies and procedures must give effect to ethical norms and be integrated into day-to-day operations. That means the CCO must look beyond policy architecture and ask how people actually behave when decisions are being made.

Not every interruption is retaliation. Not every fast-paced meeting is unethical. Not every dominant speaker is a compliance risk. But patterns matter. Repeated interruption of certain people, functions, geographies, or types of concerns is cultural data. A CCO should treat it as such.

Turning the Article into a Compliance Playbook

A practical CCO response could include five steps.

  1. Add meeting behavior to the culture assessment. Ask employees whether they can finish raising concerns in meetings, whether leaders invite dissent, whether objections to risk are credited, and whether certain voices are routinely ignored.
  2. Observe high-risk meetings. Select a sample of decision-making forums and map interruptions, credit, follow-up, and closure. The goal is not surveillance. The goal is to understand whether the company’s values show up when risk is discussed.
  3. Train leaders on protecting concerns. Leadership training should include simple phrases or the preservation of unfinished risk points. A manager does not need to become a compliance expert to say, “Let’s hear the rest of that concern.”
  4. Build structured dissent into key decisions. For high-risk approvals, require a final risk round before the decision. Ask compliance, finance, legal, HR, internal audit, cybersecurity, or local-market leaders whether they see an unresolved issue.
  5. Report cultural signals to the board. Boards should hear more than hotline statistics. They should understand whether the organization’s meeting culture supports candor, dissent, and ethical escalation.

Improving Corporate Culture Around Ethics and Integrity

The broader message for compliance professionals is that ethics and integrity must become observable behaviors. Employees should see integrity in how meetings are run, how concerns are handled, how dissent is credited, how leaders respond to uncertainty, and how the company treats people who slow down a decision for the right reason.

The bottom line is straightforward. The words on the wall do not prove a culture of ethics and integrity. It is proven by who gets to speak, who gets heard, and what happens when someone raises a concern that slows the room down. For the CCO, the lesson from this article is powerful: look at the meetings. That is where the culture is already speaking.

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Great Women in Compliance

Great Women in Compliance: Raising the Bar on Compliance Training

What makes compliance training actually work in 2026? It has come a long way from the days when simply having a training program was considered enough. In this episode, Lisa talks with Kirsten Liston, CEO and Founder of Rethink Compliance, to discuss how expectations for compliance training have evolved over the past two decades and what organizations should be thinking about today. Kirsten discusses her experience in the compliance learning space and shares insights from her recent white paper, “Raising the Bar: A New Standard for Compliance Training.” She reflects on the best ways to create training that is engaging, relevant, and capable of driving real impact in organizations of any size.

Kirsten and Lisa discuss the growing focus on engagement and effectiveness, the challenges of reaching global audiences while maintaining consistency, and the importance of helping employees understand why ethics and compliance matter rather than focusing on the rules. They look ahead to the role AI plays now and will play in the future of compliance learning and why, even as technology advances, human-centered communication remains essential. This conversation offers both a look back at how the field has changed and practical insights for compliance professionals seeking to ensure their training programs continue evolving to meet their unique organizational needs.

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Daily Compliance News

Daily Compliance News: June 10, 2026, The Integrity is Not Optional Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Hungary is using AI to track down the proceeds of Orbán’s corruption. (FT)
  • US expands list of sanctioned Chinese companies. (WSJ)
  • Italian Court takes over US builder in Italy. (Reuters)
  • Hong Kong head of ABC says integrity is non-negotiable. (SCMP)

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI Today in 5

AI Today in 5: June 10, 2026, The End of Legacy Compliance Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. AI and the end of legacy compliance. (FinTechGlobal)
  2. The Great American AI Act. (ClearanceJobs)
  3. AI and cybersecurity risks in healthcare. (Forbes)
  4. Will AI improve the banking experience? (The Conversation)
  5. Will AI help women in financial services? (FinTechMagazine)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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Blog

Why Compliance Gets Branded as the Problem

Every compliance professional has heard the accusation. Compliance is too slow. Compliance does not understand the business. Compliance always says no. Compliance is where deals go to die. That reputation is so common that it has a shorthand: Dr. No from the Land of No.”

Luis Velasquez’s article, Why Effective Leaders Get Branded as Problems, offers an important way for Chief Compliance Officers to think about this challenge. His central point is that when a leader creates friction, organizations often default to one explanation: the leader is the problem. Yet the article argues that friction usually comes from one of four sources: capability, perception, identity, or system. Because those sources may appear similar on the surface, organizations often collapse them into a single behavioral judgment, leading to poor decisions.

That insight maps directly onto compliance. When compliance creates friction, the organization may assume the compliance function is the problem. Sometimes that is true. Sometimes compliance really is slow, unclear, inconsistent, or disconnected from commercial reality. But often, compliance is not the problem. It is exposing the problem. The CCO’s job is to know the difference.

