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10 For 10

10 For 10: Top Compliance Stories For The Week Ending September 20, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Tips flow to DOJ under the new whistleblower program. (WSJ)
  • Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
  • Second trial in Vietnam after 1st one ended in a death sentence. (Bloomberg)
  • Was VW audit in China substandard? (FT)
  • JPMorgan appoints senior bankers to oversee junior bankers. (FT)
  • 2 ex-NYFD chiefs charged with bribery. (Bloomberg)
  • First Energy pays $100MM to settle SEC charges. (WSJ)
  • Astra-Zeneca employees arrested in China. (Bloomberg)
  • Walgreens to pay $106MM for allegations of overbilling. (WSJ)
  • Tik-Tok faces tough questions from the Court of Appeals. (Reuters)

 

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Daily Compliance News

Daily Compliance News: September 4, 2024 – The Don’t Ask for Something Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Don’t ask for something like regulatory reform, as you might get it. (WSJ)
  • Former Volkswagen Chief Executive goes to trial for the emissions testing scandal. (NYT)
  • Lebanon’s former central bank head is charged with corruption. (AP)
  • How about using AI to increase profits? (FT)

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Daily Compliance News

April 5, 2023 – The Not There Finest Hour Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· Jamie Dimon says banking regs need to be tightened.  (WSJ)

· Steinmetz’s guilty verdict was upheld on appeal.  (Reuters)

· Founder of Frank charged with fraud. (NYT)

· VW fights draconian sanctions. (Reuters)

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Daily Compliance News

July 25, 2022 The Vince McMahon Retires Edition

In today’s edition of Daily Compliance News:

  • VW CEO retires. (NYT)
  • Vince McMahon retires. (NYT)
  • My Big-Coin founder is guilty of crypto fraud. (WSJ)
  • Uber avoids prosecution in the hacking cover-up. (Reuters)
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Daily Compliance News

January 29, 2022 the Mike Lynch Guilty Edition

 
In today’s edition of Daily Compliance News:
·      ESG expertise in short supply.  (FT)
·      If Russia invades…  (WSJ)
·      VW unceremoniously fired whistleblower. (SecurityWorld)
·      Mike Lynch found guilty. (BBC)

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Daily Compliance News

March 29, 2021 the VW Strikes edition


In today’s edition of Daily Compliance News:

  • FCA wants greater whistleblowing. (WSJ)
  • PIMCO CCO to step down. (WSJ)
  • VW going after previous CCO. (NYT)
  • Do Amazon workers pee in bottles? (WaPo)
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Daily Compliance News

March 22, 2021 the More Questions edition


In today’s edition of Daily Compliance News:

  • Brazil back-tracking in the fight against corruption? (FT)
  • Still doing business in Myanmar? (WSJ)
  • VW-from sins to redemption? (NYT)
  • Did ATT overcharge the neediest schools? (WaPo)
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31 Days to More Effective Compliance Programs

September 30, 2020-the 1st VW Trial in Germany edition


In today’s edition of Daily Compliance News:

  • First VW senior manager trial in Germany. (NYT)
  • Sayonara Hertz. (WSJ)
  • JPMorgan to pay $920MM to settle spoofing claims. (WSJ)
  • Coinbase to non-shareholders: Screw You. (NYT)
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Daily Compliance News

September 15, 2020-the VW Monitorship edition


In today’s edition of Daily Compliance News:

  • Monitor says VW has kept promises. (NYT)
  • Corbat pushed out? (WSJ)
  • Rio Tinto faces tough sailing. (FT)
  • A new corporate culture? (FT)
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Daily Compliance News

May 26, 2020-the Perfect Storm edition

 
In today’s edition of Daily Compliance News:

  • Keeping ideas flowing during WFH. (FT)
  • The perfect storm for fraud (and bribery) risk? (WSJ)
  • Have the basics of the energy industry changed? (WaPo)
  • Germany orders VW to compensate drivers. (WSJ)