Categories
Daily Compliance News

Daily Compliance News: September 5, 2025, The Wells Notice Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • EU fines Google and Shein a total of $553.9 million over cookie abuse. (WSJ)
  • EU prosecutor and Brussels elite go head-to-head over corruption. (ftm.eu)
  • What CEOs think of Stankey Memo. (Business Insider)
  • Reforming the Wells Notice process. (Bloomberg Law)
Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending June 21, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance stories that compliance professionals need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • EU Advisor backs $4.7bn Google fine. (WSJ)
  • An Interpol official has been arrested for corruption related to Red Notices. (NYT)
  • Who mourns the death of the business card? (WSJ)
  • Mike Madigan was sentenced to 7.5 years in prison. (NYT)
  • The DOJ whistleblower program focuses on healthcare fraud. (Reuters)
  • Congolese customs officer beatified for anti-corruption. (AP)
  • JBS hits the US stock exchange. (FT)
  • MyPillow Founder Mike Lindell was ordered to pay $2.3MM for defamation. (NYT)
  • IMF to assess corruption in Kenya. (Bloomberg)
  • Families of Boeing victims file formal objections. (Reuters)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Connect with Tom 

Instagram

Facebook

YouTube

Twitter

LinkedIn

You can purchase a copy of my new book, Upping Your Game, on Amazon.com

Categories
Daily Compliance News

Daily Compliance News: June 20, 2025, The Death of the Business Card Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, and general interest, all of which are relevant to the compliance professional.

Top stories include:

  • EU Advisor backs $4.7bn Google fine. (WSJ)
  • An Interpol official has been arrested for corruption related to Red Notices. (NYT)
  • Who mourns the death of the business card? (FT)
  • The ex-Janus analyst was found guilty of insider trading in the WFH scheme. (Reuters)
Categories
Everything Compliance

Everything Compliance: Episode 155, To Tesla and Beyond Edition

Welcome to this edition of the award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Jonathan Marks, Jonathan Armstrong, and special guest panelist Hemma Lomax, all hosted by Tom Fox, the Compliance Evangelist.

  1. Hemma Lomax examines the customers of a compliance program and introduces us to the terms EX and CX. She shouts out to AI for podcasters.
  2. Matt Kelly delves into Google’s compliance spending announcement and asks why the company does not have a Chief Compliance Officer. He both shouts out and rants about Marjorie Taylor Greene and her reading list.
  3. Jonathan Marks gives us a primer on corporate governance. He shouts out the quiet compliance professionals who do the day-to-day spadework of compliance.
  4. Jonathan Armstrong takes a deep dive into the finances of Tesla and its profitability. He shouts out to Operation Spider’s Web.
  5. Tom Fox highlights Wells Fargo’s compliance remediation, the Fed’s asset cap placed on Wells Fargo, and its subsequent removal.

The members of Everything Compliance are:

Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

Categories
Daily Compliance News

Daily Compliance News: June 10, 2025, The Ruinous Burdens Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, and general interest, all relevant to the compliance professional.

Top stories include:

  • Russian crypto charged with AML and sanctions violations. (FT)
  • Trump Administration killing off border businesses with regulations. (NYT)
  • Google takes a big gamble and goes to trial. (Reuters)
  • FINRA defeats legal challenge. (Forbes)
Categories
Daily Compliance News

Daily Compliance News: June 3, 2025, The $500MM for Compliance Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, and general interest, all of which are relevant to the compliance professional.

Top stories include:

  • Google to invest $ 500 million in compliance. (Reuters)
  • An alternative to the Compliment Sandwich. (BI)
  • Visa, Mastercard probe in EU widens. (Reuters)
  • Adani to face new scrutiny over Iranian shipments.  (Bloomberg)
Categories
Daily Compliance News

Daily Compliance News: June 2, 2025, The Unintended Consequence Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, and general interest, all of which are relevant to the compliance professional.

Top stories include:

  • The judge may limit Google’s use of AI in antitrust cases. (WSJ)
  • Rise of claims against AI washing. (Reuters)
  • Boeing is worried about the impact of tariffs. (FT)
  • Goldman’s letter sways Leissner’s sentencing judge. (Bloomberg)
Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending May 17, 2025

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • The $100K in cash deposit.  (WSJ)
  • Broader DOJ whistleblower program announced.  (WSJ)
  • Google faces massive antitrust lawsuit in Italy. (WSJ)
  • Apple says punishment for its illegal acts unfair. (BBC)
  • Insurance cover for chatbot based losses.  (FT)
  • Adani tries to settle corruption case. (Bloomberg)
  • Is the gift of a jet plane corruption. (NYT)
  • Will SEC overturn bans and suspensions? (Reuters)
  • GOP wants to ban state regulation of AI. (Bloomberg)
  • What is risk paralysis.  (FT)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom 

Instagram

Facebook

YouTube

Twitter

LinkedIn

You can purchase a copy of my new book, Upping Your Game, on Amazon.com

Categories
Daily Compliance News

Daily Compliance News: May 12, 2025, The Corruption in the Broad Daylight Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Senator Mark Kelly calls out corruption in the Trump Administration. (AZ Central)
  • Google faces a massive antitrust lawsuit in Italy. (WSJ)
  • Apple says the punishment for its illegal acts is unfair. (BBC)
  • Insurance coverage for chatbot-based losses. (FT)
Categories
Daily Compliance News

Daily Compliance News: November 6, 2024 – The Post-Election Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • FCA claims on campus. (National Review)
  • French soccer corruption investigations expand. (Bloomberg)
  • Lina Khan is a hot topic. (NYT)
  • Russia fines Google more than the Solar System’s net value. (BBC)