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10 For 10

10 For 10: Top Compliance Stories For the Week Ending February 22, 2025

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • You can take the KFC out of Kentucky. (NYT)
  • Grand jury investigating Synapse fraud.(WSJ)
  • Patel and Shein. (WSJ)
  • CTA back on. (WSJ)
  • DOJ guts bringing of corruption cases.(CNN)
  • Barclay’s faces money-laundering investigation. (WSJ)
  • Is settling litigation paying a bribe? (WSJ)
  • Wells Fargo Consent Decree terminated. (YaHooFinance)
  • JPMorgan purchase of Frank heads to criminal trial. (FT)
  • Of business plans and tariff changes. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 46 – The Move to Diligent Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

Stories this week include:

  • JPMorgan’s purchase of Frank heads to criminal trial. (FT)
  • Dirty money, fentanyl, Mexican gangs, and China. (WSJ)
  • Mayor Adams imbroglio (Various)
  • McKinsey asks if China is too risky. (Bloomberg)
  • Ethics programs are more than simply compliance. (Forbes)
  • Wells Fargo banks on (Not) risky business. (PYMTNS)
  • Diligent Acquires Spark Compliance, a Leading Compliance and Ethics Consultancy (Press Release) – HERE
  • Pausing Foreign Corrupt Practices Act Enforcement to Further American Economic and National Security (Whitehouse) – HERE
  • The Corporate Transparency Act Is Back On (WSJ) – HERE
  • Study Warns on Ethical Culture Disconnect (Radical Compliance) –HERE
  • Florida woman, 44, uses ‘botox’ excuse to explain age after fraudulently applying for hurricane aid: police (Fox News): HERE

 

Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

Prove Your Worth

Tom

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Daily Compliance News

Daily Compliance News: February 21, 2025, The No KFC in Kentucky Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • You can take the KFC out of Kentucky. (NYT)
  • Grand jury investigating Synapse fraud. (WSJ)
  • Patel and Shein. (WSJ)
  • CTA back on. (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

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Daily Compliance News

Daily Compliance News: February 20, 2025, The Death Penalty for Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • China gives the death penalty for corruption. (Bloomberg)
  • Senior DOJ ethics officer quits. (Reuters)
  • CTA reinstated. (Forbes)
  • Dirty money, fentanyl, Mexican gangs, and China. (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

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Daily Compliance News

Daily Compliance News: February 19, 2025, The Sentencing Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • First female cricketer banned for bribery. (ESPN)
  • Trump clears the way for the Kleptocrats. (The Guardian)
  • Why is marketing so difficult? (FT)
  • What should we do about white-collar criminal sentencing? (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending February 15, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • SEC looks to muzzle shareholders. (WSJ)
  • Was Shell scammed on oil cleanup? (BBC)
  • Acting US Attorney for SDNY quits over Trump interference. (NYT)
  • CFIUS enforcement is likely to continue under Trump. (Reuters)
  • US drops again on TI-CPI. (WaPo)
  • Mike Madigan was found guilty. (Law360) sub req’d
  • A green light for corruption. (FT)
  • CFPB ordered all work to be stopped ‘immediately’. (NYT)
  • Musk is now making referrals to the US Attorney. (Reuters)
  • McKinsey asks if China is too risky. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending February 8, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Fay Vincent warned MLB of the corruption from gambling. (NYT)
  • Do we need eyes on compliance gatekeepers? (The Regulatory Review)
  • MLB fires ump for shared betting accounts. (ESPN)
  • WVU replaces DEI with “Dept. of Engagement and Compliance”. (12WBOY)
  • Will Trump DOJ drop corruption charges against NYC Mayor? (Reuters)
  • Shien IPO runs into Uyghur issues. (Reuters)
  • Top SEC crypto lawyer reassigned to IT. (WSJ)
  • Pam Bondi confirmed as new AG. (Bloomberg)
  • Bondi cuts back on FCPA enforcement. (Radical Compliance)
  • Is the Rooney Rule still legal? (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day here.

Connect with Tom 

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Daily Compliance News

Daily Compliance News: February 3, 2025, The Division of Engagement and Compliance Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Congress says Nvidia chip flow to China should be stopped. (WSJ)
  • The CCO Departure Bonus. (Cosmos)
  • WVU replaces DEI with “Dept. of Engagement and Compliance”. (12WBOY)
  • Will Trump DOJ drop corruption charges against NYC Mayor? (Reuters)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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Daily Compliance News

Daily Compliance News: January 31, 2025, The Done with Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Menendez was sentenced to 11 years in prison. (FoxNews)
  • Serbians are done with corruption. (The Guardian)
  • Process-Centric Compliance. (Forbes)
  • Stanford fraud case ends. (Reuters)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

Categories
Daily Compliance News

Daily Compliance News: January 27, 2025, The IG Massacre Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.