Tag: China

10 For 10: Top Compliance Stories For the Week Ending July 29, 2023

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Post date July 29, 2023
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Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Zelensky warns about corruption. (FT)
Ukraine tackles corruption. (EuroNews)
New cyber disclosure rules go into effect. (AP)
Najib deposed in 1MDB case. (Bloomberg)
Cognizant investigation not outsourced. (WSJ)
DWS closes in on settling greenwashing charges. (FT)
Prosecutors want SBF jailed pre-trial. (WSJ)
DOJ revamps Crypto enforcement team. (WSJ)
Altice co-founder denies corruption. (Reuters)
US consultancies struggle in China after raids. (FT)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom

Tags 1MDB, China, compliance, corruption, crypto, cyber, DOJ, DWS, FTX, greenwashing, SBF, Ukraine

Daily Compliance News

Daily Compliance News: July 24, 2023 – The Struggling in China Edition

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Post date July 24, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

DOJ revamps Crypto enforcement team. (WSJ)
Altice co-founder denies corruption. (Reuters)
US consultancies struggle in China after raids. (FT)
GOP release FBI report showing no Biden corruption in Ukraine. (Bloomberg)

Tags Altice, China, cyber, DOJ, FBI

Daily Compliance News

Daily Compliance News: July 18, 2023 – The Polite to Exit Edition

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Post date July 18, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories covered in today’s edition:

Head of DOJ Criminal Division, Kenneth Polite, to step down. (WSJ)
What is risk? (NYT)
Microsoft to face EU probe over bundling. (FT)
Tesla Directors settle comp suit. (Reuters)

Tags China, DOJ, Kenneth Polite, Microsoft, Tesla

10 For 10

10 For 10: Top Compliance Stories For the Week Ending July 15, 2023

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Post date July 15, 2023
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· EU-US agree on data sharing pact. (NYT)

· Max Schrems slams back, vows legal challenge. (Reuters)

· Labor Party to back global ABC court. (The Guardian)

· Chinese ABC probe moves to advanced stage. (FT)

· Did a sheriff’s corruption lead to a mass shooting? (Houston Chronicle)

· Is your company investing in China? (NYT)

· Alleged fraudster said customers devised the fraud. (FT)

· UK AML regime ‘not fit for purpose’. (FT)

· BOA has its own fake accounts scandal. (Radical Compliance)

· Merrill Lynch to pay $12MM fine for failure to report. (WSJ)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom

Tags AML, BOA, China, compliance, corruption, Data Transfer, fraud, FTC, Merrill Lynch

Daily Compliance News

Daily Compliance News: July 14, 2023 – The Letter to the Editor Edition

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Post date July 14, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

GOP demands more regulation of big tech, then investigates FTC for doing so. (WSJ)
Is your company investing in China? (NYT)
Alleged fraudster said customers devised the fraud. (FT)
UK AML regime ‘not fit for purpose’. (FT)

Tags AML, China, FTC, UK

Daily Compliance News

Daily Compliance News: June 26, 2023 – The Siloed in China Edition

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Post date June 26, 2023
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Is the Supreme Court corrupt? (WaPo)
AI guardrails coming. (NYT)
Over sharing at the office. (FT)
Companies try to silo off business in China. (WSJ)

Tags AI, China, doing business in China, Supreme Court

2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 6 – The Risk of Distributors

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Post date May 26, 2023
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What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in their podcast, 2 Gurus Talk Compliance, as they dive into hot compliance topics. This episode covers the potential crisis with due diligence in China, highlights from the Compliance Week 2023 National Conference, and a recent fraud case. They also discuss strategies for managing distributor risk, stakeholder management, and the need for AI regulation. With its unique insights and engaging storytelling, this podcast is a must-listen for anyone in compliance. Take advantage of the latest episode of 2 Gurus Talk Compliance, and stay ahead of the curve!