Tag: compliance

Compliance Tip of the Day: Skills for Compliance Professionals into 2030 and Beyond

Post author By admin
Post date February 12, 2024
No Comments on Compliance Tip of the Day: Skills for Compliance Professionals into 2030 and Beyond

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In this episode, we consider the five skills every compliance professional should develop to take the next step into 2025, 2030, and beyond in the compliance field. They are: (1) Adapt to thrive; (2) Be creative; (3) Develop emotional intelligence; (4) Become tech-savvy; and (5) Build your personal brand.

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

Tags CCO, compliance, compliance professional, skills for compliance professionals

2 Gurus Talk Compliance

2 Gurus Talk Compliance: Episode 22 – FCPA Blog Tribute

Post author By admin
Post date February 9, 2024
No Comments on 2 Gurus Talk Compliance: Episode 22 – FCPA Blog Tribute

What happens when two top compliance commentators get together? They talk about compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, Tom and Kristy take on a wide variety of compliance-related topics but begin with their reflections on the FCPA Blog.

In the ever-evolving world of regulatory compliance and risk management, challenges are constant, and strategies must be dynamic. Tom highlights the corruption in Ukraine, Elon Musk loses $55bn and throws a tantrum, and why Brazil wants to punish Transparency International. Kristy highlights the DEI, how to fire employees, remote workforce challenges for a CCO and checks in on Florida Man. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this episode of the 2 Gurus Talk Compliance podcast.

Highlights Include:

1. FCPA Blog announces its closing. (FCPA Compliance & Ethics Blog)

2. A massive corruption scandal was uncovered in Ukraine. (CNN)

3. Musk’s $55bn pay package is voided and he wants to move to Texas. (WSJ)

4. An Ecuadorian official got a $70,000 watch as a bribe. (Bloomberg)

5. Brazil goes after TI for its CPI. (FT)

6. Firing employees the right way is part of compliance (FCPA Blog)

7. Mark Cuban Doubles Down on Support for DEI After Trading Barbs With Anti-Diversity Crusader Elon Musk (Inc.com)

8. Remote Workforces Create New Challenges for Investigators and Compliance Officers (NAVEX)

9. New Jersey and New Hampshire Pass Comprehensive Privacy Legislation (Inside Privacy/Covington)

10. Florida man steals Snoop Dogg’s bobblehead but later has change of heart (Local 10 News)

Resources:

Kristy Grant-Hart on LinkedIn

Tom

Tags Brazil, CCO, compliance, corruption, Elon Musk, FCPA Blog, RTW, TI

Compliance and AI

Compliance and AI: Ernesto Gerardo on Leveraging AI for Business Growth and Success

Post author By admin
Post date February 9, 2024
No Comments on Compliance and AI: Ernesto Gerardo on Leveraging AI for Business Growth and Success

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These are but three of the many questions we will explore in this exciting new podcast series, Compliance and AI. Hosted by Tom Fox, the award-winning Voice of Compliance, this podcast will look at how AI will impact compliance programs into the next decade and beyond. If you want to find out why the future is now, join Tom Fox on this journey to the frontiers of AI. Today, Tom hosts Ernesto Gerardo at an upcoming business and AI summit he is hosting in Dallas, TX, on February 17.

Ernesto Gerardo, a renowned figure in the realm of AI and business, is recognized for his expertise in organizing conferences that center around this advanced technology. Based in Texas, Ernesto is a member of the prestigious C Suite network and has a passion for helping businesses scale and grow. His perspective on “AI in business and real estate conference: strategies and tools” is that AI can be utilized to automate and enhance various aspects of any business, including outreach, follow-ups, lead generation, and scheduling. He believes that in the real estate sector, AI can be used creatively in deal structures, working with contractors, and managing Airbnb properties. His experiences in organizing AI-focused events and his collaboration with other experts in the field have shaped this perspective. Join Tom Fox and Ernesto Gerardo as they delve deeper into this topic on the next episode of the Compliance and AI podcast.

Resources:

Ernesto Gerardo on LinkedIn

AI and Business in Real Estate Summit

Tom Fox

Tags AI, AI in business, compliance, Ernesto Gerardo

Compliance Tip of the Day

Compliance Tip of the Day: Seeing Around Corners

Post author By admin
Post date February 8, 2024
No Comments on Compliance Tip of the Day: Seeing Around Corners

In this episode, we consider why every compliance professional needs to learn to see around corners and how to do so.

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

Tags CCO, compliance, Seeing Around Corners

Daily Compliance News

Daily Compliance News: February 8, 2024 – The I Love Candy Edition

Post author By admin
Post date February 8, 2024
No Comments on Daily Compliance News: February 8, 2024 – The I Love Candy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

A Pemex official admits to taking bribes in the Vitol trial. (Bloomberg)
McKinsey and BCG say employees in Saudi Arabia are at risk. (FT)
US buyers buy more from Mexico than from China. (NYT)
$2bn NYC Housing Authority corruption case announced. (WSJ)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

Tags BCG, cancy, compliance, corruption, McKinsey, Pemex, Vitol Trading

Compliance Tip of the Day

Compliance Tip of the Day: The ROI of Compliance

Post author By admin
Post date February 7, 2024
No Comments on Compliance Tip of the Day: The ROI of Compliance

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

In this episode, we consider several different ways to show the ROI of an effective compliance program.

