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Compliance Tip of the Day

Compliance Tip of the Day – AI and The Future of Compliance Education

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

Today, we look at how AI can deliver the right compliance knowledge at the right time, when employees need it, to prevent violations before they occur.

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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Blog

AI Game-Changing Compliance: Part 5, The Future of Compliance Education

Compliance training has traditionally been a one-size-fits-all, check-the-box exercise; from a yearly seminar and a PowerPoint presentation to an e-learning module employees rush through to meet requirements, it is dead. In 2025, compliance training is undergoing a radical transformation. Organizations are embedding compliance learning into daily workflows, leveraging microlearning, gamification, and AI-driven personalized training to make ethics and regulatory education more engaging, relevant, and effective.

The future of compliance training is no longer about forcing employees to sit through lengthy, irrelevant courses. Instead, it is about delivering the right compliance knowledge at the right time, when employees need it, to prevent violations before they occur. In Part 5 of our series on how AI is changing the game in compliance, we look at how companies use AI-powered embedded compliance training and gamification to revolutionize learning, improve retention, and strengthen corporate ethics.

Lessons for Compliance Professionals

1. Traditional Training is Outdated—AI and Gamification Are the Future  

As compliance professionals, we must acknowledge that yesterday’s models are ill-equipped to meet the challenges of a fast-evolving regulatory environment. Employees expect engaging, interactive, and immediately relevant training in their roles. AI-powered platforms offer a transformative solution by tailoring content to individual learning patterns and real-time challenges. Instead of passively absorbing information, employees can now take part in scenario-based simulations and interactive modules that mimic real-life compliance dilemmas.

This level of immersion reinforces critical policies and procedures and builds muscle memory for ethical decision-making under pressure. Integrating gamification into the learning process adds an element of friendly competition and reward, encouraging consistent engagement and deeper retention of complex regulatory frameworks. Advanced analytics further allows compliance teams to monitor engagement levels and adjust content on the fly, ensuring that every training session is as effective as it is innovative. Organizations can create a proactive culture of compliance by abandoning outdated methods in favor of AI-driven, gamified learning experiences.

2. One-Size-Fits Doesn’t Work—Customization is Key  

In the diverse landscape of modern organizations, a generic approach to compliance training will not suffice. Employees across various departments and job functions encounter unique compliance risks that demand tailored learning experiences. AI-driven personalized training platforms address this challenge head-on by analyzing individual roles, past performance, and learning styles to deliver customized content that hits home. Rather than sifting through lengthy, irrelevant training sessions, employees receive targeted lessons that directly relate to the specific scenarios they face on the job. This customization not only boosts engagement by reducing training fatigue but also empowers employees to understand better and manage the distinct regulatory risks associated with their functions.

A personalized approach creates a more efficient learning environment where employees can progress at their own pace, reinforcing best practices that directly apply to their daily tasks. Customized training ensures that resources are allocated wisely, strengthening areas of high risk and providing additional support where needed. As compliance professionals, embracing a tailored training approach means we can more effectively safeguard our organizations against potential violations and foster an environment where continuous improvement in regulatory adherence is the norm.

3. Real-Time Compliance Training Is Proactive  

Proactive, real-time compliance training is emerging as the most effective way to mitigate risk before it escalates into a full-blown problem. With advancements in AI, compliance platforms can now provide instant, context-sensitive alerts to employees as they encounter decision points in their daily work. Imagine an employee receiving an immediate prompt that clarifies a regulatory nuance or warns against a potential conflict of interest while processing a transaction. This just-in-time training approach not only reinforces the correct behaviors but also minimizes the window of exposure to non-compliant practices.

The predictive capabilities of AI enable these systems to learn from past incidents, fine-tuning alerts to ensure that they are both timely and relevant. This preemptive measure is far more effective than post-violation training, which often comes too late to prevent reputational and financial damage. Real-time guidance helps create an environment where compliance becomes integral to every decision, embedding ethical considerations into the workflow. For compliance professionals, this means having the tools to continuously monitor and support employees, reducing the incidence of violations, and fostering a culture of accountability. By shifting our focus to preventive measures, we can create a safer, more responsive workplace prioritizing ethical conduct over-reactive corrections.

