Tag: FTC

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending July 15, 2023

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

·       EU-US agree on data sharing pact. (NYT)

·       Max Schrems slams back, vows legal challenge.  (Reuters)

·       Labor Party to back global ABC court. (The Guardian)

·       Chinese ABC probe moves to advanced stage.  (FT)

·       Did a sheriff’s corruption lead to a mass shooting? (Houston Chronicle)

·       Is your company investing in China?  (NYT)

·       Alleged fraudster said customers devised the fraud. (FT)

·       UK AML regime ‘not fit for purpose’.  (FT)

·       BOA has its own fake accounts scandal. (Radical Compliance)

·       Merrill Lynch to pay $12MM fine for failure to report.  (WSJ)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Daily Compliance News

Daily Compliance News: July 14, 2023 – The Letter to the Editor Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • GOP demands more regulation of big tech, then investigates FTC for doing so. (WSJ)
  • Is your company investing in China? (NYT)
  • Alleged fraudster said customers devised the fraud. (FT)
  • UK AML regime ‘not fit for purpose’. (FT)
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Daily Compliance News

Daily Compliance News: June 29, 2023 – The Spy v. Spy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Larry Householder to be sentenced. (WCPO)
  • Big guns testify at FTC v. Microsoft hearing. (NYT)
  • Who is spying on whom? (WSJ)
  • Climate changes rankle the insurance industry. (WSJ)
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Daily Compliance News

Daily Compliance News – June 23, 2023 – The Deleted Messages Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Microsoft/Activision merger hearing to begin. (WSJ)
  • Judge severely spanks lawyer for using ChatGPT for Motion. (WSJ)
  • JPMorgan to pay $4MM for deleted messages. (WSJ)
  • Twitter shows strong willingness to comply with digital content laws. (WSJ)
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Daily Compliance News

Daily Compliance News: June 22, 2023 – Is the Supreme Court For Sale Edition

`Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • SCt litigant pays for trip for Alito but ‘no conflict’. (NYT)
  • ZTE and Huawei employees accused of working at Chinese spy sites in Cuba. (WSJ)
  • Google launches AML tool. (WSJ)
  • FTC says Amazon duped consumers. (Reuters)
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Daily Compliance News

Daily Compliance News: June 13, 2023 – The FTC Sues Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • FTC sues to block Microsoft/Activision Blizzard deal. (WSJ)
  • JPMorgan settles with Epstein victims for $290MM. (Reuters)
  • EU will stamp out corruption in Brussels. (Euronews)
  • Stamping out corruption vital for Ukraine. (FT)
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FCPA Compliance Report

Executives at Risk Winter: 2022/2023

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In the latest episode of the FCPA Compliance Report, host Tom Fox welcomes Katherine Pappas, Lauren Briggerman, and Ian Herbert, government experts and internal investigations at the Miller & Chevalier law firm. The group discusses changes to the Corporate Enforcement Policy and the challenges companies face with extraordinary cooperation and clawbacks. They also dive into the Biden administration’s antitrust policies, particularly in labor markets and the recent trend of the DOJ losing no-poach cases to juries. The conversation then shifts to the FTC’s proposed rule on non-compete agreements and recent FCPA individual prosecutions related to bribery allegations. Finally, the hosts discuss potential changes to the duty of oversight requirements for company directors and officers and potential changes to US sentencing guidelines. Take advantage of this informative and engaging episode!

 

Key Highlights:

  • Updates on DOJ’s Corporate Enforcement Policy
  • Challenges and Failures in Antitrust Prosecutions
  • No-poach and non-compete agreements in the energy industry
  • FTC Rulemaking and Non-Compete Agreements
  • Cryptocurrency and High-Profile Nondisclosure Cases
  • Oversight and Sentencing Guidelines in Companies

Resources:

Miller & Chevalier

Executives At Risk Winter: 2022/2023

Lauren Briggerman

Katherine Pappas

Ian Herbert

 

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Daily Compliance News

February 4, 2023 – The Pope Fights Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Will Weisselberg flip? (Bloomberg)
  • FTC says Lena can participate. (Law360)
  • DOJ looking at Silvergate. (Reuters)
  • Pope urges rejection of corruption. (AP News)
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Daily Compliance News

January 21, 2023 – The Truthful Not Comprehensive Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance,, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • No winners in USMNT imbroglio. (The Athletic)
  • Elon Musk takes the stand. (WSJ)
  • Son of Equatorial Guinea President arrested for corruption. (AfricaNews)
  • FTC wants Pharm Bro held in contempt. (WSJ)
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Daily Compliance News

January 17, 2023 – The I Didn’t Steal Funds Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • FIFA’s corruption trial could impact Fox Sports. (NYT)
  • New FTC penalties for deceptive green marketing. (WSJ)
  • “I didn’t’ steal funds,” SBF says in a blog post. (Reuters)
  • Van Gogh’s ‘Sunflowers’ and repatriation. (Bloomberg)