Categories
Daily Compliance News

April 28, 2022 the Elon Slammed by Judge Edition


In today’s edition of Daily Compliance News:

  • Musk slammed by Judge in bid to overturn SEC Order. (NYT)
  • Judicial COI bill passes Congress. (Reuters)
  • Kirstjen Nielson joins Web3 company. (WSJ)
  • Archegos founder charged with fraud. (WSJ)
Categories
Jamming with Jason

When It’s Time to Move On

Have you ever felt like you can’t bring yourself to do something anymore?

Maybe it’s a job you dread getting up for each day and going to the office. Perhaps it’s a relationship that you get a sick feeling in your gut when you see or think of someone and want to say clear of them. Maybe you don’t find something fun anymore.
If you are like most people, you’ve experienced some of those feelings. You’ve probably asked yourself when you should stick with it since you aren’t a quitter, or do you “cut bait” and move on. I know I’ve wondered that many times during my life, and I’m sure you have.
In this #jammingwithjason #podcast episode, we jump into a bit of storytime with Jason and discuss a path with a heart, making career changes, and even pink crayons so you can see from my own experience. Of others, some of the questions you can ask yourself to know if it’s time to persevere and keep moving forward or whether it’s time to move on.
From personal experience, I can tell you that staying on a path longer than you should lead to mental and physical health issues since it can kill you.
And there is nothing wrong with you or the thing you are moving on from if you decide that’s what’s best for YOU.
Sometimes it’s just better to move on and not look back. “If I never look behind me, my troubles will be few.” Supertramp
FOR FULL SHOW NOTES AND LINKS, VISIT: https://www.jasonmefford.com/jammingwithjason269/
LIKED THE PODCAST?

If you’re the kind of person, who likes to help others, share this with your friends and family. If you found value, the will too. Please leave a review [https://itunes.apple.com/us/podcast/jamming-with-jason-mefford/id1456660699] on Apple Podcasts to reach more people.

OTHER RESOURCES YOU MAY ENJOY:

My YouTube channel [https://www.youtube.com/c/jasonleemefford] and make sure to subscribe

My Facebook page [https://www.facebook.com/jammingwithjasonmefford]

My LinkedIn page [https://www.linkedin.com/in/jasonmefford/]

My website [https://jasonmefford.com]

STAY UP TO DATE WITH NEW CONTENT:

It can be challenging to find information on social media and the internet. Still, you get treated like a VIP and have one convenient list of new content delivered to your inbox each week when you subscribe to Jason’s VIP Lounge: https://jasonmefford.com/vip/ plus; that way, you can communicate with me through email.

Here’s the book from which I did a little storytime on this episode. I’ve read it a couple of times already, so you will probably find it helpful: The Teachings of Don Juan: A Yaqui Way of Knowledge by Carlos Castaneda. https://www.amazon.com/Teachings-Don-Juan-Yaqui-Knowledge/dp/0671600419/ref=sr_1_1?

Categories
Compliance Week Conference Podcast

Karen Woody on Board Evolution on the Role of Compliance


In this episode of the Compliance Week 2022 Preview Podcasts series, Karen will discuss some of my presentation at Compliance Week 2022 “Board Evolution”. Some of the issues she will discuss in this podcast and her presentation are:

  • Delve into the evolution of the Caremark doctrine requiring Boards to oversee compliance and explore where the courts and regulators are headed
  • Discuss best practices in managing up to the board, including reporting
  • Examine how to best educate boards and engage them in effective oversight, and what compliance’s role is in that

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s areas of enforcement and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency and more.
  • Bring actionable takeaways back to your program from various session types including ESG, Human Trafficking, Board obligations and many others for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price. Enter discount code discount code TFLAW $200 OFF.

Categories
The Hill Country Podcast

Julia Cardoshinsky-Color, Joy and Sweetness from the Cookie Lady


Welcome to The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique areas of Texas. Join Tom as he explores the people, places and their activities of the Texas Hill Country.  In this episode, I visit with The Cookie Store founder Julia Cardoshinsky, who talks about how her love of baking cookies helped her overcome the grief from the loss of her father to opening The Cookie Store in Kerrville. Some of the highlights include:

  • Where did Julia passion for baking cookies come from?
  • What she learned in her 20+ year career at James Avery Jewelry?
  • How baking cookies helped her overcome the grief of the loss of her father?
  • What led her to open The Cookie Store?
  • What it was like to open a business immediately before the pandemic shut down the country?
  • Why her faith is so important to everything she does, including baking cookies?
  • Why does everyone leave The Cookie Store with a smile on their face?
  • Why is Tom Fox ‘the brownie guy’?

Resources
Cardoshinsky Confections on Facebook
Cardoshinsky Confections website
Cardoshinsky Confections on Instagram

Categories
Great Women in Compliance

Kristy Grant-Hart – Adult Learning Theory and Compliance Training

Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.

Kristy Grant-Hart was one of the Great Women in Compliance podcast’s inaugural guests, whose episode launched on 6 December 2018. She agreed to be on the show before we had a track record and reputation – we’re grateful to her for supporting us right from the start.

We invited Kristy, one of the Compliance community’s most respected voices, to return to the show to share with us how adult learning theory can best be applied to your Compliance training to make it more effective. Listen in to get a baseline understanding of adult learning theory and Kristy’s tips for enhancing your training program. We also hear about how Compliance Competitor is going and what the ever moving and shaking Kristy is up to next.

Are you attending Compliance Week’s annual conference? The GWIC team of Lisa, Tom and Mary will all be speaking and look forward to saying hello to listeners of Compliance Podcast Network listeners in DC.

