Categories
Blog

Farewell to Lt. Uhura

The Star Trek world and family lost one of its dearest members on Sunday with the passing of Nichelle Nichols, Lt. Nyota Uhura. George Takei spoke for many of us when he wrote on Twitter, “For today, my heart is heavy, my eyes shining like the stars you now rest among, my dearest friend.” The role of Lt. Uhuru was truly ground-breaking for television in the 1960s; a black woman was an officer of a naval ship (well OK combined services); manning a key role on the executive leadership team of the Starship Enterprise. For a television show which premiered only a couple of years after the landmark Civil Rights Act of 1964, her role was almost revolutionary.

Indeed, as noted by Jake Tapper on Twitter, perhaps her biggest fan was Dr. Martin Luther King. After the first season of the show, she was considering leaving but reconsidered after meeting Dr. King at an NAACP fundraiser. She said he introduced himself as a fan and grew visibly horrified when she explained her desire to abandon her role, one of the few non-servile parts for Blacks on television. Nichols told Entertainment Tonight, “Because of Martin, I looked at work differently. There was something more than just a job.” As reported in The Hollywood Reporter, “He told me that Star Trek was one of the only shows that his wife Coretta and he would allow their little children to stay up and watch,” she recalled. “I thanked him and I told him I was leaving the show. All the smile came off his face and he said, ‘You can’t do that. Don’t you understand, for the first time, we’re seen as we should be seen? You don’t have a Black role. You have an equal role.’ “I went back to work on Monday morning and went to Gene’s office and told him what had happened over the weekend. And he said, ‘Welcome home. We have a lot of work to do.’ Said Roddenberry in the documentary, “I was pleased that in those days, when you couldn’t even get Blacks on television, that I not only had a Black but a Black woman and a Black officer.””

Adam Bernstein, writing in the Washington Post, said, “Nichelle Nichols, an actress whose role as the communications chief Uhura in the original “Star Trek” franchise in the 1960s helped break ground on TV by showing a Black woman in a position of authority and who shared with co-star William Shatner one of the first interracial kisses on American prime-time television.” He went on to say, “On the bridge of the starship Enterprise, in a red minidress that permitted her to flaunt her dancer’s legs, Ms. Nichols stood out among the otherwise all-male officers. Uhura was presented matter-of-factly as fourth in command, exemplifying hopeful future when Blacks would enjoy full equality.”

On the subject of that kiss, the first inter-racial kiss went to Sammy Davis, Jr. and Nancy Sinatra but was simply a “peck on the cheeks.” Her kiss with Shatner was anything but a peck on the cheek. Bernstein wrote, “Her most prominent “Star Trek” moment came in a 1968 episode, “Plato’s Stepchildren,” about a group of “superior” beings who use mind control to make the visiting Enterprise crew submit to their will. They force Kirk and Uhura, platonic colleagues, to kiss passionately.” But if you watch the episode, I as recently did for its upcoming treatment on my podcast series Trekking Through Compliance, you will see that it is something very different than a passionate kiss, as it was forced onto the characters of Kirk and Uhura by beings who controlled their minds. In rewatching the entire episode, it is a troubling episode with this kiss perhaps the most troubling seen.

The Hollywood Reporter said of that kiss, “When NBC execs learned about the kiss during production, they feared stations in the Southern states would not air the episode, so they ordered that another version of the scene be filmed. But Nichols and Shatner purposely screwed up every additional take. Finally, the guys in charge relented: ‘To hell with it. Let’s go with the kiss,” Nichols wrote in her 1994 book, Beyond Uhura: Star Trek and Other Memories. “I guess they figured we were going to be canceled in a few months anyway. And so the kiss stayed.”

Even though Star Trek, the Original Series went off the air in 1969, “Nichols’s continued association with Uhura at Trekkie conventions led to a NASA contract in 1977 to help recruit women and minorities to the nascent space shuttle astronaut corps.” Nichols said of that recruiting effort, “I went everywhere. I went to universities that had strong science and engineering programs. I was a guest at NORAD [the North American Aerospace Defense Command], where no civilian had gone before. “At the end of the recruitment, NASA had so many highly qualified people. They took six women, they took three African-American men … it was a very fulfilling accomplishment for me.”

In many ways, the fight for equality that Nichols participated in is still ongoing. Diversity, Equity and Inclusion (DEI) is under attack in many states across the nation, with states such as Florida and Texas considering legislation which prevents companies from DEI initiatives such as those by pioneers such as Nichols.

Sunday, we lost another pioneer in the fight for DEI and social justice but from a very different world from Nichols. That pioneer was Bill Russell, and his world was sports. Please join me tomorrow when I pay tribute to Russell.

