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Report from IMPACT 2023

Report from IMPACT 2023: Katie Smith on Unleashing the Power of Ethics and Compliance Community

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits with Katie Smith is a distinguished ethics and compliance professional who has devoted her career to pioneering a new path for ESG and ethics in compliance.

As the Vice Chair on the Board of Directors of ECI, she has been instrumental in shaping the organization’s future role and mission. Katie’s unique perspective on “Charting a New Course: ESG and Ethics in Compliance” is that she views it as a chance for the ethics and compliance community to unite and make a positive impact on the world. She emphasizes that there are currently no established rules in this new societal inflection point, which presents a tremendous opportunity for the ethics and compliance community to shape the future of ESG and ethics in compliance. Her enthusiasm and optimism for the beginning of this new journey are palpable. Join Tom Fox and Katie Smith on this episode of the Report from Impact podcast as they delve deeper into this fascinating topic.

 Highlights Include 

·      Conference Themes

·      Re-invigoration by the Keynote Speakers

·      What are the rules of the road now.

 Resources 

Katie Smith on LinkedIn

Categories
Daily Compliance News

Daily Compliance News: September 1, 2023 – The Barroom Blitz Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

·       Justice Thomas claims his conflicts of interest ‘based on hate’.  (WSJ)

·       280K Euros seized from MEP son’s apartment.  (TVP World)

·       Businesses need Chinese predictability. (NYT)

·       Gensler unleased regulatory blitz. (FT)

Categories
Popcorn and Compliance

Popcorn and Compliance: The Mandalorian, Season 3 – Episode 5, The Pirate

Tom Fox and Jay Rosen are back with a special summer season of Popcorn and Compliance. In this special series, Tom and Jay will review The Mandalorian, Season 3. The Mandalorian, a popular series in the Star Wars universe, has captivated audiences with its unique blend of action, adventure, and lore. Get ready for a ton of fun, insights, and all things Grogu and Mandalorian. So buckle up and get ready for an exhilarating journey!

Welcome back to our podcast series, where we dive into the latest episode of The Mandalorian, Season 3, Episode 5, entitled “The Pirate. One of the key elements that have caught the attention of viewers and critics alike is the use of jetpacks and beskar alloy, both of which hold significant cultural and strategic value for the Mandalorians. Tom emphasizes the deeper meaning and significance of these elements, highlighting how they are not just cool gadgets but integral parts of the Mandalorian culture and storyline. On the other hand, Jay Rosen appreciates the visual appeal and narrative impact of these elements, praising the show’s attention to detail and the way it weaves these elements into the larger Star Wars universe.

Both Fox and Rosen gained these insights through their extensive experience analyzing and reviewing films and TV shows. If you’re interested in hearing more about their unique perspectives, join Tom Fox and Jay Rosen on this episode of the Popcorn and Compliance podcast.

The episode also introduced the concept of beskar alloy, a material of great importance in the Mandalorian universe. In “Breadcrumbs for Future Episodes,” the discovery of beskar alloy in Moff Gideon’s transport sets the stage for future plot developments. Beskar alloy is a highly durable and valuable material that holds great significance for the Mandalorians. It is not only used to create their iconic armor but also represents their cultural heritage and identity.

Beskar alloy is not just a material; it is a symbol of resilience and unity for the Mandalorians. The Mandalorian armor, forged from beskar, serves as a physical representation of their strength and commitment to their way of life. The importance of beskar alloy is further emphasized by the fact that it was found in Moff Gideon’s possession, hinting at his connection to Mandalorian culture and the potential conflicts that may arise in future episodes.

The episode also touches upon the indifference of the New Republic towards protecting planets on the Outer Rim. This highlights the challenges faced by those living on the fringes of the galaxy and the importance of self-reliance for survival. The Mandalorians, with their strong sense of community and willingness to protect others, step in to fill the void left by the New Republic.