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

Tags compliance, Ethisphere, ROI

Compliance Into the Weeds

Compliance into The Weeds: To Monitor or Not to Monitor: What is even The Question?

Post author By admin
Post date February 7, 2024
No Comments on Compliance into The Weeds: To Monitor or Not to Monitor: What is even The Question?

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode, Tom and Matt take a deep dive into the seeming inconsistency in approaches to monitoring (or lack thereof) in two recent DOJ enforcement actions involving eBay and SAP.

The Department of Justice’s (DOJ) seemingly inconsistent approach to corporate enforcement and compliance monitoring has been a topic of much debate and confusion. Or has it? This inconsistency is particularly evident in the assignment of compliance monitors and CCO certification, as seen in the contrasting cases of eBay and SAP. Does the DOJ have a contradictory approach? What are the criteria for assigning monitors? Are local U.S. Attorneys may be following their own agendas, leading to this inconsistency. Is there a lack of logic and effectiveness in the DOJ’s policies? To delve deeper into this issue, join Tom Fox and Matt Kelly in this episode of Compliance into the Weeds.

Key Highlights:

Effectiveness and Consistency of Compliance Monitors
Incentivizing self-disclosure and remediation in corporate enforcement
Inconsistent assignment of monitors based on misconduct
Inconsistent enforcement practices by U.S. Attorneys

Resources:

Matt on Radical Compliance

Tom

Tags CCO, compliance, DOJ, eBay, monitors, SAP

Great Women in Compliance

Great Women in Compliance – Gitanjali Sakhuja on Dancing and Diplomacy in Compliance

Post author By admin
Post date February 7, 2024
No Comments on Great Women in Compliance – Gitanjali Sakhuja on Dancing and Diplomacy in Compliance

Welcome to the Great Women in Compliance Podcast. In this episode, Hemma Lomax visits with Gitanjali Sakhuja, a Fractional Chief Compliance and Ethics Officer based in Washington, D.C. In her current role, Gitanjali works with small to mid-cap companies and nonprofits in the strategic implementation and management of their ethics and compliance programs. Gitanjali mentors regularly with StreetWise Partners, hosts Compliance Socials, a DMV-based community for ethics and compliance professionals and is currently also founding a path for Eyesea, an app mapping pollution in the oceans. She previously worked for the United Nations Development Programme in New York, Geneva, and Jakarta, and both UNICEF and Maersk in Copenhagen. Gitanjali received her J.D. from the Santa Clara University School of Law and is CCEP certified.

Gitanjali is a passionate lawyer with a unique approach to compliance and diplomacy, known for her creative infusion of dance into her work. Gitanjali’s perspective on the “dancing lawyer’s unique approach to compliance and diplomacy” is rooted in her belief that her passion for dance enhances her compliance skills and fosters a positive collaborative atmosphere. She likens the unique rhythm and movement of every dance to the tailored approach required in her compliance work, seeing a synergy between the two. Gitanjali’s experiences in diverse communities and international organizations have shaped her belief that all complex problems can be solved by understanding the intricacies of business and finding creative, practical solutions with business partners. Join Hemma Lomax and Gitanjali Sakhuja on this episode of Great Women in Compliance to delve deeper into her unique approach.

Key Highlights:

The Vibrant Connection: Dance and Compliance
The Dance of Diplomacy: A UN Career
Creative Problem Solving for Compliance Success
Leveraging relationships for impactful influence
Leveraging diverse experiences for diplomatic superpowers
Harnessing Influence: Empowering Change Through Collaboration

Resources:

Join the Great Women in Compliance community on LinkedIn here.

Tags compliance, Gitanjali Sakhuja, GWIC, UN

Compliance Tip of the Day

Compliance Tip of the Day: The Digital Transformation of Compliance

Post author By admin
Post date February 6, 2024
No Comments on Compliance Tip of the Day: The Digital Transformation of Compliance

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In this episode, we consider how you can use a digital transformation to not only bring data analytics to your compliance program but also make a change in the structural delivery of compliance in your organization.

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

Tags compliance, digital transformation

SBR - Authors' Podcast

SBR Authors Podcast: Jay Anstine on Navigating Healthcare Compliance

Post author By admin
Post date February 6, 2024
No Comments on SBR Authors Podcast: Jay Anstine on Navigating Healthcare Compliance

Welcome to the Sunday Book Review, the Authors Podcast! Don’t miss out on this episode of SBR – Author’s Podcast, where Tom sits down with Jay Anstine on his book Navigating the Politics of Healthcare.

Jay Anstine is a seasoned professional in the healthcare industry, with over two decades of experience in healthcare law, practice, and compliance. Anstine’s perspective on the future of healthcare compliance is shaped by his extensive background and understanding of the political landscape within healthcare organizations. He believes that the industry will continue to grow, with an increasing emphasis on regulations and job security. Anstine predicts a future where payment and reimbursement are closely tied to the quality of care and where transparency, particularly in pricing, becomes a major focus for healthcare organizations. Join Tom Fox and Jay Anstine as they delve deeper into these insights and predictions on the next episode of the SBR-Author’s Podcast.