Categories
Trekking Through Compliance

Episode 37-I, Mudd


In this episode of Trekking Through Compliance, we consider episode I, Mudd, which aired on November 3, 1967, and occurred on Star Date 4513.3.
The Enterprise finds Harry Mudd (Harcourt Fenton Mudd) on a planet and the “ruler” of 500 robot women. Mudd is being studied by the robots, who are accommodating but refuse to let him go. The androids tell Kirk people from the Andromeda galaxy built them. However, the civilization that constructed them was destroyed by a supernova, so the androids were left without supervision. Now they have found a new purpose in Mudd. Spock makes inquiries and discovers that there are 207,809 androids and, most importantly, that they seem to be controlled by some central coordinating power.
The robots find people too destructive and plan to take over and “serve” all humans in the galaxy to control them. Kirk leaves Harry on the planet with his attendant robots to serve as an example of human failure to them. The robots are also reprogrammed to carry out their original task of rendering the planet fit for human life. As a final blow to Mr. Mudd, Kirk also leaves behind several android copies of his shrewish wife, Stella.
Compliance Takeaways:

  1. Why continuous monitoring is a mandatory part of any compliance program.
  2. Will AI take over compliance? (Answer: No)
  3. As a CCO, you are only limited by your imagination.

Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein
MissionLogPodcast.com
Memory Alpha

Categories
This Week in FCPA

Episode 297 – the Ng Convicted edition


As the NY Mets have the best record in baseball and we prepare for the celebrations of Easter and Passover, Tom and Jay are back to look at some of the week’s top compliance and ethics stories in the Ng Convicted edition.
Stories

    1. Roger Ng was convicted. Tom in the FCPA Compliance and Ethics Blog.
    2. Lessons from DOJ’s first cyber fraud settlement? Annie Hudgins in the FCPA Blog.
    3. Depression as corporate materiality issue. Dick Cassin in the FCPA Blog
    4. Should CCOs be required to certify compliance programs? Mike Volkov in Corruption Crime and Compliance.
    5. CEO fined by SEC for impeding whistleblower. Aaron Nicodemus in Compliance Week. (sub req’d) Matt Kelly in Radical Compliance.
    6. How much BOD oversight of compliance is enough? Jeff Kaplan in Conflict of Interest Blog
    7. Compliance in recessionary times. Jim DeLoach in CCI.
    8. Water and corruption. Rick Messick in GAB.
    9. Why should an organization disclose diversity information? Antinuke Adrian in Harvard Law School Forum on Corporate Governance.  
    10. Data governance best practices. Eray Eliaçik in Data Economy

Podcasts and More

  1. Tom visits with Matt Galvin and Dan Kahn over a 2-part podcast series. In Part 1, they talk about dealing with the DOJ during an FCPA investigation and thereafter. 
  2. Into Star Trek, then join Tom and John Champion, who is on a 15-year mission to do a podcast on every episode of Star Trek, television, movie, and animated show on the podcast MissionLogPodcast.com. In Part 1, from TOS up to the start of TNG. In Part 2, from TNG to today. 
  3. This month on the Compliance Life, I visit with Susan Divers, Director of Thought Leadership at LRN. In Part 1, academic life and early professional career. In Part 2, she moves to the corporate world. 
  4. Why should you attend Compliance Week 2022? Find out on this episode of From the Editor’s Desk. Listeners get a $200 discount to CW 2022 with the code Fox200. More here
  5. Join Tom and Jay at ECI Impact 2022. Listeners to this podcast can save 20% off registration
    by entering discount code: TOM20 at checkout.
  6. Welcome back, Sam Rubenfeld.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

Categories
Greetings and Felicitations

John Champion and MissionLogPodcast.com, Part 2-The Journey Continues


Welcome to the Greetings and Felicitations, a podcast where I explore topics which might not seem to be directly related to compliance but clearly influence our profession. In this episode, I conclude a two-part series with John Champion, one of the founders of Mission Log, a Roddenberry Star Trek Podcast. John’s original mission was to do a podcast on every episode of Star Trek, beginning with TOS, TAS, the movies, TNG, DS9, Voyager and beyond. It began in 2012 as a 14-year odyssey and has only grown in length. In this Part 2, we take up the Star Trek story at TNG and bring it forward to the present day.  Highlights include:

  1. The uneven start of TNG and how the show found its footing.
  2. The Trek Files and Dr. Trek himself, Larry Nemecek.
  3. A new generation takes over from Gene Roddenberry and the original creative team.
  4. DS9-a town on the frontier.
  5. A new Star Trek in the 21st century.
  6. Picard-Seasons 1 & 2.
  7. Star Trek-a show for its time and for all time.

