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FCPA Compliance Report

FCPA Compliance Report – Alex Cotoia and Daniela Meléndez Communications Compliance

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Alexander Cotoia and Daniela Meléndez from the Volkov Law Group to discuss the challenges and legal implications of ephemeral messaging in business.

Cotoia’s perspective emphasizes the significant risks ephemeral messaging poses for companies, particularly in terms of compliance and data preservation. He advocates for proactive measures, such as refining data preservation policies and monitoring all business-related electronic data. Similarly, Melendez, with her extensive knowledge and experience in conducting internal investigations, underscores the potential legal liabilities companies may face if they fail to secure relevant information. She cites real-world examples, like the Google case, to stress the importance of enforcing document preservation policies and educating employees on their responsibilities. Join Tom Fox, Alex Cotoia, and Daniela Meléndez as they delve deeper into this topic on the next episode of the FCPA Compliance Report podcast. 

Key Highlights:

  • Ephemeral Messaging: Balancing Compliance and Risk
  • Preserving Evidence and Compliance in Messaging
  • Data Preservation Policies and Risk Assessment
  • Paradigm Shift in Monitoring Business Communications

Resources:

Alex Cotoia on LinkedIn

Daniela Melendez on LinkedIn

Volkov Law Group

Google’s Failure to Preserve Electronic Communications — A Warning to Every Company of a New Reality Surrounding Electronic Data

Tom Fox

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Daily Compliance News

Daily Compliance News: October 31, 2023 – The Happy Halloween Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Biden Administration releases statement on AI. (FT)
  • The PCAOB inspection process needs an upgrade.  (WSJ)
  • Google says it’s too important to be subject to anti-trust. (Reuters)
  • Jho Low fixer, found guilty, blames his lawyer.  (Bloomberg)
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Daily Compliance News

Daily Compliance News: October 19, 2023 – The Loser Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Google’s anti-trust defense ‘We’re smarter than the average bear’.   (NYT)
  • US tightens US chips sent to China.  (WSJ)
  • Computer error leads to $20MM fine for ACI. (WSJ)
  • Jim Jordan loses again. (FT)
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Daily Compliance News

Daily Compliance News: June 22, 2023 – Is the Supreme Court For Sale Edition

`Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • SCt litigant pays for trip for Alito but ‘no conflict’. (NYT)
  • ZTE and Huawei employees accused of working at Chinese spy sites in Cuba. (WSJ)
  • Google launches AML tool. (WSJ)
  • FTC says Amazon duped consumers. (Reuters)
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Daily Compliance News

January 25, 2023 – The Public Intoxication but Full Confidence Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Corruption leads to 10-hour-per-day power cuts in South Africa. (FoxNews)
  • Tyson Foods CFO pleads guilty to public intoxication. (WSJ)
  • US sues to break up Google ad unit. (Bloomberg)
  • Former FBI agent charged with corruption. (WSJ)
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Daily Compliance News

November 15, 2022 the Who’s to Blame Edition

In today’s edition of Daily Compliance News:

  • Google settles with states for $391MM. (WSJ)
  • Tyson Foods Board to review CFO arrest. (FT)
  • DR Congo ex-Presidential advisor on trial for corruption. (Barron’s)
  • Who’s to Blame for FTX. (NYT)
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From the Editor's Desk

October and November in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories which have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.

In this month’s episode, we look back at top stories in CW from October around the Lafarge criminal action, the former Uber CISO convicted criminally for attempting to hide a data breach, and the agreement between Google and the DOJ for the company to create a position of a legal compliance monitor. We previewed some of the stories CW will look at in November, including the current state of SEC rulemaking, and Kyle teased out some findings from the CW ‘Inside the Mind of the CCO’ survey, which recently concluded.

We conclude with a look at some of the top sports stories, including a look at a Red Sox fan’s view of the 2022 World Series, ask about a quarterback controversy in New England and overreact to the first week of the NBA season.

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Daily Compliance News

September 14, 2022 the Is Twitter Lying Edition

In today’s edition of Daily Compliance News:

  • Ideanomics announces FCPA investigation. (FCPA Clearinghouse)
  • Who is responsible for client losses? (Bloomberg)
  • Mudge says Twitter lying about security flaws. (NYT)
  • Google loses EU anti-trust appeal. (Reuters)
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Daily Compliance News

May 3, 2022 the Fat Leonard Trial to Resume Edition


In today’s edition of Daily Compliance News:

  • Fat Leonard Trial to resume. (KPBS)
  • Tensions at Google over AI and ethics. (NYT)
  • EU hits Apple on antitrust concerns. (WaPo)
  • Do banks lack basic risk management controls? (Reuters)
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Daily Compliance News

March 28, 2022 the No Conflicts Edition


In today’s edition of Daily Compliance News:

  • H-GAG says it can’t enforce its own COI rules. (Houston Chronicle)
  • London insurance firms caught up in bribery probe.  (Bloomberg)
  • Do you trust Google AI to review your medical records? (WSJ)
  • Another 3M loss in military ear plugs litigation. (Reuters)