The use of jetpacks and the significance of beskar alloy in The Mandalorian demonstrate the careful balance between practicality and symbolism. The jetpacks provide the Mandalorians with a tactical advantage in combat, while the beskar alloy represents their cultural heritage and resilience. These elements not only enhance the action and storytelling in the series but also add depth to the Mandalorian culture and its characters.

The episode showcases the importance of unity and resilience in the face of adversity. The Mandalorians’ use of jetpacks and their connection to Beskar alloy highlight their resourcefulness and commitment to their way of life. As the series progresses, it will be fascinating to see how these elements continue to shape the narrative and the characters’ journeys.

Both Fox and Rosen gained these insights through their extensive experience analyzing and reviewing films and TV shows. If you’re interested in hearing more about their unique perspectives, join Tom Fox and Jay Rosen on this episode of the Popcorn and Compliance podcast.

This is The Way!

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Pawtastic Friends - The Paw Talk

Pawtastic Friends – The Paw Talk – Alex, Sam and Charley

Welcome to Pawtastic Friends—The Paw Talk. In this podcast, host Tom Fox will visit with Michael and Melissa Novelli, co-founders of Pawtastic Friends, as well as those who work with them at Pawtastic Friends. Michael and Melissa are dedicated to helping shelter and rescue dogs in the Las Vegas area become more adaptable through enrichment training and activities such as yoga and aquatics training, as well as obedience and agility. This podcast is sure to tug on your heartstrings; just listen to how sweet this one dog is! Tune in now to hear more from Michael and Melissa Novelli as they discuss their passion for helping pups in need. Get ready for an exciting episode of Pawtastic Friends: The Paw Talk!

In this episode of The Paw Talk podcast, hosts Tom Fox, Michael, and Melissa Novelli share heartwarming stories and provide practical advice for pet owners. One episode discusses the dedication of friends and volunteers to finding a loving home for Alex, a dog who lost his owner to cancer. Another episode explores the deep bond between humans and their dogs, emphasizing the grief and loyalty experienced by dogs when they lose their human companions. The hosts also discuss the challenges faced by larger dogs in finding adoptive homes. In a separate episode, the team discusses the topic of introducing dogs to water, emphasizing safety and understanding each dog’s preferences. The podcast provides valuable insights and resources for pet owners while highlighting the importance of finding forever homes for dogs in need.

Dogs Featured: 

  • Alex
  • Sam
  • Charley

Quotes:

“But it was just amazing how this team really rallied for him.”

“They grieve just like we do, and it takes time to build their spirits up. And that’s what Pawtastic Friends does. It gives dogs hope, and it gives them a new beginning. And that faith that, hey, things are going to change.”

“But safety is number one. Always a life jacket. Even like with humans, wear life jackets and be very cautious of pool covers because if they don’t know that it’s a pool cover and they step on there and they’re not being attended to, all it takes is for a second, just like a child to drown, a dog to drown.”

Resources:

Pawtastic Friends

Categories
Life with GDPR

Life With GDPR: Exposed – The Shocking PSNI Data Release

Tom Fox and Jonathan Armstrong, renowned experts in cyber security, co-host the award-winning Life with GDPR. In this episode, Tom and Jonathan discuss a troubling inadvertent data release by the Police Service of Northern Ireland (PSNI).

The release occurred when a document containing sensitive information about PSNI employees was mistakenly uploaded to a public site, putting officers at risk. The document, inadvertently released based upon a valid FOIA request, wrongfully included the names, ranks, locations, and even surveillance and intelligence details of the Northern Ireland constabulary. This inadvertent release highlights how the bypassing of security checks caused the breach, emphasizing the real-world impact of data breaches on individuals. Tom and Jonathan also discuss the use of spreadsheets in data breaches and express frustration with the lack of attention given to these incidents. Overall, the conversation stresses the importance of data protection and compliance and the urgent need for improved measures to address this issue.

 Key Takeaways:

  • Data release at PSNI
  • Data release implications
  • Regulator’s Call for Improved Data Protection
  • Spreadsheets are evil

 Resources:

For more information on the issues raised in this podcast, check out the Cordery Compliance News Section. For more information on Cordery Compliance, go their website here. Also check out the GDPR Navigator, one of the top resources for GDPR Compliance by clicking here.