Resources
MissionLogPodcast.com
Roddenberry Entertainment

Categories
Greetings and Felicitations

John Champion and MissionLogPodcast.com, Part 1-The Journey Begins

Welcome to the Greetings and Felicitations, a podcast where I explore topics which might not seem to be directly related to compliance but clearly influence our profession. In this episode, I begin a two-part series with John Champion, one of the founders of MissionLogPodcast.com. John’s original mission was to do a podcast on every episode of Star Trek, beginning with TOS, TAS, the movies, TNG, DS9, Voyager and beyond. It began as a 14-year odyssey and has only grown in length. In this Part 1, we take up the founding of  MissionLogPodcast.com and John’s work with his original co-host Ken Ray to explore the morals, messages and meanings of Star Trek up to TNG. Highlights include:

1. The vision of Rod Roddenberry and Roddenberry Entertainment for Mission Log, a Roddenberry Star Trek Podcast.
2. Start of the podcast and working through TOS.
3. Some of the hidden gems in TAS.
4. The movies.
5. The work of Dorothy (DC) Fontana
6. The David Gerrold interview.
Resources
MissionLogPodcast.com
Roddenberry Entertainment

Categories
Popcorn and Compliance

Star Trek III-The Search for Spock

In this podcast series, recovering screenwriter (and Mr. Monitor) Jay Rosen and Tom (the Compliance Evangelist) indulge in passion for the movies by looking at them through the lens of compliance. Jay is a contemporary movie fan and I am more of a classic movie maven so we present a well-rounded view of the movie fandom. If you want to indulge in your love for the movies with two guys who are passionate about Hollywood and get some ideas for your compliance program, this is the podcast series for you. For this  offering, we consider the Star Trek III-The Search for Spock.

Some of the highlights include:

Ø  How and why did this movie has such operatic themes?

Ø  Can you separate the soul from the mind?

Ø  What are some of the leadership lessons? Tom has five.

1. What is your one rule?
2. What is risk and how do you assess it?
3. Never carry a swagger stick or any other affecting accoutrement of leadership.
4. Hope for the best, plan for the worst.
5. If you include your senior management in your decision making, they will be more invested in the outcome.

Ø  How did one short scene with Uhuru (Nichelle Nichols) explain the scope of her entertainment career?

Ø  How did Ronald Reagan make a related appearance in this movie?

 Tom gives the movie a full bucket and ½ of Popcorn and a medium sized Diet Coke. Jay gives the movie a full bucket of fresh popcorn with Milk Duds mixed in.

Join us again where in our next episode of Popcorn and Compliance, we consider Star Trek IV-The Voyage Home.

Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 9-Dagger of the Mind


In this episode of Trekking Through Compliance, we consider the episode Dagger of the Mind which aired on November 3, 1966, Star Date 2715.1.
The Enterprise makes a supply run to planet Tantalus V, a colony where the criminally insane are confined for treatment. The facility’s director is Dr. Tristan Adams, a psychiatrist famous for advocating more humane treatment of such patients. After the Enterprise delivers supplies and receives cargo from Tantalus, a man emerges from the container taken aboard and assaults a technician. Reaching the bridge, the intruder demands asylum, but Spock subdues him with a Vulcan nerve pinch. In sickbay, the intruder identifies himself as Simon van Gelder, and a computer check reveals that he is not a patient, but Dr. Adams’ assistant.
On the Enterprise van Gelder becomes increasingly frantic, warning that the landing party is in danger. Spock learns that the neural neutralizer can empty a mind of thoughts, leaving only an unbearable feeling of loneliness and that Adams has been using it on inmates and staff to gain total control of their minds.
Kirk decides to test the neutralizer on himself, with Noel at the controls. Adams appears, overpowers Noel, seizes the controls, increases the neutralizer’s intensity, and proceeds to convince Kirk that he has been madly in love with Noel for years. Adams inadvertently reactivates the neural neutralizer, emptying his mind completely, killing him. Back on the Enterprise, Kirk is informed that van Gelder has destroyed the neural neutralizer. McCoy is surprised that loneliness could be lethal, but Kirk, after his experience, is not.

Compliance Takeaways:
  1. Be careful at Christmas parties.
  2. How do you test new protocols?
  3. How you treat your direct reports is critical for your success as a CCO.
Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for Daggerof the Mind
MissionLogPodcast.com-Daggerof the Mind
Categories
Trekking Through Compliance

Trekking Through Compliance: Episode 63 – For the World is Hollow and I Have Touched the Sky

 

In this episode of Trekking Through Compliance, we consider the episode   For the World is Hollow and I Have Touched the Sky which aired on November 1, 1968, Star Date Unknown.

McCoy calls Kirk to sickbay and informs him that the ship’s Chief Medical Officer (himself) has contracted an incurable fatal disease called xenopolycythemia and has only one year to live. However, McCoy assures Kirk that he will still be able to do his job until the end.

Suddenly, the Enterprise is attacked and diverts and determines their point of origin, an asteroid 200 km in diameter, which is actually a nuclear-powered spaceship on a collision course with planet Daran V. The inhabitants do not know that they are on a spaceship, except for one old man who had climbed a mountain when he was young and intones “For the world is hollow and I have touched the sky.” After uttering this, the oracle punishes the old man with death by means of a subcutaneous “instrument of obedience.”

They are able to put the ship back on course. They also discover databanks of the Fabrini containing a great deal of medical knowledge, including the cure for McCoy’s xenopolycythemia.

Compliance Takeaways:

1.     How do you manage?

2.     Executives having skin in compliance.

3.     As a compliance professional, do you have empathy?

Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein

MissionLogPodcast.com

Memory Alpha