Tag: FirstEnergy

10 For 10: Top Compliance Stories For The Week Ending September 20, 2024

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Post date September 21, 2024
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Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Tips flow to DOJ under the new whistleblower program. (WSJ)
Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
Second trial in Vietnam after 1^st one ended in a death sentence. (Bloomberg)
Was VW audit in China substandard? (FT)
JPMorgan appoints senior bankers to oversee junior bankers. (FT)
2 ex-NYFD chiefs charged with bribery. (Bloomberg)
First Energy pays $100MM to settle SEC charges. (WSJ)
Astra-Zeneca employees arrested in China. (Bloomberg)
Walgreens to pay $106MM for allegations of overbilling. (WSJ)
Tik-Tok faces tough questions from the Court of Appeals. (Reuters)

Connect with Tom

Tags China, corruption, Danske Bank, DOJ Whistleblower Incentive Program, FirstEnergy, JPMorgan, Tik-Tok, VW

Daily Compliance News

Daily Compliance News: September 17, 2024 – The $100+$106MM Edition

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Post date September 17, 2024
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

First Energy pays $100MM to settle SEC charges. (WSJ)
Walgreens to pay $106.8MM for allegations of overbilling. (WSJ)
TikTok faces tough questions from the Court of Appeals. (Reuters)
2 Ex-NYFD chiefs charged with bribery. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

Tags bribery, corruption, FirstEnergy, NYFD, Tik-Tok, Walgreen's

10 For 10

10 For 10: Top Compliance Stories For The Week Ending August 3, 2024

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Post date August 3, 2024
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Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week.

The EU investigates Chinese corruption in Cyprus. (FT)
US aviation company accused of bribery in South Africa. (Business Insider)
Glencore trader criminally charged by SFO for bribery. (FT)
Meta agrees to pay the state of Texas a $1.2 billion fine. (Texas Tribune)
FirstEnergy loses the privilege ruling. (Reuters)
Are corporate criminal convictions ‘just a footnote’? (WSJ)
State Street agreed to a $7.5 million fine for Russia’s sanctions violations. (WSJ)
Mozambique wins the ‘hidden debt’ case. (Barron’s)
The top Trump bundler connected the FirstEnergy corruption scandal. (Ohio Capital Journal)
Raytheon (RTX) sets aside $959 million for pricing, corruption probe fine. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Tags Boeing, corruption, DOJ, FCPA, FirstEnergy, fraud, Glencore, Mozambique, RTX, State Street

Daily Compliance News

Daily Compliance News: August 1, 2024 – The New Boeing CEO Edition

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Post date August 1, 2024
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Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

Boeing hires a new CEO. (WSJ)
The US aviation company is accused of bribery in South Africa. (CH Aviation)
FirstEnergy loses the privilege ruling. (Reuters)
The EU investigates Chinese corruption in Cyprus. (FT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags Belts and Roads, Boeing, corruption, Corruption in South Africa, FirstEnergy

Daily Compliance News

Daily Compliance News: July 29, 2024 – The RTX Reserves Edition

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Post date July 29, 2024
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Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

Raytheon (RTX) sets aside $959MM for pricing, corruption probe fine. (Bloomberg)
State Street agreed to $7.5MM fine for Russia sanctions violations. (WSJ)
Top Trump bundler connected FirstEnergy corruption scandal. (Ohio Capital Journal)
Trump vows to end crypto enforcement. (FT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags corruption, crypto, FirstEnergy, RTX, State Street, Trump Corruption

Daily Compliance News

Daily Compliance News: July 25, 2024 – The Mom Loses Her Diamonds Edition

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Post date July 25, 2024
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Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

Jho Low must return Mother’s diamonds. (Bloomberg)
CITGO prevails against bribery. (Reuters)
Ohioans still paying for FirstEnergy corruption. (Ohio Capital Journal)
Navy corruption cases and COIs. (WaPo)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags 1MDB, Citgo, FirstEnergy

10 For 10

10 For 10: Top Compliance Stories For The Week Ending February 24, 2024

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Post date February 24, 2024
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Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Alexei Navalny was killed in prison. (Bloomberg)
Ohio residents paid the price for FirstEnergy corruption. (Ohio Capital Journal)
More child labor in the US. (NYT)
A former head of the Bank of China was arrested for corruption. (NikkeiAsia)
The Shadow Insider Trading case goes to trial. (WSJ)
Former Stericycle executive to plead guilty. (WSJ)
Morgan Stanley is accused of using fake job titles. (FT)
The Wells Fargo Consent Order was terminated. (WaPo)
Deliberations begin in the NRA corruption trial. (The Guardian)
If you can’t answer the question, don’t sit for an interview. (BBC)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Connect with Tom

Tags Alexi Navalny, bribery, Child Labor, corruption, FirstEnergy, Morgan Stanley, SEC, Shadow Insider Trading, Stericycle, Wells Fargo

Daily Compliance News

Daily Compliance News: February 23, 2024 – The Corruption Tax Edition

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Post date February 23, 2024
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

Ohio residents paid the price for FirstEnergy corruption. (Ohio Capital Journal)
The DOJ names the first AI officer. (Reuters)
4-day work week issues. (FT)
More child labor in the US. (NYT)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

Tags 4-day work week, AI, Child Labor, corruption tax, DOJ, FirstEnergy

Everything Compliance

Everything Compliance – Episode 129, The Tribute to Navalny Edition

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Post date February 22, 2024
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Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of Jonathan Armstrong, Jonathan Marks, Matt Kelly, Karen Woody, and Jay Rosen, all hosted by Tom Fox.

Jonathan Armstrong talks about the most recent speech by the new SFO director. He rants about Julian Assange’s inane claims to be a journalist.
Matt Kelly discusses the regulation of AI and looks at the new DFS regs around it. He shouts out to Alexei Navalny, who was murdered for his fight against corruption in Russia.
Karen Woody takes a deep dive into the Panuwat trial and the concept of shadow insider trading. She rants about the senseless gun culture in America.
Jonathan Marks discusses the state criminal charges in the FirstEnergy corruption scandal but then evolves into an epic rant, which he continues in Shout Outs and Rants about failures in corporate governance, internal controls, and gun violence in America. He really outdid himself this week.
Jay Rosen looks at the dearth of DOJ-mandated monitorships and proposes a new concept, the self-monitorship. He shouts out the movie Love on the Spectrum and the Bill Bradley interview.
Tom Fox shouts out to Ben Affleck for his DunKing Super Bowl commercial.

The members of the Everything Compliance are:

• Jay Rosen: Jay can be reached at Jay.r.rosen@gmail.com

• Karen Woody is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu

• Matt Kelly, founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com

• Jonathan Armstrong is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com

• Jonathan Marks can be reached at jtmarks@gmail.com.

The host, producer, ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.