Connect with Tom Fox

●      LinkedIn

Connect with Jonathan Armstrong

●      Twitter

●      LinkedIn

Categories
It's art

It’s art, let’s talk about it – Phil Bob Borman – Capturing God’s Glory in Cloud Paintings

The Museum of Western Art is dedicated to excellence in the collection, preservation, and promotion of Western Heritage and the education and cultural enrichment of our diverse audiences. The Museum serves as a bridge between the past and the present, ensuring that the legacy of the American West will be preserved for the future. Western Art is as engaging and important as ever. In this podcast series, Museum Executive Direct Darrell Beauchamp visits with the artists who work in this western heritage to talk about their work, the legacy of Western Art and why talking about it is so important today. In this episode, Darrell visits with Phil Bob Borman.

Borman’s artistic journey is a testament to the power of following one’s passion and embracing change. From his early days as a cowboy pencil drawer to his current status as a renowned artist specializing in cloud paintings, Borman’s career trajectory highlights the importance of staying true to oneself and constantly evolving as an artist.

Borman’s fascination with atmospheric pressure and the glory of God’s creation is evident in his artwork, which often features elements like rain, grass, cows, and horses. For him, painting clouds is a way of capturing and celebrating God’s glory in every sky. This deep connection to his subject matter is what sets Borman apart and gives his work a unique perspective.

One of the key factors that have shaped Borman’s artistic journey is his participation in various exhibitions and workshops. He recognizes the importance of these opportunities for an artist’s growth and development. Borman’s involvement in the “Our Heavens Declare” exhibition, alongside twelve other phenomenal cloud painters, was a significant milestone in his career. The exhibition showcased the beauty and diversity of cloud paintings, and being part of such a well-received show at the Museum of Western Art was a testament to Borman’s talent and dedication.

Looking ahead, Borman plans to continue painting and revive his sculpture work. He finds joy in teaching workshops and helping aspiring artists grow, recognizing the importance of passing on knowledge and inspiring the next generation of artists. Borman’s artistic journey serves as an inspiration to artists and art enthusiasts alike, reminding us of the importance of following our passions, embracing change, and staying true to our artistic vision.

In conclusion, Phil Bob Borman’s artistic journey is a testament to the power of passion, dedication, and embracing change. His fascination with atmospheric pressure and the glory of God’s creation is beautifully captured in his cloud paintings. Through exhibitions, workshops, and the support of his wife, Borman has navigated the art industry with a balance of artistic integrity and business acumen. His commitment to his craft and unwavering intent as an artist make his work authentic and impactful. As he continues to paint and inspire others, Borman’s artistic journey serves as a reminder of the importance of staying true to oneself and constantly evolving as an artist.

Remember to visit the Museum of Western Art in Kerrville, Texas, to explore the rich tapestry of Western art and support these talented artists.

Resources

Museum of Western Art

Darrell Beauchamp on LinkedIn

Phil Bob Borman

Categories
Daily Compliance News

Daily Compliance News: August 31, 2023 – The Switzerland AML Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News, all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

·       Goldman Sanctioned for ephemeral messaging compliance failures.  (WSJ)

·       NIST framework and AI.  (Bloomberg Law)

·       China crackdowns rip through healthcare industry corruption. (FT)

·       Switzerland unveils money-laundering crackdown. (FT)

Categories
Compliance Into the Weeds

Compliance into the Weeds: 3M FCPA Enforcement Action

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting insights on sanctions compliance? Look no further than Compliance into the Weeds! In this episode, Tom and Matt consider the recent FCPA enforcement action involving the Chinese business unit of 3M.

The importance of post-event documentation and monitoring in preventing fraud and corruption cannot be overstated, as highlighted by the recent FCPA incident involving 3M China. Tom believes that while training and control environment adjustments are crucial, they may not be enough to prevent misconduct if individuals are determined to commit such acts. He emphasizes the need for hard evidence, such as post-event documentation, and recommends looking to the heavily regulated pharmaceutical sector for guidance.

