Tag: Compliance Week

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From the Editor's Desk

From the Editor’s Desk – Compliance Week’s Insights and Reflections for November and into December 2025

In this episode of ‘The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss top stories from Compliance Week in November, look at stories that will appear in December, and provide a preview of upcoming content and events in January and beyond.

They discuss FCPA investigations closed under the Trump administration and the implications for compliance professionals. Aaron highlights stories from Compliance Week, including an FCPA enforcement action involving Millicom Cellular in Guatemala and a detailed look at financial institutions in Latin America involved in money laundering for drug cartels. The hosts also touch on significant interviews and upcoming features, such as compliance wins and fails of the year, an AI and compliance survey, and the upcoming Compliance Week national conference. The episode offers valuable insights into compliance trends and regulatory changes, providing practical advice for compliance officers.

Resources:

Aaron Nicodemus on LinkedIn

Compliance Week

From the Mind of the CCO survey

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From the Editor's Desk

From the Editor’s Desk: Compliance Week’s Insights and Reflections for October and into November 2025

In this episode of ‘From The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week. Tom and Aaron discuss the top stories from Compliance Week in October, look at some stories that will appear in November, and provide a preview of upcoming content and events.

They discuss the insights from a case study on Lafarge’s anti-bribery issues linked to cartels and terrorist organizations, as well as challenges in business due diligence in high-risk areas. The episode also covers recent trends around DOJ compliance monitorship under different administrations, insights into Foreign Corrupt Practices Act (FCPA) enforcement, and evolving compliance issues related to artificial intelligence (AI). Finally, they highlight upcoming Compliance Week initiatives and webinars, focusing on career pathways in compliance, the importance of due diligence in high-risk environments, and the practical applications of AI in the compliance field.

Resources:

Aaron Nicodemus on LinkedIn

Compliance Week

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From the Editor's Desk

From the Editor’s Desk – Compliance Week’s Insights and Reflections for September and into October 2025

In this episode of ‘The Editor’s Desk’ podcast, hosts Tom Fox and Aaron Nicodemus delve into key compliance issues featured in Compliance Week.

Tom and Aaron discuss top stories from Compliance Week in September, and provide a preview of upcoming content and events. They delve into a three-part case study on Lafarge’s bribery payments to terrorist groups in Syria, exploring its implications for companies operating in high-risk regions. They also discuss a resurfaced case study involving Jeffrey Epstein, JPMorgan Chase, and Deutsche Bank. The episode also highlights Ruth Prickett’s report on digital wallets in Europe, as well as the related compliance and data privacy issues. Additionally, they cover trends in FCPA enforcement, healthcare compliance with a focus on the FCA, immigration issues, and the importance of proactive compliance programs. The episode wraps up with insights into the upcoming ‘Inside the Mind of the CCO‘ survey and the January conference on AI and data analytics in compliance.

Resources:

Aaron Nicodemus on LinkedIn

Compliance Week

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From the Editor's Desk

From the Editor’s Desk – Compliance Week’s Insights and Reflections from July to August 2025

In this episode of From the Editor’s Desk, co-hosts Tom Fox and Ian Sherr dive into key compliance stories from July, including differences in AI regulation between the U.S., EU, and UK, and shifts in regulatory approaches globally. They discuss notable cases, such as the DOJ’s $14 billion healthcare fraud prosecution tied to transnational crime, and T-Mobile’s acquisition of US Cellular amidst DEI program cuts. Upcoming initiatives in Compliance Week are also highlighted, including in-depth industry coverage and data-driven stories to aid compliance professionals in their roles. The episode concludes with insights into the recent acquisition of ECI by Compliance Week’s parent company, Verdian Insights, which aims to enhance resources available to the compliance community.

Highlights include:

  • Highlighting Key Stories from Compliance Week in July
  • Emerging Patterns in Compliance
  • Tariffs and Their Impact
  • SEC Whistleblower Claims Analysis
  • Upcoming Features and Data Stories
  • ECI Acquisition by Verdian Insights and Its Impact

Resources:

Ian Sherr on LinkedIn

Compliance Week

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From the Editor's Desk

Episode 30 – Inaugural Episode with Ian Sherr: Compliance Week’s Insights and Reflections from June to July 2025

In this inaugural episode for a new season of ”From the Editor’s Desk,” co-host Tom Fox welcomes Ian Sherr, the new Publishing Director and Editor-in-Chief of Compliance Week. Ian shares his background in journalism and discusses his mission to support the compliance community through Compliance Week. They discuss the significant stories and themes from recent issues, including the importance of tone from the top, soft skills, and the role of compliance in navigating complex global issues. The episode also highlights key takeaways from Compliance Week’s recent conferences, including reflections on women in compliance, third-party risk management, and upcoming stories that focus on critical decision points in compliance.

Highlights include:

  • Meet Ian Sherr: Professional Background
  • Reflections on Compliance Week 2025
  • The Compliance Week Reporting Team
  • Highlighting Key Stories and Case Studies
  • June Conferences: Third-Party Risk Management and Women in Compliance
  • Upcoming Stories and Future Insights

Resources:

Ian Sherr on ⁠LinkedIn⁠

⁠Compliance Week⁠

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From the Editor's Desk

From The Editor’s Desk: A Celebration of Kyle Brasseur’s Journey: From Sports Journalism to Compliance Week Editor

In this special episode of ‘From the Editor’s Desk,’ host Tom Fox interviews Kyle Brasseur, who recently announced his retirement from Compliance Week, where he served as Editor-in-Chief. Kyle shares his journey from working in sports journalism to his pivot into the compliance field. He discusses his professional growth, the challenges and opportunities he faced, and the important stories covered during his tenure.

