Amanda welcomes back Call Center Supervisor Angela Earnhardt to discuss the potential conflict of interest for compliance officers who turn into whistleblowers. Also, paleontologists and teacher-unicorns.
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Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I go into the weeds on a recent academic paper by Stubben and Welch entitled, Are Secondhand Whistleblowing Reports More Credible. The authors reviewed data from the Navex Global data base of 2 million whistleblower reports from more than 1,000 companies from 2004 through 2017. Their findings have significant implications for CCO, GCs and Boards of Directors.
Some of the highlights include:
For additional reading see the following:
Matt’s blog post, Study-Second Hand Reports More Reliable, on Radical Compliance.
Stubben and Welch, Are Secondhand Internal Whistleblowing Reports Credible?
In today’s edition of Daily Compliance News:
In today’s edition of Daily Compliance News:
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into the House Financial Services bill, HR 2515, which amends the Dodd-Frank Act to clarify that whistleblowers who report misconduct to their employers and not to the SEC also have protections against retaliation under the law. This bill fixes the US Supreme Court decision in Digital Realty Trust which mandated that whistleblowers had to go to the SEC to obtain Dodd-Frank anti-retaliation protection. Some of the highlights include:
Some of the highlights include:
For more reading check out Matt’s blog post “Progress on Whistleblower Fix”
