Tag: Archegos

Daily Compliance News: July 12, 2024 – The New Normal Edition

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Post date July 12, 2024
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

The new normal of office life. (FT)
DOJ seeks to boost defense of TikTok divestiture law. (Reuters)
Former Indonesian Minister sentenced to 10 years for corruption. (Bloomberg)
Anti-communist fraudster trial heads to jury (NYT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags Archegos, Bill Hwang, corruption, fraud, Remote work, WFH

Daily Compliance News

Daily Compliance News: May 24, 2024 – The Declination Edition

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Post date May 24, 2024
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Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

First declination in a export control case. (WSJ)
Does the Constitution protect Menendez in delivering quo? (Politico)
HSBC was fined for failing to help customers. (BBC)
Cracks in the prosecution of Archegos. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags Archegos, declination, Export Control, HSBC, Senator Robert Menendez

Daily Compliance News

Daily Compliance News: May 3, 2024 – The TikTok and Bribery Edition

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Post date May 3, 2024
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Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

TikTok discloses internal investigations of bribery and corruption. (South China Morning Post)
CFTC names its first AI chief. (WSJ)
Bill Hwang (of Archegos; remember him) goes to trial on May 8. (Bloomberg)
The Exxon Pioneer merger was approved (with a caveat). (NYT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags Archegos, Bill Hwang, CFTC, Exxon-Pioneer merger, TikTok

Daily Compliance News

Daily Compliance News: July 26, 2023 – The Farewell to the Bird Edition

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Post date July 26, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

EY General Counsel calls it quits. (FT)
Musk ditches the Twitter bird. (BBC)
Chinese official given death sentence for accepting bribes. (Barron’s)
UBS fined for Credit Suisse imbroglio over Archegos. (NYT)

Tags Archegos, corruption in China, Credit Suisse, EY, twitter, UBS, UBS and Credit Suisse

Daily Compliance News

December 5, 2022 the Crazy Like a Fox Edition

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Post date December 5, 2022
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings you four compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All, from the Compliance Podcast Network.

Stories we are following in today’s edition of Daily Compliance News:

SBF media strategy: Crazy or crazy like a Fox. (WSJ)
Bribery as contract defense: Nigeria tried to ditch $11bn award. (Reuters)
Hwang says prosecutorial misconduct requires dismissal. (Reuters)
Who cheated in chess? (NYT)

Tags Archegos, Bill Hwang, chess, corruption, Nigeria, SBF

Daily Compliance News

August 20, 2022 Is the EU More Corrupt? Edition

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Post date August 20, 2022
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In today’s edition of Daily Compliance News:

The judge blocks Florida’s attempt to prevent anti-discrimination training. (NYT)
Is corruption getting worse in the EU? (EuroNews)
Alleged AMLer extradited to the US to stand trial. (WSJ)
Were banks lulled by Archegos? (Reuters)