4. Gamification and Microlearning Increase Knowledge Retention  

The traditional classroom-style approach to compliance training, characterized by lengthy sessions and dense material, often falls short in capturing and keeping employee attention. In contrast, gamification and microlearning techniques offer an engaging alternative that transforms the learning process into an interactive experience. By breaking down complex compliance concepts into bite-sized, digestible modules, microlearning allows employees to absorb information at a manageable pace without feeling overwhelmed. When these modules incorporate gamified elements—such as point systems, leaderboards, and interactive challenges—learning becomes a dynamic process that stimulates healthy competition and reinforces knowledge through repetition.

This method makes the training more enjoyable and significantly boosts retention rates, as employees are more likely to remember lessons that are presented in a fun and engaging format. Gamification creates a narrative around compliance, turning what was once seen as a chore into a stimulating journey of discovery and mastery. Frequent, short bursts of training to ensure that the material stays fresh in employees’ minds, helping them recall essential information when needed. For compliance professionals, these innovative training methods provide a dual benefit: they ensure that the workforce is well-versed in compliance matters and foster a proactive attitude towards ongoing learning. The result is a culture where compliance is not just a set of rules to follow but a series of continuous learning opportunities that build a foundation of ethical behavior and risk awareness. Embracing gamification and microlearning ultimately leads to more effective training outcomes, a more engaged workforce, and a lower likelihood of compliance breaches.

5. What AI Brings to Training Effectiveness  

Integrating AI and advanced data analytics into compliance training programs is a game changer. Modern compliance platforms now harness the power of artificial intelligence to meticulously track employee progress, pinpoint knowledge gaps, and even predict potential high-risk areas before they materialize into violations. This technology enables compliance professionals to move beyond a reactive stance and adopt a proactive strategy, where training is continuously refined based on real-time performance data.

If analytics reveal that certain departments consistently struggle with understanding new regulatory changes, targeted remedial training can be deployed immediately. The insights gained from AI analytics allow compliance teams to measure the effectiveness of their training initiatives with unprecedented precision, enabling continuous improvement. The feedback loop created by these insights is invaluable. It informs the development of new training modules, ensures content remains relevant to emerging risks, and supports a culture of accountability and excellence. For the corporate compliance audience, this means a significant leap forward in mitigating risks, reducing the incidence of costly breaches, and ultimately protecting the organization’s reputation.

The Future is Now: Gamification and Compliance Training 

Imagine an employee stepping into a fully interactive digital world where ethical challenges, ranging from workplace harassment to safety violations and fraud, are simulated with remarkable accuracy. In this setting, every decision the employee makes is tracked by AI, which adapts the simulation to reflect the potential consequences of their choices. This dynamic feedback loop creates a compelling training scenario where the risks of non-compliance are not merely explained in a classroom but are experienced firsthand. As a result, employees gain practical insights into the ramifications of unethical behavior without ever facing real-world penalties, thereby reducing the likelihood of future violations.

Walmart’s VR Ethics and Compliance Training program is a prime example of this innovative training method. Walmart has harnessed the power of VR to create training modules that place employees in various challenging scenarios, such as encountering workplace harassment or facing safety violations. In these simulated environments, employees must make split-second ethical decisions, mirroring the pressure and uncertainty of real-life situations. The immersive nature of VR means that participants are not passive recipients of information but active problem solvers who must engage critically with the content. This method has proven remarkably effective, as evidenced by Walmart’s reported 30% decrease in policy violations following implementing their VR-based training program.

For compliance professionals, the implications of such technology are profound. First, it represents a shift from traditional, lecture-based training to an interactive, experiential learning model that drives engagement and retention. Employees are more likely to remember and apply what they learn when they have “lived” the experience instead of merely reading about it. The adaptability of AI ensures that training content can be continuously updated and customized to reflect the latest regulatory changes and emerging risks. This agility is crucial in today’s fast-paced regulatory environment, where compliance standards strengthen rapidly, and companies must be prepared to adapt.

AI-driven simulations provide valuable data analytics that allow compliance teams to measure training effectiveness with unprecedented precision. Organizations can identify knowledge gaps by analyzing how employees interact with simulated scenarios and adjust their training strategies accordingly. This enhances the overall effectiveness of compliance programs and reinforces a proactive approach to risk management.

