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10 For 10

10 For 10: Top Compliance Stories For The Week Ending November 2, 2024

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Alibaba settles with shareholders for $433MM. (WSJ)
  • How a BBC podcast led to the arrest of Mike Jeffries. (BBC)
  • AstraZeneca China BU President under investigation. (FT)
  • Trafigura faces $1bn hit for corruption in Mongolia. (Bloomberg)
  • Sri Lanka to probe corruption in tanker disaster. (Al Jazeera)
  • UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg)
  • It turns out audit reports do matter. (WSJ)
  • JP Morgan set to settle several SEC enforcement actions. (Reuters)
  • Modern slavery stopped on the Scottish trawler. (BBC)
  • Olympus chief fired for purchasing illegal drugs. (FT)

 

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Daily Compliance News

Daily Compliance News: November 1, 2024 – The Day of The Dead Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • It turns out audit reports do matter. (WSJ)
  • A Texas judge fights forum shopping. (NYT)
  • JP Morgan set to settle several SEC enforcement actions. (Reuters)
  • UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg)

 

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Daily Compliance News

Daily Compliance News: July 26, 2023 – The Farewell to the Bird Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • EY General Counsel calls it quits. (FT)
  • Musk ditches the Twitter bird. (BBC)
  • Chinese official given death sentence for accepting bribes. (Barron’s)
  • UBS fined for Credit Suisse imbroglio over Archegos. (NYT)
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Daily Compliance News

March 21, 2023 – The Cancel Spring Break Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Miami Beach wants to cancel Spring Break. (WSJ)
  • The $17bn wipe out. (FT)
  • South African corruption investigator murdered. (BBC)
  • Does Venezuela Oil Minister resign in corruption probe? (Reuters)
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Daily Compliance News

March 20, 2023 – The Alfred E. Newman Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • UBS to buy Credit Suisse. (FT)
  • Crisis, what crisis? (FT)
  • O’Sullivan linked to Wirecard. (FT)
  • Does mattering matter? (FT)
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Daily Compliance News

November 23, 2022 the Return the Money Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you four compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network.

Stories we are following in today’s edition of Daily Compliance News:

  • Senator Menendez and wife under investigation for corruption. (Washington Free Beacon)
  • DOT targets Russian corruption in Guatemala. (DOT Press Release)
  • German police raid UBS over allegations of AML violations. (FT)
  • Do you have to return ‘sting’ money? (Channel 5)

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Daily Compliance News

November 9, 2022 the Photography Edition

In today’s edition of Daily Compliance News:

  • UBS CRO quits becoming a photographer. (FT)
  • First Energy case continues to amaze. (Reuters)
  • Elizabeth Holmes denied a new trial. (NYT)
  • Binance buys FTX. (WaPo)
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Daily Compliance News

May 7, 2021 the No Wealth edition


In today’s edition of Daily Compliance News:

  • Elizabeth Holmes doesn’t want jury to know of her wealth. (WSJ)
  • Fed concerned with risks and economy. (WaPo)
  • UBS chief says woman should follow him to CEO chair. (Bloomberg)
  • Do you have an AI Ethics Committee? (WSJ)
Categories
Daily Compliance News

December 11, 2020-the Long Arm edition


In today’s edition of Daily Compliance News:

  • New UBS head under scrutiny. (FT)
  • Lebanon PM charged over blast. (FT)
  • Deutsche Bank exec steps down over Wirecard allegations. (FT)