The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings to listen in to. If you are enjoying this episode, please rate it on your preferred podcast player to help other likeminded Ethics and Compliance professionals find it. You can also find the GWIC podcast on Corporate Compliance Insights where Lisa and Mary have a landing page with additional information about them and the story of the podcast. Corporate Compliance Insights is a much appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020).

You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.

Join the Great Women in Compliance community on LinkedIn here.

Categories
Compliance Into the Weeds

Stericycle FCPA Enforcement Action


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take a deep dive into the recently released Stericycle FCPA enforcement action. Highlights include:

  • What is a business strategy based upon corruption?
  • Over-expansion and under due diligence in M&A.
  • Document Document Document
  • The Monaco Doctrine at work.
  • Lessons learned going forward.

Resources
DPA
SEC Order
Matt in Radical Compliance
Tom in FCPA Compliance and Ethics Blog

Categories
Daily Compliance News

April 27, 2022 the Where are the Lawyers Edition


In today’s edition of Daily Compliance News:

  • Crypto can’t find lawyers. (WSJ)
  • How oligarch yacht hunting has energized fight against financial corruption. (Forbes)
  • FB fighting UK order to sell Giphy. (Reuters)
  • What is FirstEnergy hiding? (Highland County Press)
Categories
The Compliance Life

Susan Divers – Move to Thought Leadership at LRN

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Susan Divers, currently Director of Thought Leadership at LRN.

In this concluding episode, Susan discusses her failed retirement from AECOM and how LRN found her. She took from AECOM an interest in what works in an effective compliance and ethics program. She discussed the values that LRN espouses for compliance and ethics programs and how that dovetails with her experiences as a CECO. She discussed company’s which put their values into action during the pandemic. We concluded with Susan looking down the road at the role of the CCO and corporate compliance function and the intersection of compliance and ESG.

Resources

 Susan Divers LinkedIn Profile

LRN

Categories
Compliance Week Conference Podcast

Lisa Fine on Adapting Compliance Programs to the “New Normal” of the Hybrid/Remote Work Environment

In this episode of the Compliance Week 2022 Preview Podcasts series, Lisa will discuss some of my presentation at Compliance Week 2022 “On Adapting Compliance Programs to the “New Normal” of the Hybrid/Remote Work Environment”. Some of the issues she will discuss in this podcast and her presentation are:

·      Discuss how the way of doing business has changed, both internally and externally, for global organizations and hear how compliance professionals are adapting their programs to account for the changes

·      Benchmark best practices in employee training and outreach programs within a hybrid work environment

·      Assess risks and hear lessons learned in conducting virtual investigations

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s areas of enforcement and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency and more.
  • Bring actionable takeaways back to your program from various session types including ESG, Human Trafficking, Board obligations and many others for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price. Enter discount code discount code TFLAW $200 OFF.

Categories
The ESG Compliance Podcast

ESG Supply Chain Compliance with Travis Miller and Jared Connors


Assent Compliance’s Travis Miller and Jared Connors join us as they discuss their work in conflict minerals supply chains, how ESG compliance plays a role, what companies should do to interpret data and increase efficiency and recovery, and the future of risk management.
▶️ ESG Supply Chain Compliance with Travis Miller and Jared Connors:
Key points discussed in the episode:
✔️ Companies are starting to realize the significance of making a commitment to ESG through responsible sourcing.
✔️ Outsourcing usually occurs in the most regulated, most dangerous, and least profitable businesses.
✔️ Business continuity planning is crucial in risk management, more flexible disaster response, and efficient operations. Aside from environmental and social, risk is also a financial concern.
✔️ The most important letter of ESG is P – product, people, and policies. Middle-aged workers are the most vulnerable and highly targeted in inhumane business practices and violations.
✔️ Dig deeper into organizations and understand their commitments to mitigate and prepare for risk.
✔️ Non-financial risks are pressuring investor disclosures.
✔️ ESG is reorienting the global market and the world. Large-scale environmental and social scandals ruin reputation and business.
✔️ Educating the supply chain contributes to overall company efficiency and risk management.
✔️ Compliance toolkits should be utilized even outside the company. The legal space has become the ideal practice ground for compliance.
✔️ Companies should be proactive in detecting supply chain issues internally.
✔️ Translate technical speak to an executive language to gain interest from the C-level suite.
✔️ Assess supply chain maturity.
✔️Companies are now compelled to make a change due to their global influence. Consumers’ cries for environmental and social accountability are now heard – all thanks to social media.
Jared Connors is a senior subject matter expert on Corporate Social Responsibility at Assent Compliance, the worlds’ leader in supply chain data management.
His expertise involves achieving ESG goals by understanding and mitigating potential supply chain risk, the transition from CSR to ESG, how companies can take a holistic approach to ESG, and ESG-related regulations, such as those pertaining to human trafficking and slavery, conflict minerals, and anti-bribery, anti-corruption.
Travis Miller is General Counsel at Assent Compliance. He manages Assent’s worldwide legal activities, advises the Board of Directors on legal matters, and oversees corporate compliance, governance initiatives, and other commercial transactions. Before coming to Assent, he served in various high-level counsel positions with companies such as Microchip Technology, Foresite Group, and St. Jude Medical.
Resources
Assent Compliance on Twitter
Assent Compliance on LinkedIn
Jared on Linkedin
Travis Miller on Linkedin
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Do you have a podcast (or do you want to)? Join the only network dedicated to compliance, risk management, and business ethics, the Compliance Podcast Network. For more information, contact Tom Fox at tfox@tfoxlaw.com.