Integrating AI-powered compliance simulations and VR technology significantly evolves compliance training. It offers a realistic, engaging, and data-informed approach to preparing employees for ethical decision-making, ultimately reducing policy violations and fostering a culture of proactive compliance. As the corporate world continues to navigate an increasingly complex regulatory landscape, embracing these innovative training methods is essential for any organization committed to maintaining the highest standards of integrity and accountability.

Conclusion

The future of compliance training is undeniably interactive, embedded, and powered by AI. By harnessing the potential of AI-driven personalization, gamification, real-time guidance, micro-learning, and immersive simulations, organizations can elevate compliance education from a mundane obligation to a dynamic, engaging experience. This transformation makes training more enjoyable and aligns it with today’s fast-paced, risk-aware corporate landscape. Such innovative methods ensure that learning is directly tied to real-world challenges, fostering a culture of continuous improvement and ethical decision-making that resonates with every employee.

For compliance professionals, the message is unmistakable. Embracing AI and gamification in compliance training is no longer optional but essential. Organizations that modernize their compliance education strategies can significantly mitigate policy violations, boost employee engagement, and reduce the likelihood of regulatory scrutiny. By investing in cutting-edge training methodologies, companies build a resilient framework that supports ethical conduct and proactive risk management. In doing so, they safeguard their operations against potential breaches and reinforce their reputation as forward-thinking leaders in a complex regulatory environment.

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Daily Compliance News

Daily Compliance News: January 28, 2025, The TikTok Test Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • TD Bank gets a new Global Head of Financial Crime Risk Management. (WSJ)
  • TikTok test for corporate America. (FT)
  • Would the SEC-CFTC merger be a win for DOGE? (Bloomberg)
  • AI’s role in compliance training. (TechRadar)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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Blog

AI and Compliance Training

AI-driven training tools are transforming how organizations deliver compliance programs. By offering personalized, interactive, and role-specific training at scale, AI eliminates many cost and logistical barriers that have historically made tailored training challenging. This evolution improves engagement and reduces compliance risks by equipping employees with relevant, actionable knowledge. Today, I want to explore how AI reshapes compliance training, supplemented with real-world examples of companies leading the charge.

Personalization at Scale

AI analyzes vast amounts of data, an employee’s role, learning history, and performance metrics to create tailored training experiences. This ensures that the content is directly relevant to each employee’s responsibilities. For example, a sales team focusing on international transactions might focus on anti-bribery and corruption rules under the FCPA. A procurement team could receive training on vendor due diligence, export control and sanctions, and conflict-of-interest disclosures. Conversely, a finance staff member might dive into anti-money laundering (AML) and financial controls.

You can integrate AI into your global compliance training programs to tailor content to employees’ roles. Through machine learning, your system can deliver specific modules to individuals, ensuring that high-risk roles receive advanced training while others get streamlined, relevant content. The result will be better alignment between training content and operational realities, boosting engagement and effectiveness.

Just-in-Time Learning

AI enables “just-in-time” learning, delivering content at the precise moment it’s needed. For example, an employee preparing to interact with a foreign government official might receive a refresher module on anti-corruption policies before the meeting. Similarly, an employee about to onboard a vendor might receive training on due diligence best practices. This approach effectively ensures that employees apply their knowledge in real-world scenarios when it matters most. It also minimizes the “forgetting curve” by delivering training in digestible chunks that reinforce memory retention.

This means you can use AI to deliver microlearning modules through your internal compliance training platform. Employees receive targeted reminders about data privacy regulations when working on projects involving personal data, ensuring compliance is seamlessly integrated into daily workflows.

Enhanced Engagement Through Gamification 

AI makes compliance training engaging by incorporating gamified elements like quizzes, leaderboards, and decision-making simulations. These interactive features transform mundane lessons into enjoyable experiences, boosting motivation and retention. Imagine employees participating in a simulated bribery scenario, navigating ethical dilemmas in real time. Such immersive experiences teach policies and foster critical thinking and decision-making skills.

For example, PwC’s Game of Threats™ is a digital game that simulates the speed and complexity of a real-world cyber breach. It is designed to help executives “understand the steps they can take to protect their companies. The game environment creates a realistic experience where both sides, the company and the attacker, are required to make quick, high-impact decisions with minimal information.” You can “coach players through realistic scenarios with different types of threat actors and their preferred methodologies and explain what they can do to better prevent, detect, and respond to an attack.”