The Evaluation Trap for Compliance

Velasquez calls this dynamic the “evaluation trap.” Organizations overfocus on visible behavior and underweight the context surrounding it. If there is friction, the easy assumption is that the individual leader is the problem. For compliance, the same trap appears when business leaders say some of the following: “Compliance is blocking the deal. Compliance is slowing us down. Compliance is too rigid. Compliance does not understand how we make money.”

Those statements may contain useful feedback, but they are not a diagnosis. They are conclusions. A good CCO should not reject them defensively, but neither should the CCO accept them at face value. The better question is, “What is really causing the friction?”

Is compliance creating unnecessary delays? Is the business bringing compliance in too late? Is the policy unclear? Is the company’s incentive structure encouraging people to push risk downstream? Is the compliance team applying yesterday’s reputation to today’s improved process? Or is the function’s greatest strength, independence, being overused in a way that makes compliance appear detached from the business? The answer matters because each cause requires a different response.

Why “The Land of No” Is Dangerous

Being known as “The Land of No” is more than a branding problem. It is a control problem. When employees believe compliance exists only to stop things, they stop bringing compliance into decisions early. They delay disclosure. They frame facts selectively. They look for workarounds. They ask for forgiveness instead of guidance. The compliance function then receives issues late, with fewer options and higher stakes. That reinforces the perception that compliance is always saying no.

It becomes a vicious cycle. The business avoids compliance because it fears delay. Compliance receives incomplete or late information. Compliance responds with concern or rejection. The business concludes that compliance is a blocker. The next time, the business waits even longer to engage. That is how a compliance function loses influence while still technically having authority.

The Four Sources of Compliance Friction

Velasquez identifies four sources of leadership friction: a true skill deficit, historical reputation, overextension of identity, and the system as a blocker. Each has a direct compliance equivalent.

1. A True Compliance Capability Deficit

Sometimes the criticism is fair. The compliance team may be too slow. It may issue dense legal guidance that no one can use. It may give inconsistent answers across regions. It may lack business knowledge. It may escalate too many routine issues. It may have no clear intake process, no service-level expectations, no decision trees, and no practical playbooks.

The remedy is operational discipline. Build intake channels. Publish response-time expectations. Create risk-tiered approval paths. Train compliance professionals in business acumen. Give the business practical guidance, not abstract warnings. Measure cycle time, quality of advice, repeat questions, escalation frequency, and stakeholder satisfaction. A compliance function that wants credibility must be professionally managed.

2. Historical Reputation

Sometimes, compliance is judged by an old story. Velasquez describes “organizational drift,” where systems rely on outdated narratives rather than current evidence. Feedback may be based on historical reputation rather than recent interactions. Labels harden even when behavior changes.

In that case, behavior change alone may not be enough. The CCO must manage perception as deliberately as performance. That means asking business leaders for specific, recent examples. It means distinguishing current pain from legacy frustration. It means documenting improvements and communicating them repeatedly. It means publicizing examples where compliance helped a team win business the right way, accelerate a transaction, resolve a third-party issue, or design better controls.

3. Overextension of Compliance Identity

Compliance has core strengths: independence, skepticism, discipline, documentation, escalation, and control. Those strengths are essential. But Velasquez warns that a strength can become a habit, then an identity, and then a constraint. The problem is not always the absence of skill; sometimes it is the overuse of a strength in the wrong context. That is a powerful lesson for compliance.

A compliance function that is appropriately skeptical in a bribery investigation may be unnecessarily skeptical in a low-risk gift review. A team that properly demands documentation for a high-risk distributor may over-document a routine vendor. A CCO who must be firm with the board or regulators may unintentionally use the same posture in early-stage business counseling. The answer is not to weaken compliance. The answer is to expand its range.

Compliance should know when to be an investigator, an adviser, a control designer, an educator, and a decision escalater. Not every question requires the same tone, process, or level of scrutiny. A mature compliance function does not say yes to everything. It knows how to say “Yes, if.” That is very different from simply saying no.

4. The System as the Blocker

Velasquez calls the system-as-blocker issue the most misunderstood trap. What looks like a behavior problem may actually be caused by culture, structures, resources, incentives, or decision rights that make the desired behavior difficult to achieve. The article notes that organizations may say they want one thing while rewarding another. This is the most important lesson for the CCO.

Compliance is often blamed for delays caused elsewhere. Sales may bring a high-risk intermediary into compliance two days before a bid deadline. Procurement may onboard vendors before due diligence is complete. Finance may discover payment issues only after an invoice is pending. Legal may escalate a contract after commercial terms have already been promised. Senior leadership may say compliance matters, while compensation plans reward speed and revenue at any cost.