Matt stresses the importance of rigorous post-event documentation to ensure the legitimacy of business activities. Both Fox and Kelly gained these insights from their extensive experience in the field of compliance and their analysis of various fraud cases. To learn more about their unique perspectives on post-event documentation and monitoring, join them on this episode of the Compliance into the Weeds podcast. 

Key Highlights

·      Background facts

·      GTE in FCPA enforcement actions

·      What happens when conduct is done secretly

·      Concerns over the use of messaging apps

·      Lessons Learned

 Resources

Matt in LinkedIn

Tom –blog post on the FCPA Compliance and Ethics Blog

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Facebook

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LinkedIn

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Daily Compliance News

Daily Compliance News: August 30, 2023 – The Matt Levine Explains NFTs Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Is Shein using forced labor? (Reuters)
  • A convicted agent sues Adidas. (Yahoo Sports)
  • Are NFTs securities? Matt Levin explains it all. (Bloomberg)
  • Start the day like Jamie Dimon. (FT)
Categories
The Hill Country Podcast

The Hill Country Podcast – Loren Steffy on the 88th Texas Legislative Session

Welcome to award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique areas of Texas. Join Tom as he explores the people, places and their activities of the Texas Hill Country.

The 88th Texas Legislature recently concluded its biennial session and two special sessions, focusing on property tax relief, water infrastructure, and the electricity grid. The proposed property tax relief was a welcome move, and Patrick was on the right track with his proposal to ensure homeowners don’t lose their homes due to high tax rates. The legislature ultimately came up with a dual approach, which is a compromise, and homeowners will be glad to see some relief from the property taxes.

Sadly, the impeachment of Ken Paxton took the air out of all other legislative work. Paxton has been under indictment for a long time, and nobody on the Republican side seemed to care until he asked for state funds to pay for his legal settlement. It took a long time for state leaders to take action, and it shouldn’t have taken this much effort. The impeachment trial will be held in the Senate later this summer.

Tom Fox and Loren Steffy discussed the importance of access to education and public services in remote areas. Tom Fox’s junior high school history teacher posited that the American high school created the American middle class. The founding fathers of America wanted to get away from the class system and believed that with access to education, anyone can be anything. The founding fathers of the Republic of Texas, Mirabeau Lamar and Anson Jones, set aside land in every township for K-12 education. The disagreement between the governor and lieutenant governor of Texas was over how to reform property taxes or give people a break. The governor wanted to subsidize school property taxes, while the lieutenant governor wanted to raise the homestead exemption. The governor also wanted to take public funds to fund private education, but he did not get what he wanted.

The transfer of wealth from taxpayers to private companies running schools with less accountability than public schools was a major concern. Rural Republican and urban Democratic voters united in opposition to school vouchers. There was an argument that private schools would take away access to best athletes for rural football teams. There was also an analogy to rural hospitals closing due to lack of cost effectiveness. There was a potential for the education system to become exclusive and elite, and it would also lead to the draining of healthcare facilities in rural areas.

Tom Fox and Loren Steffy also discussed Tom’s book, The Big Empty. Steffy is starting a series called Podcasts in Print. The first Podcasts in Print will be the discussion between Tom and Loren about The Big Empty. It will be released in early August, and Loren is looking forward to its release.

This episode provided an insightful look into the issues facing Texas and the importance of access to education and public services in remote areas. The legislature’s efforts to provide property tax relief and the impeachment of Ken Paxton are two major issues that will have an impact on the state. Podcasts in Print series will be a great way to explore these topics further.

 Key Highlights

·       Assessment of the 88th Legislature

·       Property Tax relief

·      School Vouchers

·      Rural Texas

·      Ken Paxton impeachment by Texas House

 Resources

Loren Steffy

Stoney Creek Publishing

Tom Fox

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