Continuous Improvement

AI-powered platforms don’t just deliver training; they learn and adapt. These systems analyze performance metrics, such as quiz scores and engagement rates, to identify areas where employees struggle. Based on this data, the platform refines its content, ensuring that training evolves alongside organizational needs and regulatory changes.

One company implemented AI-driven tools for compliance training that adapt based on user feedback and performance data. If employees consistently fail a particular module, the AI identifies gaps and adjusts the content to address misunderstandings more effectively.

Cost-Effective Solutions for Large Organizations

Scaling traditional training methods across a large global workforce is challenging and expensive. AI simplifies this by automating the customization process, ensuring consistent quality across teams and geographies. It also reduces costs associated with in-person training sessions and printed materials—one large multinational leveraged AI to implement a scalable compliance training platform for its over 150,000 employees. By automating the delivery of role-specific training modules and offering multi-language support, Unilever significantly reduced training costs while maintaining high levels of engagement and effectiveness.

Overcoming Barriers to AI Adoption in Compliance Training

Unfortunately, despite its obvious benefits, some organizations hesitate to adopt AI-driven compliance training due to perceived challenges. Some of these challenges include one or more of the following concerns: The Cost Concern is where the initial investment in AI tools seems way too high. This is even where the long-term savings, through improved training efficiency and reduced compliance risks, far outweigh the upfront expenses. Another concern is around the Technological Complexity. Partnering with experienced vendors or consultants can simplify the implementation process, ensuring seamless integration with existing systems. Finally, there is the ever-present Cultural Resistance. Employees may resist AI-driven training for fear of surveillance or skepticism about its effectiveness. Clear communication about how AI enhances training rather than replacing human oversight can help alleviate these concerns.

The Future of Compliance Training: AI as a Strategic Advantage

AI-driven compliance training is more than just a technological upgrade; it is a strategic advantage that organizations can use in various ways. It can mitigate compliance risks by delivering tailored, engaging, and timely training. AI reduces the likelihood of compliance violations and associated penalties. It can build and foster trust between compliance and your customer base, which is corporate employees. Employees who feel supported with relevant, engaging training are more likely to embrace compliance as part of their workplace culture. Finally, it will allow you to stay ahead of the compliance curve in training and potentially the Department of Justice (DOJ). AI ensures training evolves alongside regulatory changes, keeping organizations proactive rather than reactive.

The message is clear: Investing in AI-driven compliance training is not just about ticking boxes; it is rather about building a resilient, ethical organization that thrives in today’s complex regulatory environment. If your company has not yet embraced the AI revolution in compliance training, now is the time to explore the possibilities. With the right tools and a commitment to meaningful employee engagement, you can transform compliance from a checkbox exercise into a powerful driver of business success.

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Creativity and Compliance

Creativity and Compliance – Business Efficiencies from Compliance Communications

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network.

Ronnie’s company, Learnings and Entertainment, utilizes the entertainment devices people use to consume information in their everyday, non-work lives and applies it to important topics around compliance and ethics. It is not only about being funny. It is about changing the tone of your compliance communications and messaging to make your compliance program, policies, and resources more accessible. In this episode of Creativity and Compliance, host Tom Fox and Ronnie Feldman discuss the often-overlooked basics of creating an effective compliance program.

We emphasize the importance of being proactive and preventative, as reinforced by recent DOJ guidance. The focus shifts from complex compliance issues to more practical and efficient solutions that can be integrated into daily operations. One key point is reevaluating the traditional annual training approach, which often fails to efficiently engage employees and mitigate risks. Instead, the conversation centers around constant and regular communication, such as nudge learning and embedding compliance messages within the organization’s culture, to keep compliance in mind and foster a more compliant workplace environment.