In reality, the system created the bottleneck. Compliance was simply the first function willing to name it. The CCO should identify these systemic blockers and bring them to management. If the business wants faster third-party approvals, it must engage compliance earlier. If the company wants fewer rejected transactions, it must define risk appetite before the deal is negotiated. If leadership wants a speak-up culture, it must protect reporters and discipline those who retaliate. If the

Building a Compliance Function Known for Solutions

The goal is not to become the “Land of Yes.” That would be worse. A compliance function that says yes to everything is not a compliance function. It is a permission slip. The goal is to become the Land of Know: a place where businesses gain clarity, options, risk intelligence, and practical pathways. That requires a different operating model.

  1. Compliance must engage early. The function should be embedded in strategy discussions, product design, market entry planning, third-party selection, M&A activity, data use, AI deployment, and incentive design. Late-stage compliance review is where trust goes to die.
  2. Compliance must define red lines and green lanes. Business teams should know which activities are prohibited, which require escalation, and which can move quickly through preapproved controls. Ambiguity produces both delay and resentment.
  3. Compliance must communicate in business language. “This violates Section X of Policy Y” may be accurate, but it is rarely sufficient. The better explanation is: “This creates an undisclosed conflict, weakens our audit trail, and could make the payment look improper. Here is how we can restructure it.”
  4. Compliance must offer alternatives. A “no” without a path forward should be reserved for real red-line issues. In most cases, compliance should identify a lower-risk route.
  5. Compliance must measure enablement. Do not only track training completions, hotline numbers, or policy attestations. Track advisory response time, time to third-party decision, percentage of matters resolved with conditions, number of early consultations, repeat issues by business unit, and examples where compliance helped preserve business value.

Sixth, compliance must own its mistakes. When compliance is slow, unclear, inconsistent, or overly rigid, the CCO should say so and fix it. Credibility increases when compliance holds itself to the same level of accountability it expects of the business.

The CCO’s Message to the Business

The CCO should be able to say, “We are not here to stop the business. We are here to help the business grow in a way that can withstand scrutiny. Sometimes that means yes. Sometimes that means yes with controls. Sometimes that means no. But every answer should be timely, clear, risk-based, and tied to the company’s values and obligations.”

That message must be backed by behavior. Business leaders will not judge compliance by slogans. They will judge it by how the function behaves when a deal is urgent, a market is risky, a senior executive is involved, or the answer is uncomfortable.

The lesson from Velasquez’s article is simple but profound. Before deciding that the leader is the problem, ask whether the diagnosis is wrong. For CCOs, the parallel lesson is equally important: before accepting that compliance is the problem, determine what the friction is really telling you.

A strong compliance function should never aspire to be popular at all costs. But it should aspire to be trusted. The way to avoid becoming “The Land of No” is not to say yes more often. It is to become clearer, earlier, more practical, more evidence-based, and more courageous about identifying whether the real issue sits in compliance, the business, or the system itself.

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Daily Compliance News

Daily Compliance News: June 9, 2026, The Big Bang Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • New charges against FirstEnergy execs. (Cleveland.com)
  • The court orders answers on why there are no tariff refunds. (NYT)
  • Hormuz Crisis and global compliance. (WSJ)
  • A Big Bang reversal of Brexit. (FT)

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI Today in 5

AI Today in 5: June 9, 2026, The OpenAI Files to go Public Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. AI-ready compliance for reg tech. (FinTechGlobal)
  2. AI agents under antitrust scrutiny. (NYT)
  3. Procurement and AI governance. (Observer.com)
  4. Is your bank ready for Agentic AI? (OpenTextBlog)
  5. Transparency is key for AI use in healthcare. (Ohio.Edu)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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Everything Compliance - Shout Outs and Rants

Everything Compliance: Shout Out & Rants – New Season, New Host and New Lineup

Welcome to a revamped Everything Compliance Shout Outs and Rants. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of Everything Compliance Shout Outs and Rants.

  • Adam thanks Tom Fox, critiques his own timing, and notes Pope Leo XIV’s AI encyclical urging attention to human factors.
  • Rebecca praises Georgetown University’s Jesuit values—“men and women for others” and cura personalis—as a reminder that compliance is about values and culture, not just enforcement.
  • Matt echoes interest in the Pope’s encyclical, criticizes President Trump’s comments about the Pope, and cites Amazon’s warning against gaming internal AI leaderboards, arguing companies should prioritize productive outcomes over measuring AI usage.
  • Karen describes her gym’s behavior memo and criticizes the shift toward enforcing it on members.
  • Jonathan discusses the SNP embezzlement case involving Peter Murrell and related allegations around Nicola Sturgeon, highlighting compliance lessons: segregation of duties, conflicts of interest, whistleblowers, and culture.

Everything Compliance Shout-Outs and Rants is a production of the Compliance Podcast Network.