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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 42 – The Holiday Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! Today, Tom and Kristy look back at some of their favorite stories from 2024.

 

Stories this week include:

  • Boeing DPA and Monitor
  • Deere FCPA Enforcement Action
  • TD Bank AML enforcement action
  • McKinsey-Opioid and FCPA resolutions
  • Elon Musk’s pay package and corporate governance
  • Musings from the bottom of the world
  • DOJ has received 200 tips since launching the whistleblower program (LEGALDIVE)
  • Sam Bankman-Fried and FTX
  • NYC Mayor Eric Adams, his corruption charges, and a possible Trump Pardon
  • The Greatness of Florida Man

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending November 23, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Is bribery how business is done in India? (NYT)
  • Adami Group charged with fraud, FCPA violations. (NYT)
  • Trafigura heads to trial in Switzerland. (Bloomberg)
  • A layer of crypto corruption. (TheBulwark)
  • Firings as layoffs without benefits. (FT)
  • KPMG rehabbed in the UK.  (FT)
  • Founder of Crypto mixer sentenced to 3 years in prison. (WSJ)
  • Bill Hwang gets 18 years. (NYT)
  • Gary Wang receives no prison time. (NYT)
  • Jay Clayton was picked to head SDNY. (FT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

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Daily Compliance News

Daily Compliance News: November 22, 2024 – The All NYT Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Today’s stories:

  • Matt Gaetz withdraws from AG nomination. (NYT)
  • Is bribery how business is done in India? (NYT)
  • Bill Hwang gets 18 years. (NYT)
  • Gary Wang receives no prison time. (NYT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending September 28, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • DOJ releases a 2024 Update to the Evaluation of Corporate Compliance Programs. (FCPA Compliance & Ethics Blog)
  • China probes PVH. (Reuters)
  • Wells Fargo must face Caremark claim. (Reuters)
  • Wagner Group used HSBC and JPMorgan for payments. (FT)
  • Caroline Ellison sentenced to 2 years in prison and forfeits $11bn (NYT)
  • How Binance found that old time ‘compliance’ religion. (WSJ)
  • New York City Mayor Adams indicted on bribery and corruption charges. (NYT)
  • SEC fines 12 more firms for failures in messaging apps. (SEC Press Release)
  • S. Iswaran was convicted for corruption in Singapore. (BBC)
  • Ex-CEO of Skael faces criminal fraud charges. (WSJ)

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Daily Compliance News

Daily Compliance News: September 25, 2024 – The $11bn Forfeiture Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Carolyn Ellison is sentenced to 2 years in prison and forfeits $11 billion. (NYT)
  • Wagner Group used HSBC and JPMorgan for payments. (FT)
  • China probes PVH. (Reuters)
  • Wells Fargo must face a Caremark claim. (Reuters)

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending June 15, 2024

Welcome to 10 For 10, the podcast that brings you the week’s top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for compliance professionals, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • FTX administrator looking again at Sullivan and Cromwell. (Law.com)
  • Tyson Foods CFO was suspended for drunk driving. (Bloomberg)
  • 5 takeaways from the Menendez trial. (CNN)
  • The FAA says greater oversight is needed over Boeing. (NYT)
  • More Chinese companies have been added to the sanction list for using forced labor. (WSJ)
  • TerraForm settles with the SEC for $4.5bn. (FT)
  • What happens when the Rule of Law dies out? (FT)
  • U.A.W. Monitor Investigates Accusations Against Union Leader (NYT)
  • Beny Steinmetz profile.  (OCCPR)
  • TD Bank is under scrutiny for alleged AML violations. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Daily Compliance News

Daily Compliance News: June 14, 2024 – The Headed to Rehab Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Tyson Foods CFO was suspended for drunk driving. (Bloomberg)
  • 5 takeaways from the Menendez trial. (CNN)
  • The FAA says greater oversight is needed over Boeing. (NYT)
  • FTX administrator looking again at Sullivan and Cromwell. (Law.com)

For more information on the Ethico ROI Calculator and a free white Paper on the ROI of Compliance, click here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending March 2, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Crypto exchange Gemini returns over $1bn to customers.  (WSJ)
  2. Green audits are coming. (FT)
  3. Did Boeing violate the DPA? (NYT)
  4. Will ComEd defendants walk free? (Chicago Sun-Times)
  5. Boeing has 90 days to fix the QA/QC issue.  (NYT)
  6. SBF says he only deserves 6 years in prison. (FT)
  7. Did McKinsey work for or not work for the Chinese government? (FT)
  8. How did Iraqi corruption cost the country. (OilPrice)
  9. An ex-Vitol Trading trader was found guilty of bribery.  (WSJ)
  10. Exec’s husband pleads guilty to insider trading. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending February 17, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Musk wants to move Tesla to Texas.(FT)
  2. The Tesla Board Chair is under scrutiny for oversight of the company.  (NYT)
  3. A tale of 2 corps: Binance and FTX. (Reuters)
  4. OECD at 25.  (The Hill)
  5. More Ohio state charges in the FirstEnergy corruption scandal. (WSJ)
  6. No DD, no problem as HP seeks $4bn from Mike Lynch. (Bloomberg)
  7. Vitol Trading passed cash in the Houston parking lot. (Bloomberg)
  8. New Zealand drops to No. 3 on TI-CPI. (The Conversation)
  9. Xi’s never-ending corruption hunt. (BBC)
  10. Elon Musk says Delaware has ‘locked the doors’. (Reuters)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

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Daily Compliance News

Daily Compliance News: February 16, 2024 – The My Bad Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Lyft CEO says misplaced zero was his fault. (Bloomberg)
  • The Tesla Board Chair is under scrutiny for oversight of the company.  (NYT)
  • The FCA investigates insider trading claims. (Bloomberg)
  • A tale of 2 corps: Binance and FTX. (Reuters)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.