The episode also explores the critical role of journalism in the compliance sector and delves into some of Kyle’s most memorable moments, including his first published story and the development of the ‘Inside the Mind of the CCO’ survey. To round off, the discussion shifts to sports, particularly the performance and expectations of the Boston Celtics. Kyle reflects on his experiences and shares his thoughts on the future, expressing gratitude towards the compliance community for their unparalleled support.

Highlights Include:

  • Kyle’s Journey to Compliance Week
  • Transition from Sports Journalism to Compliance
  • Growth and Opportunities at Compliance Week
  • Importance of Compliance Journalism
  • Differences Between Sports and Compliance Journalism
  • Becoming Editor-in-Chief
  • Significant Stories and Editorial Changes
  • Inside the Mind of the CCO Survey
  • Final Thoughts and Farewell

Resources:

Kyle Brasseur on LinkedIn

Compliance Week

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From the Editor's Desk

From the Editor’s Desk: Episode 28 – May and June, 2024 in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems.

Tom Fox and Kyle Brasseur are back, recapping highlights from Compliance Week 2024, focusing on core compliance topics taking center stage, notable panels, and the emphasis on learning from fellow compliance officers.

They also share insights on the powerful role of AI and regulatory policies, reflecting on discussions with industry leaders and experts on managing AI as a tool within compliance frameworks. Additionally, the conversation turns to recent articles in Compliance Week, covering topics like regulatory agencies’ need for CCOs, financial crimes, third-party risk management, and upcoming conferences.

The hosts also touch upon sports, sharing their thoughts on the NBA playoffs and concluding with a discussion on the impact of a Netflix roast of Tom Brady, viewing it from a compliance and personal perspective.

Highlights Include:

  • Recapping Compliance Week 2024 Highlights
  • The FDIC’s Toxic Culture and the Need for CCOs in Regulatory Agencies
  • Deep Dive into Compliance and AI at Compliance Week 2024
  • Exploring Recent Compliance Week Articles
  • Previewing Upcoming Articles and Compliance Events
  • Sports Segment: NBA and NHL Playoffs Insights
  • The Roast of Tom Brady: A Compliance Perspective

Resources:

Kyle Brasseur on LinkedIn

Compliance Week

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From the Editor's Desk

From The Editor’s Desk – November and December, 2023 in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week unpack some of the top stories that have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.

 Tom Fox and Kyle Brasseur are back. In this edition, Brasseur believes that organizations need to prioritize data analytics and data-driven compliance to meet the expectations of regulatory bodies like the Department of Justice (DOJ). He emphasizes the importance of implementing data analytics components in compliance programs and the role of the chief compliance officer in setting the tone for the compliance department. Brasseur’s perspective underscores the evolving nature of compliance practices and the need for organizations to adapt to regulatory changes. Join Tom Fox and Kyle Brasseur on this episode of the From the Editor’s Desk podcast to delve deeper into these insights.

Highlights Include:

  • FCPA Settlements: Insurance Brokers
  • Lifecore Biometrics Declination
  • Bianace
  • OpenAI, Sam Altman and Corporate Governance
  • Inside the Mind of the CCO
  • NFL corporate culture and firing of Frank Reich
  • NBA In-Season Tournament
  • 2023 NCAA Game of the Century-UM Beats OSU

 Resources

Kyle Brasseur on LinkedIn

Compliance Week

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2 Gurus Talk Compliance

2 Gurus Talk Compliance – The Disturbing Edition

What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, Tom and Kristy take on a wide variety of topics including Florida Woman gone astray.

In the ever-evolving world of regulatory compliance and risk management, challenges are constant and strategies must be dynamic. Tom highlights recent FCPA enforcement actions and a Declination. Kristy highlights the criminal enterprise that was Binance and the role of its former CCO, asks why employees are so miserable, and checks in on Florida Woman. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this episode of the 2 Gurus Talk Compliance podcast.

  • FCPA enforcement actions involving UK Reinsurers. FCPA Blog
  • Compliance Officers feeling regulatory heat. Compliance Week
  • Why you should be very wary of forever chemicals. CCI
  • Lifecore receives declination. Pryor Cashman
  • ABC insights from Sierra Leone GAB
  • ‘I am personally disturbed’ by FDIC harassment allegations: Gruenberg Yahoo Finance
  • Binance Penalties Include a Number of Crypto Industry Firsts WSJ
  • Kristy’s new book has been published! Your Year as a Wildly Effective Compliance Officer
  • Why Is Everyone So Unhappy at Work Right Now? WSJ
  • Florida woman with outstanding warrants busted after calling cops to report stolen weed worth $5. New York Post

 Resources

Kristy Grant-Hart on LinkedIn

Spark Consulting

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From the Editor's Desk

From the Editor’s Desk – June and July, 2023 in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports, and generally try to solve the world’s problems.

Tom Fox and Kyle Brasseur are back. In this edition, they discuss the recently concluded Compliance Week 2023, with Artificial Intelligence and off-channel communications being two of the top compliance issues. The CW ESG Virtual Conference is becoming an annual event and is set for September. Finally, they consider whether Congress will take action on data privacy due to the patchwork of state laws.

In their Sports section, they consider if the Warriors’ move was a gamble, and if Chris Paul can adjust to his new role, he could help the Warriors get back to the top. Denver is also a challenge in the Western Conference, having won the series against the Miami Heat in five games, three of which were won by double digits.

 Highlights Include:

  • Women of Compliance
  • Compliance Week 2023 Wrap Up
  • Compliance Week Conference in Atlanta
  • Chris Paul Trade
  • Marcus Smart Trade
  • NBA Finals Analysis

Resources:

Kyle Brasseur on LinkedIn

Compliance Week