Key highlights:

  • Introduction to Compliance Program Effectiveness
  • The Ineffectiveness of Traditional Training
  • Strategies for Efficient Compliance Programs
  • Embedding Compliance into Organizational Culture
  • Hill Street Blues and Compliance

 Resources:

Ronnie

  • Learnings & Entertainments (Website)
  • Compliance Confessions – inspired by “Mean Tweets” these 90-second commercials address misconceptions and excuses to promote speak up culture and the E&C team as positive and helpful.
  • E&C Training Jams – a soulful singer banters with ethics & compliance explaining policies, sharing examples and debunking excuses. 
  • Tales from the Hotline – Real speak up-themed stories about workplace behavior gone wrong.
  • Workplace Tonight Show! – E&C meets SNL Weekend Update explaining corporate risk topics and why employees should care.
  • 60-Second Communication & Awareness Shorts – A variety of short, customizable, music and multimedia, quick-hitter “commercials” promoting integrity, compliance, speaking up and the E&C team as helpful advisors and coaches.
  • Custom Live & Digital Programing – Custom creative programming that balances the seriousness of the subject matter with a more engaging delivery. After all, you can’t bore people into learning.

Tom

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For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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FCPA Compliance Report

FCPA Compliance Report: From Inputs to Outputs – Roxanne Petraeus and Susan Divers on Rethinking Compliance

Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. In this edition of the FCPA Compliance Report, host Tom Fox is joined by Roxanne Petraeus and Susan Divers from Ethena to discuss innovative perspectives on compliance training, specifically focusing on the 2024 update to the Evaluation of Corporate Compliance Programs.

Roxanne, drawing from her military background, emphasizes the importance of practical and effective compliance training that resonates with employees rather than traditional ‘check-the-box’ methods. Susan highlights the shift towards emphasizing outputs over inputs, urging for compliance programs that are not just on paper but practiced and understood by all employees.

The discussion delves into the new expectations from the DOJ regarding the use of AI and data analytics in compliance, positioning compliance officers as pivotal to maintaining organizational justice and fairness. They also explore strategies for persuading senior management to prioritize compliance through emphasizing organizational culture and reputation. The conversation concludes with the role of leadership in fostering a compliant culture and practical steps for reaching out to Ethena for further insights.

Highlights in this Episode:

  • Deep Dive into the 2024 Compliance Program Update
  • Roxanne’s Journey and Ethena’s Mission
  • Susan’s Transition to Ethena
  • Outputs Over Inputs: A New Compliance Focus
  • The Role of AI in Compliance
  • Leadership and Compliance Strategy

 Resources:

Roxanne Petraeus on LinkedIn

Susan Divers on LinkedIn

Ethena

Tom Fox

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For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

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Innovation in Compliance

Innovation in Compliance: Evie Wentink on Rethinking Compliance

Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast.

In this episode, Tom welcomes back Evie Wentink to discuss the importance of rethinking ethics and compliance practices.

Evie shares insights from her recent LinkedIn articles on best practices for ethics hotlines and the importance of finding creative ways to engage employees in compliance topics. She reads a whimsical Dr. Seuss-inspired piece on reaching ethics hotlines and emphasizes the need for compliance messaging to be approachable and engaging. Additionally, Evie discusses the challenges compliance professionals face with limited budgets and offers practical solutions such as leveraging LinkedIn for networking and creating low-cost, effective compliance awareness tools.

The conversation also touches on the significance of changing the narrative around ethics and compliance for younger generations. Evie shares her experiences discussing compliance with her children and highlights the need for better education in schools to prepare future employees. She concludes by mentioning her new website, Ethical Edge Experts, and various platforms she’s using to spread compliance awareness. Tom and Evie agree on the necessity of continuous dialogue and innovation in the compliance field.

Key Highlights:

  • Rethinking Compliance Practices
  • Creative Messaging for Ethics Hotlines
  • Leveraging Low-Cost Resources
  • Engaging Managers in Compliance

Resources:
Evie Wentink on LinkedIn

Evie’s Top 10 Compliance Back to Basics

Tom Fox

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Compliance Tip of the Day

Compliance Tip of the Day: Podcasting for Compliance Training

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In this episode, we explore how you can use the audio podcast format to facilitate your compliance training regime.

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

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Compliance Tip of the Day

Compliance Tip of the Day: Measuring Compliance Training Effectiveness

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In this episode, we consider the why of and how to measure compliance training effectiveness.

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

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Compliance Tip of the Day

Compliance Tip of the Day: Compliance Training Frequency

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In this episode, we consider how often you should put out compliance training.

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.