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FCPA Compliance Report

FCPA Compliance Report – Navigating Corporate Ethics and Compliance Trends in 2026 with Mike Volkov, Part 2

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this inaugural episode of 2026, Tom Fox welcomes back his good friend and colleague, Mike Volkov, to reflect on the tumultuous year of 2025 and discuss the new trends for the upcoming year. This is Part 2 of a two-part series.

This episode delves into the significance of the False Claims Act (FCA) as a critical tool for government enforcement, discussing its constitutionality and potential outcomes before the Supreme Court. The conversation expands to discuss how FCA applies across various areas, such as trade enforcement and tariffs, and how it encourages corporate whistleblowing. Additionally, the discussion highlights the growing role of technology, AI, and ChatGPT in compliance, as well as the risks associated with their use. Other focal points include the importance of conflict-of-interest programs and the impact of ethical conduct on marketplace dynamics. The episode underlines the growing scrutiny from financial institutions and private equity over compliance practices, as well as the long-term trend towards a more ethics-driven corporate culture.

Key highlights:

  • Supreme Court and Constitutionality Issues on the FCA
  • Corporate Whistleblowers and DOJ’s Stance
  • Technology, AI, and Compliance Risks
  • Conflict of Interest and Ethical Culture
  • Marketplace Accountability and Corporate Reputation
  • Financial Institutions and Due Diligence

Resources:

Mike Volkov on LinkedIn

Volkov Law Group

Tom Fox

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Compliance Into the Weeds

Compliance into the Weeds: Special Holiday Episode: MGI’s Compliance Triumph in DOJ Tariff Evasion Case

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this final episode of Compliance into the Weeds for 2025, Tom Fox and Matt Kelly discuss an enforcement action by the Justice Department involving MGI International, a plastics manufacturer caught in a tariff evasion scheme orchestrated by its COO.

The company avoided criminal prosecution by self-disclosing the misconduct, fully cooperating, and implementing compliance reforms, leading to a declination by the DOJ. We explore the case’s details, the role of independent internal investigations, and the implications for compliance policies under different administrations. Listeners are encouraged to consider the case as a roadmap for achieving favorable enforcement outcomes.

Key highlights:

  • Case Overview: MGI International’s Tariff Evasion
  • Detailed Background of the Case
  • Legal and Compliance Insights
  • Analysis of DOJ’s Actions and Policies

Resources:

Matt in Radical Compliance

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A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, a Communicator Award, and a W3 Award, all for podcast excellence.

Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending December 20, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

This week’s stories include:

  • Ex-Hawks exec pleads guilty. (Law360)
  • ZTE is said to be cooperating. (DCD)
  • French culture minister targeted in corruption probe. (Bloomberg)
  • Pardons Pardons Pardons-is SBF next? (FT)
  • Dana-Farber Cancer Institute hit with $15MM settlement over fraud allegations. (WSJ)
  • Tricolor execs charged with fraud. (Reuters)
  • $2bn for the Philippines corruption scandal. (Bloomberg)
  • TX AG sues television manufacturers for illegally collecting personal data. (KVUE)
  • The 11th Circuit hears arguments invalidating the FCA. (Reuters)
  • The SEC is weighing PCAOB changes. (WSJ)

You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day, ⁠here⁠.

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You can purchase a copy of my new book, Upping Your Game, on ⁠Amazon.com.⁠

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Daily Compliance News

Daily Compliance News: December 15, 2025, The End of the FCA Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • 11th Circuit hears arguments invalidating the FCA. (Reuters)
  • The boss got drunk at the Christmas party. Yikes! (NYT)
  • SEC is weighing PCAOB changes. (WSJ)
  • The perils of AI in recruiting. (FT)

The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcasts category.

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AI Today in 5

AI Today in 5: November 11, 2025, The Preventing Compliance Risk Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, I will bring to you 5 stories about AI stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest about AI.

  1. Detecting and Preventing Compliance risks in AI. (FinTech Global)
  2. FCA set to unify AML oversight. (FinTech Global)
  3. D&B looks at 2025 resilience trends. (FinTech Global)
  4. An AI cold war is coming for the US and China. (FoxNews)
  5. Utilities and AI. (Latitude Media)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com

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FCPA Compliance Report

FCPA Compliance Report – The Importance of Outside Counsel in False Claims Act Investigations

In this episode, Tom Fox welcomes Arthur Gollwitzer from the law firm of Jackson Walker to discuss the merits of involving outside counsel in handling False Claims Act cases and the nuances of legal compliance. Arthur shares his experiences in avoiding and defending False Claims Act allegations, the significance of hiring specialized investigative counsel early, and the integrity and credibility required in investigative processes. He also offers insights on the implications of AI regulations in Texas, his time as an Assistant US Attorney in the Southern District of New York, and the honor of representing the United States in court.

Key highlights:

  • Discussing False Claims Act
  • Importance of Independent Investigations
  • Credibility in Legal Investigations
  • AI and Legal Implications
  • Experience in the Southern District of New York

Resources:

JacksonWalker

Arthur Gollwitzer on LinkedIn

Texas 89th Legislature: Key Artificial Intelligence Legislation

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For more information on the use of AI in Compliance programs, my new book is Upping Your Game. You can purchase a copy of the book on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending September 27, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • A RadioShack Ponzi scheme. (Bloomberg)
  • Former French President Sarkozy received a 5-year sentence. (BBC)
  • Healthcare compliance, the FCA, and AKS. (Reuters)
  • Do you fantasize about leaving compliance?  (EFinancialCareers25)
  • Amber Energy wins CITGO auction. (Reuters)
  • DOJ shuts down bribery investigation of Homan. (HuffPost)
  • Two former Haitian officials were designated for bribery. (DOJ Press Release)
  • Singapore execs found guilty in Wirecard fraud. (FT)
  • Air India crash victims sue Boeing, Honeywell. (BBC)
  • Vietnam jailed a Parliamentary official for corruption. (Bloomberg)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

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You can purchase a copy of my new book, Upping Your Game, on Amazon.com

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Daily Compliance News

Daily Compliance News: September 26, 2025, The Quantum Trading Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • A RadioShack Ponzi scheme. (Bloomberg)
  • Former French President Sarkozy received a 5-year sentence. (BBC)
  • Healthcare compliance, the FCA, and AKS. (Reuters)
  • Quantum trading on the bond market. (FT)
Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending August 30, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Top stories include:

  • Chinese money launderers are moving billions through the US banking system. (WSJ)
  • Texas reveals an ABC plan for Washington. (Axios)
  • Drax is facing an FCA probe in the UK. (Bloomberg)
  • Microsoft employees occupy the CEO’s office in protest over the Gaza situation. (WSJ)
  • BCG staff outraged by company’s work to deport Gazans. (FT)
  • What a bunch of branding clunkers. (FT)
  • Should you rent a robot for compliance? (NYT)
  • The challenges of responsible AI development. (Forbes)
  • JPMorgan to pay $ 330 million over its role in the 1MDB scandal. (WSJ)
  • Under Eric Adams, NYC is a ‘City for Sale’. (NYT)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom 

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You can purchase a copy of my new book, Upping Your Game, on Amazon.com

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Daily Compliance News

Daily Compliance News: August 29, 2025, The A Novel in the FT Business Books of the Year Edition

 Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • Chinese money launderers are moving billions through the US banking system. (WSJ)
  • Texas reveals an ABC plan for Washington. (Axios)
  • Drax is facing an investigation by the FCA in the UK. (Bloomberg)
  • Why the novel, Drayton and Mackenzie, is in the FT’s 2025 Business Books of the Year. (FT)

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